United States v. Donald Washburn

728 F.3d 775, 92 Fed. R. Serv. 346, 2013 WL 4516646, 2013 U.S. App. LEXIS 17839
CourtCourt of Appeals for the Eighth Circuit
DecidedAugust 27, 2013
Docket12-3080
StatusPublished
Cited by9 cases

This text of 728 F.3d 775 (United States v. Donald Washburn) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Donald Washburn, 728 F.3d 775, 92 Fed. R. Serv. 346, 2013 WL 4516646, 2013 U.S. App. LEXIS 17839 (8th Cir. 2013).

Opinion

BEAM, Circuit Judge.

Donald Washburn appeals his jury conviction for wire fraud, money laundering and making false statements to the United States Probation Office, the resulting sentence imposed by the district court, 1 as well as the district court’s rulings on his combined motion for judgment of acquittal and motion for new trial. He claims the court erred at trial in admitting certain evidence and that he was denied his right to “conflict-free” counsel and a fair trial. For the reasons stated herein, we affirm the conviction and sentence, and dismiss Washburn’s claim for ineffective assistance of counsel without prejudice. 2

I. BACKGROUND

While on probation for wire fraud and money laundering convictions related to prior commercial enterprises, Washburn again solicited investors in commercial opportunities (namely a dice game to be marketed to casinos and investments in the mining industry) in which Washburn erroneously claimed he had an interest. 3 The government charged Washburn in a 49-count indictment, including charges for wire fraud, money laundering and making false statements to the probation office. Prior to trial, the government offered Washburn a plea, in which it agreed to drop all remaining charges if Washburn pled guilty to two counts. Washburn initialed each paragraph of the plea agreement, signed the document, and returned *779 it to the prosecution. In a letter to the court concerning the change of plea hearing, the government described the nature of the plea agreement. The day before the scheduled change of plea hearing, Washburn sought an indefinite continuance due to an “emergency medical necessity,” “until such time as more thorough and certain medical information as to [Wash-burn’s] condition and prognosis is available.” The district court granted Wash-burn’s motion but admonished that the trial remained set for about one month later and the burden was on Washburn to reset the change of plea hearing. At some point, Washburn chose not to plead guilty so the hearing never took place and the plea agreement was never offered into evidence at such a hearing.

Washburn proceeded to trial, during which the government offered the signed and initialed factual stipulation contained in the plea agreement as evidence in its case against Washburn. The jury found Washburn guilty of 47 charges. Wash-burn appeals, claiming the district court erred in admitting the plea agreement’s factual stipulation at trial.' Washburn also challenges the district court’s pretrial denial of his motion for severance. And, Washburn claims the district court’s failure to appoint “conflict-free” counsel violated his rights under the Sixth Amendment. Finally, Washburn claims the district court’s failure to halt trial when Washburn was- seriously injured and briefly hospitalized near the end of trial violated his constitutional rights and his rights under Federal Rule of Criminal Procedure 43. Each challenge is discussed in detail below.

II. DISCUSSION

A. Use of Plea Stipulation 1. Rule 410

The determination regarding whether a statement was made in the course of plea negotiations is a mixed question of law and fact reviewed de novo. United States v. Young, 223 F.3d 905, 908 (8th Cir.2000). A determination as to whether a waiver of rights is valid is a question of law reviewed de novo. Id. at 909.

Whether the district court erred in admitting the plea stipulation of facts at trial is a layered inquiry. Federal Rule of Criminal Procedure 11(f) states, “[t]he admissibility or inadmissibility of a plea, a plea discussion, and any related statement is governed by Federal Rule of Evidence 410.” Rule 410 provides that the following are inadmissible: a guilty plea that was later withdrawn, and a statement made during plea discussions with an attorney for the prosecuting authority that did not result in a guilty plea or they resulted in- á later-withdrawn guilty plea. Fed.R.Evid. 410(a)(1), (a)(4). There is no dispute by the parties that the factual stipulation contained in the plea agreement offered at trial was made during the course of plea discussions. To allow into evidence this plea stipulation in the face of its general inadmissibility, then, the district court had to find that Washburn waived his rights under Rule 410. It is a determination regarding such waiver that drives our analysis on appeal.

“The Supreme Court has recognized that the protections offered by Federal Rule .of Evidence 410 and Federal Rule of Criminal Procedure 11(e)(6) are presumptively waivable.” . Young, 223 F.3d at 909. “[A]bsent some affirmative indication that the agreement was entered into unknowingly or involuntarily, an agreement to waive the exclusionary provisions of the plea-statement Rules is valid and enforceable.” United States v. Mezzanat- *780 to, 513 U.S. 196, 210, 115 S.Ct. 797, 130 L.Ed.2d 697 (1995).

Washburn claims the prosecution never advised him that the government would attempt to use the stipulation of facts at trial if he failed to enter or withdraw his plea. Additionally, he posits that this court must determine that even if it existed, the waiver language was hidden in the small print thus rendering it impossible for Washburn to make a knowing and intelligent waiver. He. claims the plea memorandum contained no clear warning, and contained conflicting statements and vague references. At bottom, though, Wash-burn’s claims that he involuntarily and unknowingly waived his rights under Rule 410 are unpersuasive on appeal.

■ The plea agreement initialed and signed by Washburn contained language regarding Washburn’s waiver of rights. Language relied upon by the district court includes the following:

Paragraph 1: Defendant will plead guilty to Counts 13 and 46 of the [indictment.]
Paragraph 8: By initialing each of the following paragraphs, defendant stipulates to the following facts. Defendant agrees these facts are true and may be used to establish a factual basis for defendant’s guilty plea and sentence. Defendant has been advised by defendant’s attorney of defendant’s rights under Federal Rule of Criminal Procedure 11(f) and Federal Rule of Evidence 410.

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Cite This Page — Counsel Stack

Bluebook (online)
728 F.3d 775, 92 Fed. R. Serv. 346, 2013 WL 4516646, 2013 U.S. App. LEXIS 17839, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-donald-washburn-ca8-2013.