United States v. Tate

630 F.3d 194, 394 U.S. App. D.C. 50, 2011 U.S. App. LEXIS 853
CourtCourt of Appeals for the D.C. Circuit
DecidedJanuary 14, 2011
Docket09-3052, 09-3055
StatusPublished
Cited by12 cases

This text of 630 F.3d 194 (United States v. Tate) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tate, 630 F.3d 194, 394 U.S. App. D.C. 50, 2011 U.S. App. LEXIS 853 (D.C. Cir. 2011).

Opinion

Opinion for the Court by Circuit Judge ROGERS.

ROGERS, Circuit Judge:

Appellants Rashaad G. Tate and Richard E. Young challenge their sentences and seek remands for resentencing. Upon reviewing the requirements of Rule 51 of the Federal Rules of Criminal Procedure for preserving error and 18 U.S.C. § 3553(a) for sentencing defendants, and of 18 U.S.C. § 3553(f)(5) for eligibility for safety-valve sentencing, we affirm.

I.

Tate and Young were indicted on a single count of unlawful distribution of five grams or more of cocaine base on May 6, 2008, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(B)(iii), and 18 U.S.C. § 2. Tate was also indicted for the same offense committed on May 14, 2008.

The government’s evidentiary proffers stated that on May 6, 2008, a confidential informant had called Tate about purchasing 62 grams of crack cocaine. Tate said he would contact Young, and later told the informant where and when to meet Young. When the meeting occurred Young told the confidential informant that he did not have 62 grams at that time and sold 34.3 grams to the informant for $1,200. On May 14, 2008, Tate sold the confidential informant an additional 29.1 grams of cocaine base for $1,000. The proffer regarding Tate also referred to the May 14, 2008 sale and to 178 cell-phone conversations between Tate and Young between April 25, and May 7, 2008. Each proffer stated that it was “not intended to constitute a complete statement of all facts known by [each] defendant or the Government, but is *197 a minimum statement of facts intended to provide the necessary factual predicate for the guilty plea[s].”

Tate pleaded guilty to a single count and was sentenced to 100 months’ imprisonment and 48 months’ supervised release, and was ordered to pay a $100 special assessment. Young also pleaded guilty and was sentenced to the mandatory minimum of 60 months’ imprisonment and 60 months’ supervised release, and was ordered to pay a $100 special assessment.

II.

Tate contends that he is entitled to a remand for resentencing on three grounds of procedural error, because the district court: (1) mistakenly believed that the 2007 amendment to the crack guideline in the United States Sentencing Guidelines (“U.S.S.G.”) had reduced the crack-to-powder disparity from 100 to 1 to a disparity “in the neighborhood” of 20 to 1 when the amendment brought the disparity to 70 to 1 as applied to Tate’s offense level 1 ; (2) believed it lacked discretion to impose a non-guideline sentence based solely on its policy disagreement with the erack-to-powder disparity; and (3) imposed a greater sentence than was necessary on the assumption that the crack guideline would change in the future and that the court would have the opportunity to “redo” the sentence. Tate does not contend his sentence was substantively unreasonable, and he acknowledges that his third claim is raised for the first time on appeal and reviewable only for plain error. The government maintains that all of Tate’s challenges are advanced “for the first time on appeal,” Appellee’s Br. 24, and therefore subject to plain error review, see Fed.R.CrimP. 52(b); United States v. Coles, 403 F.3d 764, 767 (D.C.Cir.2005), which he fails to show.

Rule 51 of the Federal Rules of Criminal Procedure provides, in relevant part, that exceptions to the district court’s rulings or orders are unnecessary, and that claims of error are preserved when a party informs the district court of the requested action, or of the objection and the grounds therefor. 2 United States v. Wilson, 605 F.3d 985, 1022 (D.C.Cir.2010). The point of requiring objections to be made at the time of sentencing is to afford the district court the opportunity to consider them, not to clutter the proceedings with needless objections after the district court has ruled. In re Sealed Case, 349 F.3d 685, 690 n. 2 (D.C.Cir.2003). Indeed, Rule 51(b) was adopted in part to eliminate the necessity of redundant exceptions to rulings. 3B Charles A. Wright, Nancy J. King & Susan R. Klein, Federal Practice & Procedure § 841 (3d ed. 2004). Thus, in United States v. Rashad, 396 F.3d 398, 401 (D.C.Cir.2005), the court stated that “[a]ll a defendant need do to preserve a claim of error ... is inform the [district] court and opposing counsel of the ruling he wants the court to make and the ground for so doing.” Other circuits have adopted simi *198 lar approaches to this longstanding rule. In United States v. Ortiz, 431 F.3d 1035, 1039 (7th Cir.2005), the court stated that “when a defendant consistently disputes an issue, and the district court does not specifically elicit objections to the adequacy of the findings, the defendant is not required to interpose a further objection to the adequacy of the district court’s findings after the district court has ruled.” So too in United States v. Castillo, 430 F.3d 230, 243 (5th Cir.2005), the court held that where the prosecutor had repeatedly made his position known but never objected to the sentence imposed and the district court had made clear its disagreement with the prosecutor’s position, “requiring a formal objection by the prosecutor ... would have been futile, would not have served the purposes behind requiring contemporaneous objections, and would have clearly ‘exalt[ed] form over substance.’ ”

Tate’s counsel informed the district court that he believed the crack-to-powder cocaine disparity was between 60 and 80 to 1, not 20 to 1, and counsel requested imposition of a sentence for Tate no higher than the mandatory minimum pursuant to the district court’s discretion to vary from the Guidelines, citing Spears v. United States, 555 U.S. 261, 129 S.Ct. 840, 172 L.Ed.2d 596 (2009). Having stated the facts and the law regarding the disparity and having requested that the district court exercise its discretion to sentence Tate based on a different crack-to-powder ratio, counsel preserved Tate’s first two claims of error and counsel was not obligated to object when the district court rejected his request for a sentence at the mandatory minimum. Our review of these claims, therefore, is for abuse of discretion. See Gall v. United States,

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Bluebook (online)
630 F.3d 194, 394 U.S. App. D.C. 50, 2011 U.S. App. LEXIS 853, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tate-cadc-2011.