United States v. Thomas N. Moore

791 F.2d 566, 20 Fed. R. Serv. 851, 1986 U.S. App. LEXIS 25289
CourtCourt of Appeals for the Seventh Circuit
DecidedMay 23, 1986
Docket85-2758
StatusPublished
Cited by75 cases

This text of 791 F.2d 566 (United States v. Thomas N. Moore) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Thomas N. Moore, 791 F.2d 566, 20 Fed. R. Serv. 851, 1986 U.S. App. LEXIS 25289 (7th Cir. 1986).

Opinion

CUDAHY, Circuit Judge.

Defendant Thomas Moore, Purchasing Agent for the Metropolitan Sanitary District of Greater Chicago (the “District”), was found guilty of mail fraud for rigging a bid for construction work. The trial court denied defendant’s motion for arrest of judgment or in the alternative for a new trial. Defendant appeals, alleging that the district court committed various evidentia-ry errors and improperly excused a juror. We affirm.

I

The facts, viewed in the light most favorable to the verdict, establish the following sequence of events. The District is generally required to award contracts for construction work by a process of sealed bidding. The bidders submit bid books in sealed envelopes. Each bid book contains a price sheet stating the price at which the bidder is willing to perform the contract. Obviously each bid book should contain only one price sheet. The sealed bids are then opened by the Purchasing Agent for the District at the designated time, read aloud and the contract is awarded to the lowest bidder. The bids are supposed to be read in the order in which they were received.

During the summer and fall of 1979, defendant met several times with Harold Middleton, Vice President of S.A. Healy Company. Healy performed a large amount of construction work for the District. During one of these meetings defendant proposed a scheme under which *570 Middleton could be guaranteed to receive a contract at a favorable price. Middleton would put several bid price sheets in a bid book. Defendant would read Middleton’s bid last and would read only the highest bid that was still low enough to win the contract. Defendant would then dispose of the other bid sheets.

Middleton later proposed that defendant permit Gordon Roberts, owner of G. Roberts Material Company, to use the suggested scheme to bid on the Hazel Crest project in November 1979. This project was too small to interest Healy.

The scheme proceeded as planned and Roberts later paid defendant $10,000. Roberts’ bid was read last, even though it was received first. Defendant, however, was not very careful in disposing of the extra bid sheets. Shortly after the bidding his secretary, Lois Marren, found the bid sheets in his wastebasket. Marren summoned her colleague Irene Marszalek into the defendant’s office, showed her some torn sheets and said, “I’ve found the evidence I’ve been waiting for for a long time.” Marren eventually took the sheets to defendant’s boss, Hugh McMillan. Unfortunately Marren died before trial.

In March 1980 defendant was told that the bid sheets had been found. He resigned the same day. Defendant later met with Middleton and explained that the extra sheets had been found in his wastebasket. When Middleton told defendant that Middleton and Roberts would not tell what they knew, defendant commented that his resignation had been hasty. As sometimes occurs in such circumstances, Middleton and Roberts testified against defendant at trial in exchange for immunity.

On appeal defendant challenges the admission of Marren’s statements to Marsza-lek into evidence as excited utterances. Defendant also challenges the admission of a bid tabulation sheet, prepared by an employee of the District who died before trial, as a business record to show the order in which the bids were actually read. In addition, the defendant argues that the government’s cross-examination of him was improper in several respects. Finally, defendant challenges the excusal of a juror who overheard the judge discussing the case with his law clerk.

II

The trial court has broad discretion to assess the admissibility of proffered evidence, and we may reverse its rulings on appeal only when the trial court abused its discretion. See United States v. Davis, 772 F.2d 1339, 1343 (7th Cir.), cert. denied, — U.S. —, 106 S.Ct. 603, 88 L.Ed.2d 581 (1985); United States v. Harris, 761 F.2d 394, 398 (7th Cir.1985); United States v. Latham, 754 F.2d 747, 751 (7th Cir.1985).

The district court admitted testimony of Marren’s statements as an excited utterance under Federal Rule of Evidence 803(2). Rule 803 allows hearsay testimony of “[a] statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition.” Fed.R.Evid. 803(2). This exception may be applied only if each of three conditions is met: 1) a startling event or condition occurred; 2) the statement was made while the declar-ant was under the stress of excitement caused by the event or condition; and 3) the statement relates to the startling event or condition. See David v. Pueblo Supermarket, 740 F.2d 230, 235 (3d Cir.1984) (requiring “(1) a startling occasion, (2) a statement made before time to fabricate, and (3) the statement relates to the circumstances of the occurrence”); 4 Weinstein’s Evidence ¶ 803(2)[01] (1985). Defendant argues that none of these conditions have been met. We shall address each of these conditions in turn.

The appearance, behavior and condition of the declarant may establish that a startling event occurred. 1 See, e.g., *571 Wetherbee v. Safety Casualty Co., 219 F.2d 274 (5th Cir.1955); Wheeler v. United States, 211 F.2d 19 (D.C.Cir.1953), cert. denied, 347 U.S. 1019, 74 S.Ct. 876, 98 L.Ed. 1140 (1954); Notes of Advisory Committee on Proposed Rules (hereinafter “Committee Notes”); Louisell, 4 Federal Evidence 510-11 (1980); 4 Weinstein’s Evidence ¶ 803(2)[01] at 803-87 & n. 10 (1985). Further, the declaration itself may establish that a startling event occurred. See Committee Notes; McCormick on Evidence 705 & n. 24 (2d ed. 1972); 4 Weinstein’s Evidence ¶ 803(2)[01] at 803-87 to 88 (1985).

In the case before us Marszalek offered testimony that Marren’s appearance and behavior indicated that a startling event had occurred. Marszalek testified that Marren was not normally an excitable person and she had never before seen her so excited. Tr. at 246. She repeatedly stated that Marren was very excited, “just like jumping up and down.” Tr. at 246; see also Tr. at 248, 249. Marren was flushed. Tr. at 249. She was talking “[a]s if she had won a million dollars in a lottery.” Tr. at 249. Of course, Marren’s statement itself may indicate that a startling event occurred. Marren told Marszalek that she finally found the evidence she had been looking for for a long time. Tr. at 245-46, 263.

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791 F.2d 566, 20 Fed. R. Serv. 851, 1986 U.S. App. LEXIS 25289, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-thomas-n-moore-ca7-1986.