United States v. Steven Dave Avery

15 F.3d 816
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 26, 1994
Docket91-30326
StatusPublished
Cited by12 cases

This text of 15 F.3d 816 (United States v. Steven Dave Avery) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Steven Dave Avery, 15 F.3d 816 (9th Cir. 1994).

Opinion

NOONAN, Circuit Judge:

Steven Dave Avery pleaded guilty to bank robbery in violation of 18 U.S.C. § 2113(a). *817 He was found to be a career criminal and sentenced to 168 months in prison. He appeals his sentence. We affirm.

PROCEEDINGS

After Avery had pleaded guilty, the government, in order to show he was a career criminal, produced evidence of three prior convictions of crimes of violence: a May 13, 1976 federal conviction for conspiracy to rob a bank in the Eastern District of Oklahoma; a July 30, 1976 California conviction of Robbery 2 in San Joaquin County, California; and a February 7,1983 federal conviction for bank robbery in the District of Oregon. Avery challenged the constitutional validity of the two 1976 convictions. The district court held that it did not have the obligation to consider the constitutional challenges but, after taking that position, went on to consider them anyway and found them meritless. Avery also unsuccessfully contended that conspiracy to commit a bank robbery was not a crime of violence and argued further that his maximum sentence could be no more than 12 years. He now appeals.

ANALYSIS

I. Collateral Attacks

The defendant has raised the issue of whether a district court must entertain a collateral attack upon a prior conviction used for sentence enhancement purposes under §§ 4B1.1 & 4A1.2, Application Note 6, of the Sentencing Guidelines. The district court in this case interpreted Application Note 6 to preclude collateral attack where the prior conviction is facially valid. United States v. Avery, 773 F.Supp. 1400, 1408 (D.Or.1991). In United States v. Vea-Gonzales, 986 F.2d 321, 327-328 (9th Cir.1993), this court determined that, under Ninth Circuit law, the Constitution requires a court to entertain collateral challenges to prior convictions used for sentence enhancement under §§ 4B1.1 and 4A1.2 of the Sentencing Guidelines. That portion of the opinion of the district court in Avery which holds that a district court need not entertain collateral challenges was overruled. The district court, however, had gone on to consider the merits of defendant’s challenge to the constitutionality of his prior convictions. We, therefore, consider the district court’s ruling upon the constitutionality of Avery’s two 1976 convictions.

II. The 1976 Convictions.

When Avery was charged with robbery in California he had as counsel a public defender, Thomas Teaford. Avery told Tea-ford that he was the recipient of cheeks from the robbery but that at the time “he was staying off the streets, hardly ever left his house, was dealing out of his house, and did nothing but eat, sleep and fix heroin.” Avery said that one of the robbers was Roy Cuiverson, who used to work for the robbed company, Parsons Corp. Teaford could not find another former employee of Parsons with a name even close to Culverson. He did, however, discover that Roy Culverson had been a client of the public defender and that he had once worked as a guard for a security service. Teaford believed that his obligation to Culverson would be to advise him not to testify and that this obligation created a conflict with his obligation to Avery. Accordingly, Teaford withdrew from the case and was replaced by Michael Barkett. Teaford gave Barkett the notes on his interviews with Avery but left out the information relating to Culverson.

It is Avery’s position on this appeal that the omission of the Culverson information in what Teaford handed Barkett resulted in a situation in which he was represented by constitutionally ineffective counsel. Avery contends: “The critical information regarding Culverson’s existence, criminal history and prior employment as a security guard was not conveyed to Mr. Barkett.” Avery argues that as Teaford put Culverson’s interests ahead of Avery’s, Teaford was depriving Avery of a lawyer devoted to his interests; and, Avery continues, Teaford’s omissions continued to handicap Barkett. “Based on the information which was disclosed, Mr. Barkett failed to investigate the case. This rendered his representation constitutionally defective. Based on inadequate advice from Mr. Barkett Mr. Avery entered the plea of robbery.”

*818 Ingenious as this argument is, it is unpersuasive. It was fully within Avery’s own power to tell his new lawyer about Culverson and to ask his new lawyer to find out the facts about it. Teaford’s decision in no way prevented Avery from taking this elementary step if he thought Culverson was the real robber. Any failure to pursue the Culverson lead was Avery’s failure, not Teaford’s or Barkett’s.

Avery also attacks his plea of guilty in the California case because he contends he did not admit his guilt. The colloquy between the court and Avery on this point was as follows:

The Court: You are not entering a plea just because you want to get the deal that is offered to you? You are also entering because, in fact, you believe you are guilty of the offense or if you want to put it this way, do you feel there is a strong case against you?
The Defendant: Yes. I feel there is a strong case against me.

Under North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970), when a defendant denies guilt the court must make a searching inquiry and the record must reveal a strong factual basis for a finding of guilty. Avery contends that Alford was not complied with.

Avery’s contention fails because Alford applies only when a defendant denies guilt. At no point did Avery deny his guilt. Moreover, in the actual colloquy with the court Avery in substance admitted his guilt.

Avery also has challenged his 1976 Oklahoma conviction for conspiracy to commit bank robbery. Among other claims, Avery argues that conspiracy cannot be considered a crime of violence for sentencing purposes under the Guidelines. A defendant is subject to sentencing as a career offender if he is at least 18 years of age, the offense for which he is being sentenced is a crime of violence or drug offenses. U.S.S.G. § 4B1.1. In determining whether an offense is a crime of violence, we look not to the particular facts of the case but only to the statutory definition of the crime. Taylor v. United States, 495 U.S. 575, 602, 110 S.Ct. 2143, 2160, 109 L.Ed.2d 607 (1990). Avery was convicted under 18 U.S.C. § 371, the general conspiracy statute. The record is unclear as to the specific portion of the federal bank robbery statute, 18 U.S.C. § 2113, Avery was charged with conspiring to commit.

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Bluebook (online)
15 F.3d 816, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-steven-dave-avery-ca9-1994.