Spears v. United States

555 U.S. 261, 129 S. Ct. 840, 172 L. Ed. 2d 596, 2009 U.S. LEXIS 864
Supreme Court of the United States·Decided January 21, 2009·No. 08-5721·Published·Cited by 502 cases

Opinions

Per Curiam.

Steven Spears was found guilty of conspiracy to distribute at least 50 grams of cocaine base and at least 500 grams of [262] powder cocaine, in violation of 21 U. S. C. §§ 841(a)(1), (b)(1)(A), (b)(1)(B), 846. At sentencing, the District Court determined that the drug quantities attributable to Spears yielded an offense level of 38, that his criminal history justified placing him in the Guidelines’ criminal history category IV, and that the resulting advisory Guidelines sentencing range was 324 to 405 months’ imprisonment. The District Court was of the view that the Guidelines’ 100:1 ratio between powder cocaine and crack cocaine quantities, see United States Sentencing Commission, Guidelines Manual §2Dl.l(c) (Nov. 2006) (USSG),* yielded an excessive sentence in light of the sentencing factors outlined in 18 U. S. C. § 3553(a). Relying in part on decisions from other District Courts, see United States v. Perry, 389 F. Supp. 2d 278, 307-308 (RI 2005); United States v. Smith, 359 F. Supp. 2d 771, 781-782 (ED Wis. 2005), which in turn relied on a report from the Sentencing Commission criticizing the 100:1 ratio, see United States Sentencing Commission, Report to Congress: Cocaine and Federal Sentencing Policy 106-107, App. A, pp. 3-6 (May 2002) (hereinafter Report to Congress), the District Court recalculated Spears’ offense level based on a 20:1 crack-to-powder ratio. That yielded an offense level of 34 and a sentencing range of 210 to 262 months’ imprisonment. The District Court sentenced Spears to 240 months in prison, the statutory mandatory minimum. See United States v. Spears, 469 F. 3d 1166, 1173-1174 (CA8 2006) (en banc) (Spears I).

On cross-appeal, the Government argued that “the district court erred by categorically rejecting the 100:1 quantity ratio and substituting its own ratio in calculating Spears’s sentence.” Id., at 1174. The Eighth Circuit reversed Spears’ sentence and remanded for resentencing, holding that “neither Booker nor § 3553(a) authorizes district courts to reject the 100:1 quantity ratio and use a different ratio in [263] sentencing defendants for crack cocaine offenses.” Id., at 1176. This Court vacated the judgment of the Eighth Circuit, and remanded for further consideration in light of Kimbrough v. United States, 552 U. S. 85 (2007). Spears v. United States, 552 U. S. 1090 (2008).

On remand, the Eighth Circuit again reversed Spears’ sentence and remanded for resentencing. 533 F. 3d 715, 716 (2008) (en banc) (Spears II). It concluded, again, that the District Court “may not categorically reject the ratio set forth by the Guidelines,” id., at 717, and “ ‘impermissibly varied by replacing the 100:1 quantity ratio inherent in the advisory Guidelines range with a 20:1 quantity ratio,’” ibid. (quoting Spears I, supra, at 1178). Spears again petitioned for a writ of certiorari. Because the Eighth Circuit’s decision on remand conflicts with our decision in Kimbrough, we grant the petition for certiorari and reverse.

In Kimbrough, we held that “under Booker, the cocaine Guidelines, like all other Guidelines, are advisory only,” 552 U. S., at 91, and that “it would not be an abuse of discretion for a district court to conclude when sentencing a particular defendant that the crack/powder disparity yields a sentence ‘greater than necessary’ to achieve § 3553(a)’s purpose, even in a mine-run case,” id., at 110 (emphasis added). The correct interpretation of that holding is the one offered by the dissent in Spears II:

“The Court thus established that even when a particular defendant in a crack cocaine case presents no special mitigating circumstances — no outstanding service to country or community, no unusually disadvantaged childhood, no overstated criminal history score, no post-offense rehabilitation — a sentencing court may nonetheless vary downward from the advisory guideline range. The court may do so based solely on its view that the 100-to-l ratio embodied in the sentencing guidelines for the treatment of crack cocaine versus powder cocaine creates ‘an unwarranted disparity within the meaning of [264] § 3553(a),’ and is ‘at odds with § 3553(a).’ The only fact necessary to justify such a variance is the sentencing court’s disagreement with the guidelines — its policy view that the 100-to-l ratio creates an unwarranted disparity.” 533 F. 3d, at 719 (opinion of Colloton, J.) (citations omitted).

Kimbrough considered and rejected the position taken by the Eighth Circuit below. It noted that “a district court’s decision to vary from the advisory Guidelines may attract greatest respect when the sentencing judge finds a particular ease ‘outside the “heartland” to which the Commission intends individual Guidelines to apply.’” 552 U. S., at 109 (quoting Rita v. United States, 551 U. S. 338, 351 (2007)). The implication was that an “inside the heartland” departure (which is necessarily based on a policy disagreement with the Guidelines and necessarily disagrees on a “categorical basis”) may be entitled to less respect. Our opinion said, however, that the “crack cocaine Guidelines . . . present no occasion for elaborative discussion of this matter because those Guidelines do not exemplify the Commission’s exercise of its characteristic institutional role.” 552 U. S., at 109. Kimbrough thus holds that with respect to the crack cocaine Guidelines, a categorical disagreement with and variance from the Guidelines is not suspect.

That was indeed the point oí Kimbrough: a recognition of district courts’ authority to vary from the crack cocaine Guidelines based on policy disagreement with them, and not simply based on an individualized determination that they yield an excessive sentence in a particular case. The latter proposition was already established pre-Kimbrough, see United States v. Booker, 543 U. S. 220, 245-246 (2005), and the Government conceded as much in Kimbrough. 552 U. S., at 102, n. 13. That the Government did not prevail in Kimbrough proves that its concession — “that a district court may vary from the 100-to-l ratio if it does so ‘based on the individualized circumstance^]’ of a particular case,” [265] ibid. — understated the extent of district courts’ sentencing discretion.

In drawing a distinction between “individualized, case-specific” consideration of the Guidelines’ ratio and categorical rejection and replacement of that ratio, the Eighth Circuit relied in part, Spears II, supra, at 717, on the following passage from Kimbrough:

Free access — add to your briefcase to read the full text and ask questions with AI

Spears v. United States, 555 U.S. 261, 129 S. Ct. 840, 172 L. Ed. 2d 596, 2009 U.S. LEXIS 864 (2009).

555 U.S. 261 (Spears v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Purvis
Tenth Circuit, 2020
United States v. Marvin Davis
Seventh Circuit, 2019
United States v. Kevin Heim
941 F.3d 338 (Eighth Circuit, 2019)
United States v. Bean
371 F. Supp. 3d 46 (D. New Hampshire, 2019)
United States v. Michael Bean
2019 DNH 027 (D. New Hampshire, 2019)
United States v. Scott Foster
Eleventh Circuit, 2018
United States v. Skylar Henshaw
880 F.3d 392 (Seventh Circuit, 2018)
United States v. Wireman
849 F.3d 956 (Tenth Circuit, 2017)
United States v. Alberto Trejo
624 F. App'x 709 (Eleventh Circuit, 2015)
United States v. Roger Bates
607 F. App'x 609 (Eighth Circuit, 2015)
United States v. Bryan Hill
612 F. App'x 111 (Third Circuit, 2015)
United States v. Anthony Moore, Jr.
784 F.3d 398 (Seventh Circuit, 2015)
United States v. Fernando Tolentino-Tolentino
599 F. App'x 83 (Fourth Circuit, 2015)
United States v. Burg
605 F. App'x 724 (Tenth Circuit, 2015)