United States v. Streett

21 F. App'x 120
CourtCourt of Appeals for the Fourth Circuit
DecidedOctober 18, 2001
Docket01-4173
StatusUnpublished

This text of 21 F. App'x 120 (United States v. Streett) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Streett, 21 F. App'x 120 (4th Cir. 2001).

Opinion

*122 OPINION

PER CURIAM.

Defendants William J. Streett, Sharon L. Streett, and James G. Sprinkel appeal the district court’s order denying their joint motion to dismiss the tax charges against them. They contend that the Double Jeopardy Clause bars a retrial after a hung jury under the circumstances of this case. Because the defendants acquiesced in the mistrial declaration, and because the court did not abuse its discretion in finding that a mistrial was required by manifest necessity, we affirm the order of the district court.

I.

On March 8, 2000, Defendants Dr. William J. Streett, his wife Sharon L. Streett, and their accountant, James G. Sprinkel, were charged with conspiracy to obstruct the Internal Revenue Service (“IRS”) in the ascertainment and collection of federal income taxes, in violation of 18 U.S.C. § 371. The Streetts were also charged with three counts of making a false tax return, in violation of 26 U.S.C. § 7206(1). Mrs. Streett pleaded guilty to this charge before trial.

The defendants’ jury trial began on November 6, 2000 and lasted two and one-half days. The case was submitted to the jury at noon on November 9, 2000. After approximately three hours of deliberation, the jury told the court that it could not reach a unanimous verdict on any of the charges. After the court returned the jurors to the jury room to consider whether “there are questions or other items of evidence that the jury has not seen that you think might be of assistance,” the court asked the government whether it wanted the court to declare a mistrial. The government responded that it would first like to hear “whether the jurors have any additional questions or evidence they want to look at and see what happens then.”The court then asked defense counsel whether he had anything to add. Defense counsel replied, “Not at this time, Your Honor.”

After the jury returned and reported that no additional assistance from the court would help it to reach a unanimous decision, the court asked the government what it wanted to do. The government responded, “I would say we need a mistrial, Your Honor.” The court next asked defense counsel whether he wished to add anything. Defense counsel replied, “No, sir.” The court then declared a mistrial, advising the jury that it was being discharged because of its inability to reach a unanimous decision. After returning the jurors to the jury room, the court asked if there was any further matter that needed to be taken up. In response, defense counsel requested postponement of Mrs. Streett’s meeting with the probation office.

On December 13, 2000, a grand jury returned a second indictment against Sprinkel, charging him with two counts of making a materially false statement or writing to the IRS, in violation of 18 U.S.C. § 1001. The false statements charged in the second indictment involved the same conduct charged as overt acts in the conspiracy count of the original indictment. On December 15, the government successfully moved to consolidate both indictments.

On February 6, 2001, the defendants filed a joint motion to dismiss the indictments for violations of the Double Jeopardy Clause. The district court denied the motion on February 26, 2001, finding that the defendants had acquiesced in the declaration of a mistrial. The court also determined that there was a manifest necessity for a mistrial because the jury was reasonably perceived to be hopelessly dead-locked “after a relatively short trial *123 on issues of comparative simplicity.” Defendants appeal.

II.

A.

We review de novo the legal questions raised by double jeopardy claims. United States v. Imngren, 98 F.3d 811, 813 (4th Cir.1996). In addition, we must accept the district court’s factual findings unless they are clearly erroneous. United States v. Johnson, 55 F.3d 976, 978 (4th Cir.1995). Finally, the trial court has “broad discretion” in determining whether manifest necessity requires a mistrial declaration. Illinois v. Somerville, 410 U.S. 458, 462, 93 S.Ct. 1066, 35 L.Ed.2d 425 (1973). Thus, we review that determination for abuse of discretion. United States v. Sloan, 36 F.3d 386, 393 (4th Cir.1994). However, strict scrutiny is appropriate “when there is reason to believe that the prosecutor is using the superior resources of the State to ... achieve a tactical advantage over the accused.” Arizona v. Washington, 434 U.S. 497, 508, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978).

B.

The Double Jeopardy Clause states that no person shall “be subject for the same offence to be twice put in jeopardy of life or limb.” U.S. Const, amend. V. The Clause allows for a retrial following a mistrial provided that, “taking all the circumstances into consideration, there is a manifest necessity” for declaring a mistrial. United States v. Perez, 22 U.S. (9 Wheat.) 579, 580, 6 L.Ed. 165 (1824). It has long been established that the failure of a jury to agree on a verdict is an instance of “manifest necessity.” Id. at 579-80; Richardson v. United States, 468 U.S. 317, 323-24, 104 S.Ct. 3081, 82 L.Ed.2d 242 (1984).

However, the Double Jeopardy Clause “bars retrials where bad-faith conduct by judge or prosecutor ... threatens the harassment of an accused by ... declaration of a mistrial so as to afford the prosecution a more favorable opportunity to convict the defendant.” Washington, 434 U.S. at 508 (internal quotation omitted). Nevertheless, if the defendant has an opportunity to object to the trial court’s declaration of a mistrial but fails to do so, the defendant impliedly consents to the mistrial and cannot raise a double jeopardy defense to further prosecution before a second jury. See United States v. Ndame, 87 F.3d 114, 115 (4th Cir.1996); United States v. Ham, 58 F.3d 78, 83-84 (4th Cir.1995); United States v. Ellis, 646 F.2d 132, 135 (4th Cir.1981).

III.

The defendants argue that the Double Jeopardy Clause bars reprosecution of this case because the government requested a mistrial for the purpose of gaining a tactical advantage in a future retrial, thereby triggering strict scrutiny under

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Related

United States v. Perez
22 U.S. 579 (Supreme Court, 1824)
Allen v. United States
164 U.S. 492 (Supreme Court, 1896)
Illinois v. Somerville
410 U.S. 458 (Supreme Court, 1973)
Arizona v. Washington
434 U.S. 497 (Supreme Court, 1978)
Richardson v. United States
468 U.S. 317 (Supreme Court, 1984)
United States v. Claude Ellis, (Two Cases)
646 F.2d 132 (Fourth Circuit, 1981)
United States v. Willie E. Sloan
36 F.3d 386 (Fourth Circuit, 1994)
United States v. Tony Wade Johnson
55 F.3d 976 (Fourth Circuit, 1995)
United States v. Charles Ndidi Ndame
87 F.3d 114 (Fourth Circuit, 1996)
United States v. Ham
58 F.3d 78 (Fourth Circuit, 1995)

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Bluebook (online)
21 F. App'x 120, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-streett-ca4-2001.