United States v. Thornberg

676 F.3d 703, 2012 WL 1253281, 2012 U.S. App. LEXIS 7534
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 16, 2012
Docket11-2692
StatusPublished
Cited by14 cases

This text of 676 F.3d 703 (United States v. Thornberg) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thornberg, 676 F.3d 703, 2012 WL 1253281, 2012 U.S. App. LEXIS 7534 (8th Cir. 2012).

Opinion

MURPHY, Circuit Judge.

James Edward Thornberg escaped from the federal prison camp in Duluth, Minnesota where he was serving a 96 month sentence for wire fraud and money laundering. After he was apprehended over 6 years later and charged with escape from custody in violation of 18 U.S.C. § 751(a), Thornberg pled not guilty by reason of insanity. The district court 1 granted his request for a psychiatric evaluation which was completed by a forensic psychologist from the Bureau of Prisons. Before trial Thornberg moved for a second psychiatric evaluation, but the district court denied the motion. After trial a jury convicted him of escape, the district court sentenced him to 30 months imprisonment. Thorn-berg appeals, claiming that his due process rights were violated because the single psychiatric evaluation was insufficient and he received ineffective assistance of counsel. We affirm.

After pleading guilty to wire fraud and money laundering in 2002, Thornberg was confined at a federal prison in Duluth, Minnesota. He escaped in 2003 and made his way to California, assumed a new identity, married, and spent some time traveling abroad. He was finally apprehended in March 2010 in California where he had been working at a carpet cleaning business. He was charged with escape from custody and pled not guilty by reason of insanity.

The district court granted Thornberg’s motion for a psychiatric evaluation under 18 U.S.C. §§ 4241 and 4242(a), to assess his competency to stand trial and his state of mind at the time he escaped. A forensic psychologist with the Bureau of Prisons performed Thornberg’s psychiatric exam. She determined that Thornberg did not suffer from a severe mental disease or defect that rendered him unable to appreciate the nature and quality or wrongfulness of his acts at the time of his escape. She also found him competent to stand trial and noted that his successful efforts to evade authorities for several years could be taken as evidence of his understanding of the wrongfulness of his conduct.

Thornberg claimed the evaluation was incomplete and filed several pro se motions requesting a second psychiatric evaluation *706 to aid his defense. In particular, he argued that because the forensic psychologist had been unable to obtain some medical records from the period before his incarceration, she had not considered his complete mental health history and therefore could not make an accurate evaluation of his mental state at the time of his offense. The district court denied these motions, but prior to trial it twice granted Thornberg’s requests for appointment of new counsel. His trial counsel was thus his third appointed lawyer.

Thornberg’s defense at trial was based on a theory of coercion and duress, specifically that his family had persecuted him while he was in prison and he feared he would kill himself if he remained there. The district court permitted him to testify about his full mental health history including multiple treatments, hospitalizations, prescriptions for medication, and suicide attempts. Three other witnesses also testified for the defense. Dr. Walter Bera, a psychologist who had treated Thornberg between 1996 and 1997, testified that Thornberg exhibited signs of anxiety, paranoia, and hypervigilance. Joni Kaufman, Thornberg’s former wife, testified that his family was “trying to harass him and keep him in prison” and described his ongoing “mental problems.” His brother Steven testified that he thought Thornberg should be “institutionalized” and that he had sent Thornberg letters telling him that he needed “to check into a mental institution.”

The district court gave a requested jury instruction on coercion and duress. The jury found Thornberg guilty, and the district court sentenced him to 30 months imprisonment to be served consecutively to completion of his earlier sentence for fraud and money laundering. Thornberg appeals his conviction, contending that the psychiatric evaluation he received was insufficient and that he received ineffective assistance of counsel.

In the district court Thornberg did not challenge his psychiatric evaluation on constitutional grounds, but on appeal he argues that his Fifth Amendment due process rights were violated because the evaluation he received denied him his right to present a defense. An error by the trial court, even one affecting a constitutional right, is forfeited if not timely asserted. United States v. Pirani, 406 F.3d 543, 549 (8th Cir.2005). Accordingly, our review is for plain error. Id. To prevail on plain error review, Thornberg must show that “(1) the district court committed an error, (2) the error is clear or obvious, and (3) the error affected his substantial rights.” United States v. White Bull, 646 F.3d 1082, 1091 (8th Cir.2011). To demonstrate that his substantial rights were affected, an appellant must supply proof that the error affected the outcome of the district court proceedings. Puckett v. United States, 556 U.S. 129, 135, 129 S.Ct. 1423, 173 L.Ed.2d 266 (2009). Our decision to correct a forfeited error is discretionary, and we will “not exercise that discretion unless the error seriously affects the fairness, integrity or public reputation of judicial proceedings.” United States v. White, 241 F.3d 1015, 1023 (8th Cir.2001) (citation omitted).

An indigent defendant has a due process right to a psychiatric evaluation if he demonstrates that his sanity at the time of the offense is likely to be a significant factor at trial. Ake v. Oklahoma, 470 U.S. 68, 83, 105 S.Ct. 1087, 84 L.Ed.2d 53 (1985). Indigent defendants may request funding for a psychiatric expert from the district court. See 18 U.S.C. § 3006A(e)(l) (authorizing funding for expert witnesses). The decision to grant or deny an application to fund an expert witness is committed to the trial court’s discretion. United *707 States v. Bertling, 370 F.3d 818, 820 (8th Cir.2004). In analyzing a request for services, the court is to consider whether the defendant has demonstrated a reasonable probability that the requested expert would aid in his defense and whether denial of expert assistance would result in an unfair trial. Little v. Armontrout, 835 F.2d 1240, 1244 (8th Cir.1987). Requests for additional psychiatric examinations are also within the trial court’s discretion. See United States v.

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Bluebook (online)
676 F.3d 703, 2012 WL 1253281, 2012 U.S. App. LEXIS 7534, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thornberg-ca8-2012.