United States v. Thomas

15 F.3d 381, 1994 WL 45164
Court of Appeals for the Fifth Circuit·Decided February 17, 1994·No. 92-07644·Published·Cited by 6 cases

Opinion

*382 EMILIO M. GARZA, Circuit Judge:

The Defendant, Donald Wade Thomas, was convicted by a jury of (1) possessing pipe bombs that were not registered in the National Firearms Registration and Transfer Record, in violation of 26 U.S.C. § 5861(d) (1988); (2) transferring pipe bombs, in violation of 26 U.S.C. §§ 5812, 5861(e) and 5871; (3) possessing pipe bombs which were not identified by serial numbers, in violation of 26 U.S.C. § 5861(i); and (4) conspiring to commit all of the foregoing substantive offenses. 1 Thomas appeals, contending that (a) his conviction is fundamentally unfair, and therefore violates his right to due process of law, because he is being punished for failing to register pipe bombs which the Bureau of Alcohol, Tobacco and Firearms (“ATF”) will not permit to be registered; and (2) the evidence is insufficient to support his conviction because the government failed to prove that the ATF would have registered the pipe bombs. Finding no reversible error, we affirm.

I

Thomas contends that his conviction is fundamentally unfair because he is being punished for failing to register, and obtain serial numbers for, the pipe bombs which he possessed and transferred, when the ATF will not register pipe bombs. 2 In arguing that the ATF will not permit registration, Thomas relies exclusively on the testimony at trial of the government’s explosives expert. Agent Waskom was employed as an explosive enforcement officer for the Explosive Technology Branch of the ATF. It was his responsibility in that position to “provide technical support and assistance with regard to the coordination and administration of the federal explosive laws.” Waskom examined, took apart, and exploded several of Thomas’s pipe bombs before testifying, and his testimony primarily concerned the construction and function of those bombs. However, Waskom was asked on direct examination, “do you know of any case where a pipe bomb has been granted a serial number?” Was-kom replied, “None whatsoever.”

Thomas moved for a judgment of acquittal before the district court, arguing (as he does on appeal) that Waskom’s aforementioned testimony indicates that the ATF will not register pipe bombs such as the ones he possessed, and that his conviction for failure to register those bombs is therefore fundamentally unfair and violative of his right to due process. The district court denied Thomas’s motion, refusing to find that the ATF would not register the pipe bombs, since no evidence supported such a finding. 3

We review the district court’s factual determination for clear error. 4 We will not find *383 a district court’s ruling to be clearly erroneous unless we are left with the definite and firm conviction that a mistake has been committed. United States v. Mitchell, 964 F.2d 454, 457-58 (5th Cir.1992). We find no such error here. Waskom’s testimony does not indicate that he was qualified to discuss the ATF’s registration policies, and he did not comment on those policies. Waskom merely testified that he was not aware of an instance where a serial number had been granted for a pipe bomb. Waskom did not testify that, as a matter of policy, the ATF never registers pipe bombs, and nothing in the record required the district court to draw that inference from Waskom’s statement. Therefore, the district court’s refusal to construe Was-kom’s statement as a statement that the ATF will not register pipe bombs was not clearly erroneous, and Thomas’s argument is without merit.

II

Thomas also claims that the evidence is insufficient to support his conviction because the government failed to prove that the pipe bombs which he possessed and transferred were registerable with the ATF. This claim is without merit because Thomas has failed to show that registrability of the weapons is an element of any of the offenses of which he was convicted.

26 U.S.C. § 5861(d) makes it an offense “to receive or possess a firearm which is not registered ... in the National Firearms Registration and Transfer Record.” Id. On its face, § 5861(d) does not require that the firearm be registerable with the ATF. See id. Furthermore, we have stated that the statute “requires only that the transferee not receive or possess unregistered firearms.” United States v. Sedigh, 658 F.2d 1010, 1012 (5th Cir.1981) (citing 26 U.S.C. § 5861(d)), cert. denied, 455 U.S. 921, 102 S.Ct. 1279, 71 L.Ed.2d 462 (1982). 5

26 U.S.C. § 5861(i) makes it unlawful “to receive or possess a firearm which is not identified by a serial number as required by” Chapter 58 of the Internal Revenue Code. 6 By its terms § 5861(i) plainly does not require the government to prove that the firearm is one for which a serial number would be granted. Neither do judicial decisions applying § 5861(i) indicate that the government is required to prove that a serial number would be issued for the weapon in question. See, e.g., United States v. Stout, 667 F.2d 1347, 1353 (11th Cir.1982) (holding that “the government ... undeniably bore its burden as to the essential elements of 26 U.S.C. § 5861(i)” where the evidence showed that “the silencers, made by defendants and in defendants’ possession at the time of their arrest, were not stamped with any identifying markings”).

26 U.S.C. § 5861(e) makes it an offense to transfer a firearm in violation of the provisions of Chapter 53 of the Internal Revenue Code. In United States v. Garrett, 583 F.2d 1381 (5th Cir.1978), we held that a violation of § 5861(e) was established where a firearm was transferred either (1) without the payment of the transfer tax required by 26 U.S.C.

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United States v. Thomas, 15 F.3d 381, 1994 WL 45164 (5th Cir. 1994).

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