United States v. Spearman

39 F. App'x 63
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 4, 2002
DocketNo. 00-1414
StatusPublished
Cited by2 cases

This text of 39 F. App'x 63 (United States v. Spearman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Spearman, 39 F. App'x 63 (6th Cir. 2002).

Opinion

GWIN, District Judge.

With this appeal, we examine whether the district court abused its discretion in denying Defendant-Appellant Bruce Spearman’s motion to withdraw his guilty plea. In deciding this issue, we first examine an issue not directly raised by Spearman—whether the district court received a guilty plea when it never directly asked Spearman to plead guilty. We then review whether the trial court erred when it refused to allow the defendant to withdraw his plea.1 Finally, we consider Appellant Spearman’s request that we declare 21 U.S.C. § 841 (2000) and 21 U.S.C. § 846 (2000) unconstitutional in light of the U.S. Supreme Court’s decision in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000).

At the plea hearing, Spearman pleaded guilty to a single count of conspiracy to possess with intent to distribute and to distribute cocaine in violation of 21 U.S.C. §§ 841(a)(1) and 846. Spearman sought to withdraw from his plea nine months after the plea hearing. After the trial court denied his motion to withdraw his appeal, the U.S. Supreme Court decided Apprendi. Spearman now asks the court to declare 21 U.S.C. § 841 unconstitutional as written and 21 U.S.C. § 846 unconstitutional as applied.

Finding that Spearman clearly manifested an intent to plead guilty, we do not vacate the judgment despite the trial court’s less-than-clear plea questioning. As to Spearman’s motion to withdraw the plea, we find the district court did not abuse its discretion in denying the motion. Additionally, we find 21 U.S.C. §§ 841 and 846 are constitutional in light of the U.S. Supreme Court’s decision in Apprendi.

I. Background

On March 26, 1997, the grand jury returned a three-count indictment against Spearman alleging criminal conduct in February 1997. The indictment charged Spearman with (1) conspiracy to possess with intent to distribute twenty-seven kilograms of cocaine from Miami, Florida, to Detroit, Michigan in violation of 21 U.S.C. § 846, (2) attempt to possess with intent to distribute cocaine in violation of 21 U.S.C. §§ 841(a) and 846 and 18 U.S.C. § 2 (2000), and (3) use of a communication facility in committing a controlled sub[65]*65stance offense in violation of 21 U.S.C. § 843(b) (2000).2

As described in the presentence report, the conspiracy involved transporting cocaine from Miami to Detroit for later distribution. Evidence of the conspiracy surfaced on February 26, 1997, when police stopped Willie Sykes and Willie Henning in Georgia and found twenty-seven kilograms of cocaine concealed in the walls of their van.

Sykes agreed to participate in a controlled delivery. He drove with a U.S. Drug Enforcement Administration agent to Detroit. When Sykes arrived in Detroit, he paged the person who was to pick up the cocaine. In response to the page, Appellant Spearman called Sykes, and they agreed to meet at a hotel a short time later.

After meeting Sykes at the hotel, Spear-man directed Sykes to follow him to a location in northeast Detroit. Once at the location, Spearman exited the van and met briefly with Sykes and the undercover agent. Spearman re-entered the van and was arrested a short distance from the scene following a traffic stop.

The case against Spearman remained pending for more than two years. In part, this long delay resulted when Spearman skipped bond for nine months. Once Spearman was taken back into custody, the case awaited resolution for fifteen more months before a plea hearing was scheduled.

On May 10, 1999, the day his trial was to begin, Spearman appeared before the trial court to plead guilty. Under the plea agreement, Spearman was to plead guilty to one count of conspiracy to possess with intent to distribute twenty-seven kilograms of cocaine. In exchange, the government was to drop the other counts and recommend that his sentence not exceed 189 months. In addition, the government agreed that if Spearman provided “substantial assistance” in the investigation of others, it would move, under Section 5K1.1 of the U.S. Sentencing Guidelines, for a downward departure from the applicable sentencing guidelines to ninety-four months.3

During his plea colloquy, Spearman acknowledged that he was acting knowingly and voluntarily. As the factual basis for his plea, Spearman admitted receiving twenty-seven kilograms of cocaine from Michael Palmer, a co-defendant in Miami who supplied the cocaine transported by Sykes and Henning.

Although engaging in an exhaustive explication of Spearman’s rights and the consequences of a guilty plea, the trial court neglected to follow two good practices when taking a plea under Rule 11 of the Federal Rules of Criminal Procedure. First, the trial court never asked Spear-man to identify either his signature on the plea agreement or the date on which he executed it.4

More important, the trial court inexplicably never asked Spearman in open court [66]*66what his plea was.5 Instead, the district court simply professed itself satisfied that the written plea agreement conformed with Rule 11, and accepted it after the Rule 11 colloquy.

Spearman says that soon after the plea hearing, he told his attorney, Otis Culpepper, that he wanted to withdraw his plea. Although Spearman claims he formed his desire to withdraw the plea at an early stage, Spearman never brought that desire to the trial court’s attention.6 For reasons that are not clear, the trial court still had not sentenced Spearman nine months after he appeared for his plea. On February 28, 2000, while still awaiting sentencing, Spearman filed a pro se motion to withdraw his plea. Culpepper then filed his own motion to withdraw the plea.7

On March 29, 2000, at the hearing to withdraw the plea, Culpepper said that Spearman had consistently maintained his innocence.

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Related

Lane v. State
316 S.W.3d 555 (Tennessee Supreme Court, 2010)
United States v. Graham
278 F. App'x 538 (Sixth Circuit, 2008)

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Bluebook (online)
39 F. App'x 63, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-spearman-ca6-2002.