United States v. Thomas E. Stanley

469 F.2d 576, 152 U.S. App. D.C. 170, 1972 U.S. App. LEXIS 7941
Court of Appeals for the D.C. Circuit·Decided August 14, 1972·No. 71-1641·Published·Cited by 45 cases

Opinions

SPOTTSWOOD W. ROBINSON, III, Circuit Judge:

This case is before the court on appellant’s motion for release from custody pending his appeal from a conviction of violation of the federal narcotic laws.1 [579] Appellant was arrested by police officers who, armed with a warrant, entered and searched an apartment wherein he and three others were present, and uncovered a substantial quantity of heroin and various items of narcotics paraphernalia.2 An indictment was subsequently returned against appellant and two of the others,3 and he was granted pretrial release on personal bond.4 Some thirteen months later, following a ten-day trial, appellant was found guilty by a jury.

Upon return of the verdict, the trial judge directed that custody of appellant be resumed. At sentencing, the judge imposed a mandatory five-year term of imprisonment,5 and refused to enlarge appellant pending his contemplated appeal. In denying bail,6 the judge, relying on provisions of the District of Columbia Court Reform and Criminal Procedure Act of 19707 setting standards for the District, ruled that appellant had not satisfied the criteria specified in that legislation.

Subsequent to the sentencing, this court held that applications for release of persons convicted in the District under federal criminal statutes having nationwide application, as was appellant,8 must be considered under the Bail Reform Act of 1966 9 and not the Court Reform and Criminal Procedure Act.10 Thereafter appellant, having formalized an appeal from his conviction, moved the trial judge for reconsideration. The judge denied the motion and [580] the bail application was renewed in this court.11 We entered an order remanding the record to the District Court for an acceptable statement of the reasons which led the trial judge to keep appellant in confinement. Our order stated that this opinion for the court would follow.

I

The Bail Reform Act requires release of a convicted defendant pending an appeal unless the appeal is frivolous or a procrastinating maneuver, or unless there is reason to believe that no conditions of release will reasonably assure that he will not flee or pose a danger to another or to the community.12 The Act thus reflects a policy strongly favoring posttrial as well as pretrial release,13 but both its structure and its interpretation underscore the delicacy of the determinations which must precede any ruling on that score.14 A conclusion as to whether “an appeal is frivolous or taken for delay” 15 demands a careful exploration into its potentialities on the merits and the seriousness of its underlying [581] purpose.16 Save for situations where the unlikelihood of flight or community danger is relatively plain, the judicial decision hangs on the availability and capability of conditions to reduce those risks to a level of reasonable safety.17 The Act directs that that determination be made on the basis of what the judge “has reason to believe,” 18 and the process of deriving a belief one way or the other is ofttimes an exacting task. For “reason to believe that” an imposition of conditions will or will not “reasonably assure” against flight or dangerousness19 “involve [s] an attempt to predict future behavior on the basis of present information”20 and requires a close weighing of the probabilities in light of the relevant circumstances.21

Not surprisingly, then, initial resolution of an application for release pending appeal is a function historically committed to trial judges.22 It cannot be gainsaid that “the keynote to successful administration of any system of bail is the adequacy of the information upon which the decisions are based.”23 The need for ample information is particularly acute to investigations of potential danger to the community, findings relative to which, as has aptly been said, “must rest on a ‘scrupulous inquiry’ into appellant’s past, his prospects if released, and conditions of release to mitigate the danger.” 24 The trial court is not only the traditional but also the superior tribunal for the kind of information-gathering which a sound foundation for [582] a bail ruling almost inevitably requires. For it is there that, at a hearing, the judge can come face-to-face with the primary informational sources, and probe for what is obscure, trap what is elusive, and settle what is controversial. It is there, too, that the judge has at his disposal “the judicial machinery necessary to marshal the facts typically relevant to the release inquiry.” 25 Indeed, “as a practical matter only the District Court can conduct the ‘scrupulous inquiry’26 and make the findings contemplated . . . . ”27

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United States v. Thomas E. Stanley, 469 F.2d 576, 152 U.S. App. D.C. 170, 1972 U.S. App. LEXIS 7941 (D.C. Cir. 1972).

469 F.2d 576 (United States v. Thomas E. Stanley) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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