United States v. Sowell

62 M.J. 150, 2005 CAAF LEXIS 1109, 2005 WL 2452554
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 30, 2005
Docket03-0688/NA
StatusPublished
Cited by5 cases

This text of 62 M.J. 150 (United States v. Sowell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sowell, 62 M.J. 150, 2005 CAAF LEXIS 1109, 2005 WL 2452554 (Ark. 2005).

Opinions

[151]*151Judge BAKER

delivered the opinion of the Court.

Appellant was tried by members at a special court-martial. Contrary to her pleas, she was convicted of conspiracy and larceny in violation of Articles 81 and 121, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 881, 921 (2000), respectively. These offenses arose from the theft of two government personal computers. The adjudged and approved sentence included a bad-conduct discharge, confinement for thirty days, and a fine of $550. This Court granted review on the following issue:

WHETHER THE LOWER COURT ERRED WHEN IT HELD THAT THE MILITARY JUDGE DID NOT ABUSE HIS DISCRETION WHEN HE RESTRICTED APPELLANT’S UNSWORN STATEMENT BY NOT ALLOWING HER TO STATE THAT HER CO-CONSPIRATOR HAD BEEN ACQUITTED.

Two of Appellant’s three alleged co-conspirators were not criminally charged and were subsequently administratively separated from the service. The third, Fire Controlman Third Class (FC3) Elliott, was tried by a separate court-martial prior to Appellant’s trial on substantively identical charges and found not guilty. Elliott testified on Appellant’s behalf at trial, stating among other things that she and Appellant never talked about stealing computers, that she herself never took any computers, and that she never saw Appellant take any computers. Subsequent to her testimony, a panel member proffered the following question for Elliott: “What legal actions have been taken/or are pending against you for this incident?” Trial counsel objected to the relevance of the question, and the military judge disallowed it.

Trial counsel later challenged the credibility of Elliott’s testimony during her findings argument stating:

Motives. Let’s talk about motives just for a second. I’ll come back to that later when I talk about each of the witnesses and any motive they may have. Petty Officer Elliott. Who has the biggest motive to come in here and say they didn’t do it? The co-conspirator, that’s who. Not Miller, not Schwey, the co-conspirator. She’s the one that has the best motive to lie____ She wants to help her friend and if her friend goes down?

Emphasis added. Defense counsel made no objection and Appellant was ultimately found guilty.

At a session held pursuant to Article 39(a), UCMJ, 10 U.S.C. § 839(a) (2000), following the announcement of the findings, tidal counsel noticed that Elliott was present in the courtroom. She then asked the military judge to warn the defense that Elliott’s acquittal should not be disclosed to the members. In response, defense counsel asserted that if his client wished to mention it in her unsworn statement, it was her right to do so. When pressed for authority for this position, defense counsel cited United States v. Grill, 48 M.J. 131 (C.A.A.F.1998), arguing that the right to allocution is broad and included the right to reference Elliott’s acquittal in the unsworn statement. The military judge granted the Government’s request finding that reference to Elliott’s acquittal would be “irrelevant and a direct impeachment of the verdict of the members____”

On appeal, a split panel of the United States Navy-Marine Corps Court of Criminal Appeals reversed the military judge’s ruling and remanded for a rehearing on sentence. United States v. Sowell, 59 M.J. 552 (N.M.Ct.Crim.App.2003). The Government sought and obtained an en banc rehearing. On rehearing, a 4-3 majority reversed the earlier panel’s decision, reinstating the military judge’s ruling and Appellant’s sentence, on the ground that any mention of Elliott’s acquittal in her unsworn statement would have challenged the decision of the members on findings and was otherwise beyond the “relevant scope of inquiry ... as defined by R.C.M. 1001(c)(1).” United States v. Sowell, 59 M.J. 954, 959 (N.M.Ct.Crim.App.2004.)

Whatever the general rule regarding verdict impeachment and sentence comparison, Appellant’s case is distinct, because the Government implied that Elliott was guilty of the very offense for which the accused was on trial. Therefore, we now consider whether the military judge correctly limited Appel[152]*152lant’s statement regarding the disposition of Elliott’s case because such information would have impeached the verdict, or alternatively, whether the military judge erred because this information was a fair response in rebuttal to trial counsel’s findings argument.

Discussion

We review a military judge’s decision to restrict an accused’s sentencing statement for abuse of discretion. See generally Grill, 48 M.J. at 132. The Manual for Courts-Martial, United States (2002 ed.), provides an accused with the right to “testify, make an unsworn statement, or both in extenuation, in mitigation or to rebut matters presented by the prosecution____” Rule for Courts-Martial (R.C.M.) 1001(c)(2)(A). This traditional right has been described as “broadly construed” and “largely unfettered.” Grill, 48 M.J. at 133. However, while “the scope of an unsworn statement may include matters that are otherwise inadmissible under the rules of evidence, the right to make an unsworn statement is not wholly unconstrained.” United States v. Tschip, 58 M.J. 275, 276 (C.A.A.F.2003); United States v. Jeffery, 48 M.J. 229, 230 (C.A.A.F.1998).

In Grill, while describing the right of allocution as largely unfettered, we also stated that the right, while “generally considered unrestricted,” “was not wholly unrestricted.” Id. at 132 (emphasis added); see also Tschip, 58 M.J. at 276. In United States v. Teeter, 16 M.J. 68, 72-73 (C.M.A.1983)(no obligation to provide accused two chances to defend on the merits through unsworn statement), and more recently in United States v. Barrier, 61 M.J. 482 (C.A.A.F.2005)(information in unsworn statement must be relevant as extenuation, mitigation or rebuttal), we identified specific limitations on the right of allocution. We also recognized that the unsworn statement remains a product of R.C.M. 1001(e) and thus remains defined in scope by the rule’s reference to matters presented in extenuation, mitigation, and rebuttal. And, as early as United States v. Tobita, 3 C.M.A. 267, 271-72, 12 C.M.R. 23, 27-28 (1953), it was held that on sentencing, the accused cannot impeach the findings.

The Government argues before this Court, as it did before the military judge, that reference to Elliott’s acquittal would have impeached the findings, as Appellant and Elliott were charged with the same offenses involving the same facts. Moreover, the Government argues, such information would also have been precluded under United States v. Mamaluy, 10 C.M.A. 102, 27 C.M.R. 176 (1959), as impermissible sentence comparison.

Ordinarily, such information might properly be viewed in context as impeaching the members’ findings. As the Court of Criminal Appeals concluded, Teeter and Mamaluy remain good law. However, we conclude under the limited circumstances of this case, that the Government’s argument on findings opened the door to proper rebuttal during Appellant’s unsworn statement on sentencing.1

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United States v. Sowell
62 M.J. 150 (Court of Appeals for the Armed Forces, 2005)

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62 M.J. 150, 2005 CAAF LEXIS 1109, 2005 WL 2452554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sowell-armfor-2005.