United States v. Tanner

389 F. Supp. 3d 684
CourtDistrict Court, N.D. California
DecidedJuly 26, 2019
DocketCase Nos. 17-cr-00347-VC-1 & 17-cr-00383-VC-1
StatusPublished

This text of 389 F. Supp. 3d 684 (United States v. Tanner) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Tanner, 389 F. Supp. 3d 684 (N.D. Cal. 2019).

Opinion

VINCE CHHABRIA, United States District Judge

Kermit Tanner pled guilty to five firearms counts and two drug counts. The firearms counts stem from the sale of guns to a confidential informant on several occasions in January 2016. Eleven months later, in December 2016, Tanner reconnected with the confidential informant and sold him cocaine base, leading to the drug counts. One question presented at Tanner's sentencing hearing was whether he was eligible for safety valve relief, such that he would not be subject to the mandatory minimum 60-month sentence that would otherwise have attached to his drug convictions. See 18 U.S.C. § 3553(f) ; U.S.S.G. § 5C1.2(a) (commonly referred to as the "safety valve"). At the sentencing hearing, the Court decided that Tanner was in fact safety valve eligible. This opinion further explains that decision.

The safety valve allows drug offenders to escape mandatory minimum sentences if they satisfy five criteria. The only criterion in dispute here was whether *686Tanner "possess[ed] a firearm or other dangerous weapon (or induce[d] another participant to do so) in connection with the offense." 18 U.S.C. § 3553(f)(2) ; U.S.S.G. § 5C1.2(a)(2). The government argued at the sentencing hearing that when Tanner sold firearms in January 2016, he possessed those guns "in connection with" his December 2016 drug offenses.

The phrase "in connection with" is not defined in the statute or correlating sentencing guideline. Typically, courts conduct fact-bound and contextual inquiries, focusing on details like "the circumstances in which the firearms were found," the "implausibility of the defendants' explanations" for how the guns were unconnected to the drugs, or the types or quantity of weapons possessed. United States v. Ferryman , 444 F.3d 1183, 1186 (9th Cir. 2006) ; see United States v. Fernandez , 526 F.3d 1247, 1252 (9th Cir. 2008). Courts have described "in connection with," for purposes of safety valve eligibility, as involving a "close connection linking the individual defendant, the weapon and the offense." United States v. Zavalza-Rodriguez , 379 F.3d 1182, 1187 (10th Cir. 2004). A defendant may "possess[ ] a firearm in connection with a drug offense if the firearm is in proximity to drugs or if the firearm facilitates the drug offense, whether by emboldening an actor who had the ability to display or discharge the weapon, by serving as an integral part of a drug transaction as in a barter situation, by instilling confidence in others who relied on the defendant, or serving as a 'badge of office' to help the defendant avoid detection." United States v. Carillo-Ayala , 713 F.3d 82, 93 (11th Cir. 2013) (citations omitted).

Courts often compare the safety valve provision to U.S.S.G. § 2D1.1(b)(1), which authorizes a two-level enhancement to a defendant's offense level if "a dangerous weapon (including a firearm) was possessed." Although they share somewhat similar language, sections 2D1.1(b)(1) and 5C1.2(a)(2) have different burdens of proof. To avoid the enhancement under section 2D1.1(b)(1), the defendant must prove it is "clearly improbable" he possessed a firearm in connection with the offense. See id. , cmt. 11(A) ("The enhancement should be applied if the weapon was present, unless it is clearly improbable that the weapon was connected with the offense."). But with respect to the safety valve, the defendant need only show by a preponderance of the evidence that he did not possess a firearm in connection with the offense. See Ferryman , 444 F.3d at 1186 ; United States v. Nelson , 222 F.3d 545, 550 (9th Cir. 2000). Therefore, the standard for thwarting the weapon-possession enhancement is generally higher for a criminal defendant - it is possible to possess a firearm for purposes of the enhancement under U.S.S.G. § 2D1.1(b)(1) but not "in connection with" a drug offense for purposes of safety valve relief. See Nelson , 222 F.3d at 551 ; Zavalza-Rodriguez , 379 F.3d at 1188 ("The scope of activity covered by § 2D1.1 is broader than the scope of activity covered by § 5C1.2."); see, e.g. , United States v. Mendez-Velarde , 798 F. Supp. 2d 1249, 1256 (D.N.M. 2011).1

*687Against this legal backdrop, the government was clearly wrong to argue that Tanner's January 2016 gun crimes were "in connection with" his December 2016 drug crimes merely because he sold the drugs to the same person who previously bought the guns from him. To be sure, the government need not have demonstrated that the defendant physically possessed the gun at the precise time he executed the drug transaction. See Fernandez , 526 F.3d at 1250. But the amount of time that separated Tanner's firearm and drug offenses made it virtually impossible to conclude that the former was "in connection with" the latter. Perhaps there could be some highly unusual circumstance where the possession of a firearm 11 months earlier could facilitate the sale of drugs 11 months later, but no such circumstance is present here. Indeed, neither the probation officer nor the government proposed to apply the two-level enhancement for possession of a firearm during the course of committing a drug-related crime under U.S.S.G.

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Related

United States v. Zavalza-Rodriguez
379 F.3d 1182 (Tenth Circuit, 2004)
United States v. Steven George Nelson
222 F.3d 545 (Ninth Circuit, 2000)
United States v. Lee Murray Ferryman
444 F.3d 1183 (Ninth Circuit, 2006)
United States v. Adan Suastegui
513 F. App'x 637 (Ninth Circuit, 2013)
United States v. Arturo Carillo-Ayala
713 F.3d 82 (Eleventh Circuit, 2013)
United States v. Fernandez
526 F.3d 1247 (Ninth Circuit, 2008)
United States v. Mendez-Velarde
798 F. Supp. 2d 1249 (D. New Mexico, 2011)
United States v. Jason Washington
580 F. App'x 578 (Ninth Circuit, 2014)
United States v. Larry Tarrer, II
363 F. App'x 479 (Ninth Circuit, 2010)
United States v. Mah
439 F. App'x 653 (Ninth Circuit, 2011)

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Bluebook (online)
389 F. Supp. 3d 684, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-tanner-cand-2019.