United States v. Thompson

86 F. App'x 130
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 21, 2004
DocketNo. 02-5485
StatusPublished

This text of 86 F. App'x 130 (United States v. Thompson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thompson, 86 F. App'x 130 (6th Cir. 2004).

Opinion

KRUPANSKY, Circuit Judge.

The defendant-appellant, Anderson Murl Thompson, Jr. (“Thompson”), has assailed the trial court’s judgment of conviction and sentence entered following a jury’s guilty verdict on weapons charges, on the rationale that the presiding judge purportedly abused his discretion by permitting allegedly prejudicial hearsay testimony by the arresting officer.

On October 1, 2000, a Memphis, Tennessee police officer, John Byars (“Byars”), while assisting the department’s Robbery Unit in a high-crime vicinity, was approached by two “excited” men who asserted that, moments earlier, a gold-colored Chevrolet Blazer containing an African-American male passenger had pulled alongside their vehicle; the passenger then aimed a shotgun towards their faces while verbally threatening their lives. The victims reported that the Blazer proceeded into the Marina Cove Apartments parking lot. In response, Officer Byars immediately drove to that location. He observed a golden Chevrolet Blazer, occupied by a black female driver (later identified as Shamelle Clifton) (“Clifton”) and a black male passenger (later identified as the defendant Thompson), exit the apartment complex.

The constable followed the Blazer to the Winchester Square Townhomes. After Clifton parked her vehicle, Thompson summoned a young male to approach it. As the defendant handed an object through the passenger side window to that youth, Officer Byars ordered both of its occupants to exit the Blazer. The passenger initially resisted that order. As the peace officer moved closer to the vehicle, he observed a modified long arm stowed between the passenger seat and door. The patrolman also perceived the defendant’s evident nervousness, and that he was “eyeing” the firearm. Ultimately, Thompson peacefully exited the Blazer and submitted to arrest. Officer Byars then seized the weapon, which was a loaded sawed-off Remington 870 twelve-gauge shotgun. Although Thompson initially denied ownership or knowledge of that weapon, he ultimately admitted his ownership thereof to the arresting officer.

On October 1, 2001, Thompson proceeded to a jury trial on a two-count indictment by which the government charged that he had illegally possessed the shotgun (1) following a felony conviction in violation of 18 U.S.C. § 922(g), and (2) in an altered state absent its proper registration as required by 26 U.S.C. §§ 5841 & 5861(d). On the following day, October 2, 2001, the jurors returned guilty verdicts on both counts. On March 26, 2002, the sentencing court imposed two concurrent terms of 120 months in penal custody, to be followed by three years of supervised release. On April 2, 2002, Thompson noticed a timely appeal.

On review, the defendant has postulated that the trial court abused its discretion by denying his pre-trial motion to exclude any testimony by Officer Byars concerning the statements made to him by the two eyewitnesses who had accused Thompson of aiming his shotgun at them. Those two men were not scheduled to testify. In support of his motion, the defendant argued that the subject out-of-court statements constituted inadmissible hearsay; and further were unduly prejudicial as unnecessarily exposing the jury to purported “evidence” that he had committed an uncharged serious felony, namely aggravated assault, in the absence of any opportunity to cross-examine the accusers. The district judge denied the suppression motion, ruling that the subject statements either were not hearsay or were admissible as “excited utterances,” and that any potential prejudicial effect of the assailed [132]*132testimony could, and would, be neutralized by an appropriate limiting jury instruction read during trial.1

A trial court’s evidentiary rulings are usually examined for abuse of discretion. United States v. Mack, 258 F.3d 548, 553 (6th Cir.2001). An abuse of discretion occurs “when the reviewing court is firmly convinced that a mistake has been made. A district court abuses its discretion when it relies on clearly erroneous findings of fact, or when it improperly applies the law or uses [an] erroneous legal standard.” Romstadt v. Allstate Ins. Co., 59 F.3d 608, 615 (6th Cir.1995). (Quotation marks and citations omitted; correction in brackets). On review of a trial adjudicator’s decision to admit proffered evidence irrespective of an opposing party’s objection, the Sixth Circuit “look[s] at the evidence in the light most favorable to the proponent, maximizing its probative value and minimizing its prejudicial effect.” United States v. Zipkin, 729 F.2d 384, 389 (6th Cir.1984).

Applying those standards to the matter sub judice, the instant trial court did not abuse its discretion by denying Thompson’s motion to exclude the contested portion of Officer Byars’ testimony. The district judge’s cautionary charge sufficiently directed the jurors that they were to consider that testimony only as evidence of the officer’s purpose for initiating his investigation of the gold Chevy Blazer and its occupants, rather than as proof that any person had in fact leveled a firearm in anyone’s face. See, e.g., United States v. Levy, 904 F.2d 1026, 1029 (6th Cir.1990) (positing that officers’ testimony to explain why they undertook an investigation after receiving a tip is not hearsay under Fed. R.Evid. 801(c)).

[133]*133Furthermore, even assuming arguendo that one or more jurors nevertheless construed the faulted testimony as direct proof that Thompson had in fact trained his illegal firearm at the two out-of-court declarants, that inference would be permissible under the “excited utterance” hearsay exception. See Fed.R.Evid. 803(2); Haggins v. Warden, Fort Pillow State Farm, 715 F.2d 1050, 1057 (6th Cir.1983) (“Three elements are necessary for the admission of an excited utterance. First, there must be an event startling enough to cause nervous excitement. Second, the statement must be made before there is time to contrive or misrepresent. And, third, the statement must be made while the person is under the stress of the excitement caused by the event.”). Accordingly, because Officer Byars’ undisputed testimony evinced that the speakers were in the requisite state of mind, their out-of-court statements were valid proof of the truth of the matters asserted, irrespective of their failure to take the witness oath and their insulation from cross-examination by the defendant. Ohio v. Roberts, 448 U.S. 56, 66, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980).

Alternatively, the defendant has argued that, even if Officer Byars’ testimony at issue did not

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Bluebook (online)
86 F. App'x 130, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thompson-ca6-2004.