United States v. Sonia Lafontaine

210 F.3d 125, 2000 U.S. App. LEXIS 6783
CourtCourt of Appeals for the Second Circuit
DecidedApril 12, 2000
Docket1999
StatusPublished
Cited by65 cases

This text of 210 F.3d 125 (United States v. Sonia Lafontaine) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sonia Lafontaine, 210 F.3d 125, 2000 U.S. App. LEXIS 6783 (2d Cir. 2000).

Opinion

FEINBERG, Circuit Judge:

Defendant Sonia LaFontaine appeals from an order of the United States District Court for the Southern District of New York (Michael B. Mukasey, J.), entered on February 25, 2000, that revoked her bail and remanded her to federal custody. Appellant LaFontaine argues that (1) the district court abused its discretion in relying on the government’s proffer; (2) there was no probable cause to believe that defendant committed the crimes of witness tampering and perjury while released on bail; and (3) the district court clearly erred in concluding that no conditions would assure that LaFontaine will not pose a danger to the community. This case raises some issues of first impression concerning the government’s use of proffers. It also poses the question of whether obstruction of justice by a white-collar criminal, even where it does not involve violence or threat of violence, may support a finding of danger to the community. For the reasons set forth below, we affirm.

I. Background

LaFontaine and her husband, Arthur Kissel (aka Arthur Froom), were initially indicted in March 1998. A superseding indictment in 12 counts was returned in November 1998. The present indictment, issued in October 1999, charges LaFon-taine and her husband with 17 counts of mail fraud, health care fraud, engaging in monetary transactions with criminally derived property, conspiracy, and . witness tampering, in connection with their activities at LaFontaine Rish Medical Associates, a cosmetic surgery clinic (“the clinic”). LaFontaine and other employees of the clinic allegedly committed health care fraud by submitting false claims to health insurers for procedures that either were not performed, were only for cosmetic pur *128 poses, or were not performed by licensed physicians. LaFontaine has no criminal record. Kissel has absconded to Canada and remains a fugitive there.

A. Events prior to the bail revocation hearing.

LaFontaine was initially arrested in March 1998 and detained at the Metropolitan Correctional Center (“MCC”). While there, LaFontaine called Ana Reyes (“Reyes Jr.”), a relative 1 and a former employee of the clinic. During their conversation, LaFontaine and Reyes Jr. discussed several procedures that had been performed on Reyes Jr.’s mother (“Reyes Sr.”) at the clinic. This conversation was recorded by the MCC (“MCC tape”). The government alleges that Reyes Sr. had several cosmetic operations at the clinic, including a “tummy-tuck” and liposuction, that were not covered by insurance. The clinic did not charge Reyes Sr. for these procedures; instead, it billed her insurance for other procedures, including correction of a hernia, vein treatments, lesion removals and nasal reconstruction, that were never performed. In the taped conversation, LaFontaine “reminds” Reyes Jr. of the procedures her mother purportedly received at the clinic. The MCC tape also depicts LaFontaine falsely telling Reyes Jr. that doctors were present during all the procedures that were performed. Reyes Jr., meanwhile, reassured LaFon-taine that she had told authorities that her mother had a hernia operation.

. A few days after LaFontaine’s arrest, her initial bail was set by then-Magistrate Judge Buchwald, who imposed several pretrial release conditions. These included a prohibition on contacting doctors, former doctors, employees, former employees, or patients of the clinic, or any other potential witnesses. In addition, LaFontaine posted a one million dollar personal surety bond. In August 1998, one of LaFontaine’s former lawyers, Lothar Genge, requested a modification of the bail conditions to allow LaFontaine to speak with Reyes Jr. as well as with other employees and patients of the clinic. The government refused to consent to this modification and Judge Mu-kasey denied the request.

B. The bail revocation proceeding.

On February 18, 2000, the government submitted a letter proffer to the district court requesting revocation of bail on two grounds: first, there was clear and convincing evidence that LaFontaine had violated the conditions of her release by contacting Reyes Jr.; and second, there was probable cause to believe that LaFontaine had also committed the crime of witness tampering by attempting to influence Reyes Jr.’s testimony. 2

The letter set forth in great detail the evidence the government was prepared to proffer at the hearing on its motion. It alleged that, despite the bail conditions, LaFontaine and Reyes Jr. met on several occasions in 1999, and that LaFontaine often treated Reyes Jr.’s children to meals and gifts, which was not her previous custom. Among other things, the letter charged that at some time in 1999 LaFon-taine invited Reyes Jr. to her house and played the MCC tape for her. At that time, LaFontaine asked Reyes Jr. to “remind” her mother that she had a hernia operation and a procedure on her nose at the clinic, even though LaFontaine knew that to be false. According to the government, LaFontaine was, then aware that Reyes Jr. was likely to be a government witness at the trial. The letter also alleges that while Reyes Sr. was a patient at the clinic, LaFontaine had told her to lie about what procedures were actually performed on her. Additionally, the letter alleges that LaFontaine’s husband sent *129 Reyes Sr. a fraudulent set of medical records that reflect LaFontaine’s statements to Reyes Jr. The government also claimed that LaFontaine provided Reyes Jr. with the name and address of another employee of the clinic whom LaFontaine wanted to contact in connection with this case. The letter was accompanied by a transcript of the MCC tape and an affidavit of a government attorney describing LaFontaine’s previously rebuffed efforts to obtain permission to contact Reyes Jr.

The district court held hearings on the government’s motion to revoke bail on February 22, 23, and 25, 2000. Both sides had the opportunity to present argument and evidence to the court. In addition to its letter proffer, the government also orally proffered evidence of what it characterized as defendant’s long history of obstruction in this case. According to the government, LaFontaine had shredded documents, attempted to contact other witnesses, and intimidated a doctor at the clinic. Indeed, the superseding indictments charged her with the tampering of another witness in this case. The government argued that there was danger of future obstruction by LaFontaine, both of Reyes Jr. and other (unnamed) witnesses. The government also argued that because its proffers revealed the extent of the evidence it had against LaFontaine, she now presented a flight risk. Finally, following the second day of hearings and in response to evidence offered by LaFontaine, the government submitted an additional letter, dated February 24, 2000, showing that there was probable cause to believe that LaFontaine lied when she stated in an affidavit to the court that she did not possess a copy of the MCC tape.

LaFontaine’s response to the government’s proffer consisted of two of her own affidavits, an affidavit from her husband, and an affidavit from her husband’s lawyer. LaFontaine also called two of her prior defense attorneys, Lothar Genge and Richard Wojszwilo, as witnesses.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Harris
California Supreme Court, 2024
United States v. Romanello
Second Circuit, 2024
Guy v. Eliwa
M.D. Pennsylvania, 2023
United States v. Lashawn Wilks
15 F.4th 842 (Seventh Circuit, 2021)
United States v. Rivera-Banchs
Second Circuit, 2021
United States v. Degrave
District of Columbia, 2021
United States v. Mattis, Rahman
963 F.3d 285 (Second Circuit, 2020)
United States v. Gamble
District of Columbia, 2020
United States v. Boustani
356 F. Supp. 3d 246 (E.D. New York, 2019)
United States v. Scali
Second Circuit, 2018
State ex rel. Torrez v. Whitaker
2018 NMSC 5 (New Mexico Supreme Court, 2018)
United States v. Brooks
Second Circuit, 2017
United States v. Chujoy
207 F. Supp. 3d 626 (W.D. Virginia, 2016)
United States v. Enix
209 F. Supp. 3d 557 (W.D. New York, 2016)
United States v. Galanis
656 F. App'x 560 (Second Circuit, 2016)
United States v. Williams
654 F. App'x 3 (Second Circuit, 2016)
United States v. Bruno
89 F. Supp. 3d 425 (E.D. New York, 2015)
United States v. Zherka
592 F. App'x 35 (Second Circuit, 2015)
United States v. Parker
65 F. Supp. 3d 358 (W.D. New York, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
210 F.3d 125, 2000 U.S. App. LEXIS 6783, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sonia-lafontaine-ca2-2000.