United States v. Stonerock

363 F. App'x 338
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 26, 2010
Docket07-3739
StatusUnpublished
Cited by1 cases

This text of 363 F. App'x 338 (United States v. Stonerock) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Stonerock, 363 F. App'x 338 (6th Cir. 2010).

Opinions

WHITE, Circuit Judge.

Defendant Robert Stonerock pled guilty of conspiring to possess with the intent to [341]*341distribute and to distribute over 1000 kilograms of marijuana, in violation of 21 U.S.C. §§ 841(a)(1) and (b)(l)(A)(vii) and 846. In exchange for Stonerock’s guilty plea, the Government agreed to drop a firearm count that was part of the same indictment. The district court sentenced Stonerock to 121 months’ imprisonment, followed by five years of supervised release. Stonerock appeals, raising constitutional challenges and arguing that the plea agreement should be specifically enforced. We affirm in part, and remand in part for a determination whether the two-point enhancement under U.S.S.G. § 2D1.1 is contrary to the plea agreement.

I.

From approximately January 1997 through November 2, 2001, Stonerock conspired with various individuals to distribute marijuana in the Dayton, Ohio area. Stonerock and his co-conspirators obtained marijuana from suppliers in Arizona and distributed it in the Dayton area, in exchange for money. Over 1,000 kilograms of marijuana were attributable to Stoner-ock personally.

On November 2, 2001, the Government executed search warrants at Stonerock’s residence and seized approximately $160,000 in cash from the washing machine and bedroom, and two semiautomatic handguns, found under the sofa in the family room and in the master-bedroom closet. Stonerock was arrested later that day.

Approximately one month after Stoner-ock’s arrest, Stonerock’s counsel (at the time, Jon Paul Rion and John H. Rion) informed the Government that Stonerock had information regarding his case to pass along. Stonerock met with Drug Enforcement Special Agent Joseph Hathaway a number of times and provided information.

A grand jury returned a two-count indictment against Stonerock and his co-defendant Stephen Mobley, Jr., on January 22, 2002. The indictment originated in Arizona, and charged Stonerock with one count of knowingly and intentionally conspiring to possess with the intent to distribute and to distribute over 1000 kilograms of marijuana, contrary to 21 U.S.C. §§ 841(a)(1) and (b)(l)(A)(vii) and 846 (attempt and conspiracy), and one count of possession of a firearm by a prohibited person, in violation of 18 U.S.C. § 922(g)(1) and (2). Because Stonerock had a prior marijuana trafficking conviction, he was prohibited from owning a firearm.

In October 2002, Stonerock changed counsel — from Rion and Rion to Matthew Arntz and George Katchmer. In January 2008, pursuant to a written plea agreement, Stonerock entered a plea of guilty to count one of the indictment, in exchange for which the Government dismissed the firearm count.

In February 2003, after Stonerock pled guilty, he was indicted in a drug and racketeering case in Arizona. The original case (the instant case) involved a marijuana distribution organization focused primarily in the Tucson area, while the later case focused on the Phoenix area.

The Presentenee Report (PSR) in the instant case calculated the Guidelines range at 135 to 168 months’ imprisonment, and recommended a 140-month sentence. The PSR scored Stonerock’s offense level at 34, which included a 2-point enhancement for a firearm under U.S.S.G. § 2D1.1(b)(1). In May 2003, Stonerock objected to the PSR, filed a motion for departure and requested a hearing, arguing that the firearm enhancement was improper and that the PSR’s criminal history calculation was overstated his criminal history. Several months later, Stonerock [342]*342filed a sentencing memorandum reasserting these claims, and adding that he had provided the Government substantial assistance (such that he should receive a reduction under U.S.S.G. § 5K1.1).

During a telephone conference set by the court, the Government agreed that Stonerock provided information, but asserted that it was not substantial. The Government stated it would not file a § 5K1.1 departure because Stonerock had “minimized some of the information that he’s provided,” had not spoken about several issues that were brought up in the plea agreement, and because of the pending Arizona matter. After the telephone conference, at the court’s request, Agent Hathaway met with Stonerock to provide Stonerock another opportunity to qualify for a § 5K1.1 reduction. Agent Hathaway later testified that Stonerock failed to cooperate completely by refusing to answer questions regarding his finances and regarding local (Dayton, Ohio) co-conspirators.

In February 2004, Stonerock filed a second motion for downward departure, again raising the substantial assistance issue and requesting a sentencing hearing. Over the Government’s objection on the ground that Stonerock failed to allege an unconstitutional motive, a hearing was held at which Agent Hathaway testified regarding Ston-erock’s assistance and the firearm enhancement.

In July 2004, Stonerock’s previous attorneys, Rion and Rion, substituted as Ston-erock’s counsel, replacing Matthew Arntz and George Katchmer. On January 26, 2005, two years after entering a guilty plea, Stonerock moved to vacate his plea.

In April 2006, Stonerock filed an updated sentencing memorandum, requesting an evidentiary hearing to elicit testimony regarding his cooperation, and to compel the government to file a § 5K1.1 motion. The Government opposed a hearing on the basis that Stonerock had failed to allege an unconstitutional motive. The district court held an evidentiary hearing in June 2006, following which the court asked the Government to present testimony regarding the status of the Arizona case. DEA Special Agent John Murphy, the Arizona case agent, testified in November 2006.

Later in November 2006, another evi-dentiary hearing was held at which Stoner-ock and his previous counsel, George Katchmer, testified. Katchmer testified that during the time he represented Ston-erock, he (Katchmer) did not promise Stonerock he would qualify for the mandatory-minimum safety valve under U.S.S.G. § 5C1.2. Stonerock conceded that his attorneys made him no promises regarding the safety valve, but testified that his understanding was that he was eligible for it. At a later hearing, Katchmer’s co-counsel, Arntz, testified he made no promises to Stonerock regarding the safety valve.

At the May 15, 2007 sentencing hearing, the district court stated it would overrule Stonerock’s motion to vacate his plea and issue its decision to that effect later that day. The court sustained Stonerock’s challenge that his criminal history was overstated and reduced his criminal history category from III to II. The court ruled that Stonerock was ineligible for a safety valve reduction under U.S.S.G. § 5C1.2 because of his criminal history category (greater than I), and firearm enhancement. The court further concluded that the government’s decision not to seek a § 5K1.1 departure (for substantial assistance) was more than amply supported, and that the Government’s decision was not based on an unconstitutional motive or bad faith.

Based on Stonerock’s offense level of 31 (34 minus 2 for acceptance of responsibility, and minus 1 for timely notification of [343]*343intent to plead guilty) and criminal history category II, Stonerock’s Guidelines Range was 121 to 151 months.

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Related

Stonerock v. United States
178 L. Ed. 2d 138 (Supreme Court, 2010)

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Bluebook (online)
363 F. App'x 338, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-stonerock-ca6-2010.