United States v. Smythe

37 M.J. 804, 1993 CMR LEXIS 316, 1993 WL 264463
CourtU S Coast Guard Court of Military Review
DecidedJuly 14, 1993
DocketCGCMS 24059; Docket No. 1011
StatusPublished
Cited by5 cases

This text of 37 M.J. 804 (United States v. Smythe) is published on Counsel Stack Legal Research, covering U S Coast Guard Court of Military Review primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Smythe, 37 M.J. 804, 1993 CMR LEXIS 316, 1993 WL 264463 (cgcomilrev 1993).

Opinion

BAUM, Chief Judge:

Appellant was tried by special court-martial judge alone. Pursuant to his pleas, he was convicted of the following offenses: one specification of conspiracy to make false official statements, one specification of violation of a lawful general order, one specification of making a false official statement, one specification of assault consummated by a battery, and one specification of adultery in violation of Articles 81, 92, 107, 128, and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 881, 892, 907, 928, 934. The judge sentenced Appellant to a bad conduct discharge, confinement for two months, and reduction to pay grade E-3. That sentence was within the terms of a pretrial agreement and was approved by the convening authority as adjudged. Before this Court, Appellant has assigned the following errors:

I
SPECIFICATION 1 OF CHARGE I, ALLEGING A CONSPIRACY, FAILS TO STATE AN OFFENSE BECAUSE IT FAILS TO ALLEGE ANY OVERT ACT DONE FOR THE PURPOSE OF BRINGING ABOUT THE OBJECT OF THE CONSPIRACY, AN ESSENTIAL ELEMENT OF THE OFFENSE
II
THIS COURT LACKS AUTHORITY TO AFFIRM THE FINDINGS AND SENTENCE BECAUSE ITS CIVILIAN JUDGES WERE APPOINTED IN VIOLATION OF THE APPOINTMENTS CLAUSE OF THE CONSTITUTION
III
THE PRESENCE OF COLLATERAL DUTY JUDGES UPON THIS COURT [806]*806DENIES APPELLANT DUE PROCESS OF LAW

I

Appellant pled guilty to a specification which alleged a conspiracy with others “to commit an offense under the Uniform Code of Military Justice, to wit: to make false official statements” to an officer conducting an official investigation. No overt act in furtherance of that conspiracy was alleged, which prompted the following colloquy:

MJ: Looking at the two remaining specifications here. Mr. Black [the trial counsel], as I look at the conspiracy specification, there is no allegation of an overt act in the specification. What is the government’s theory of the overt act?
TC: The governments’s theory is that following the agreement between the parties to make the false statement to Lieutenant Commander Durham, all of the parties listed in the conspiracy including the accused subsequently made false statements to Commander Durham.
MJ: Mr. Hunt [the defense counsel], is that your understanding. Was the defense misled in anyway [sic] by the failure to allege that overt act?
DC: No, sir. We have not been misled.
MJ: Is this alleged false statement what is alleged in Specification 1 under Charge III?
TC: Yes, sir; it is.

Record at 39.

Thereafter the military judge explained the elements of the offense of conspiracy as alleged and included the following:

MJ: The SECOND element is that while this agreement between all of you continued to exist, and while you remained a party to that agreement, you and or one of the other individuals that were part of the agreement performed an overt act; specifically, you made these false statements to Lieutenant Commander Durham sometime in February. And, the purpose of making those statements was to bring about the object of the conspiracy which was to mislead anyone that was investigating what happened sometime in January. Do you understand that?
ACC: Yes, sir.
MJ: Now, this charges you with conspiring to commit the offense of making false official statements, so I have to give you those elements also.
ACC: Yes, sir.
MJ: These elements will also apply to Charge III, Specification 1-
ACC: Yes, sir.
MJ: -since that is the “official statement” offense. The elements of making a false official statement are as follows:
That at the time and place alleged in the specification; specifically, in spec 1 under Charge III, sometime during February of 1992, you made a certain false official statement to Lieutenant Commander Brian N. Durham. Specifically, that at a swimming incident off Waikiki Beach, female crew members from Station Honolulu were attired in shorts borrowed from another crew member. That is the statement that you are alleged to have made to Lieutenant Commander Durham.
ACC: Yes, sir.
MJ: The SECOND element is that this statement was totally false.

Record at 40-41.

The judge elicited from the accused facts that supported all the elements of the conspiracy offense as well as the false official statement specification and found the accused guilty of both offenses. In doing so, however, he did not direct modification of the conspiracy specification nor was it ever amended to reflect the overt act element, despite acknowledgment by all parties that such was a required element of the. offense. Before this Court, Appellant has challenged that element’s omission for the first time.

In evaluating this assigned error, Judge Cox’s opinion in U.S. v. Bryant, 30 M.J. 72 (C.M.A.1990) provides pertinent guidance. That ease also involved a con[807]*807spiracy specification with a missing allegation. It failed to allege that the object of the conspiracy was wrongful and, thus, was a criminal offense. In affirming the conviction, the Court stated:

This Court has viewed defective specifications with maximum liberality when an accused pleads guilty to the offense and only challenges the specification for the first time on appeal. United States v. Brecheen, 27 M.J. 67 (C.M.A.1988); United States v. Watkins, 21 M.J. 208 (C.M.A.1986). Under such circumstances, a specification need not expressly allege all elements of an offense, but it must at least aver all elements by implication. Further, upon such a challenge, an appellant must show substantial prejudice, demonstrating that the charge was “so obviously defective that by no reasonable construction can it be said to charge the offense for which conviction was had.” United States v. Watkins, supra at 210 [quoting United States v. Thompson, 356 F.2d 216, 226 (2d Cir.1965), cert. denied, 384 U.S. 964, 86 S.Ct. 1591, 16 L.Ed.2d 675 (1966)]. However, a specification that is challenged before trial and to which an accused ultimately pleads not guilty has not been and shall not be viewed so liberally. Cf. United States v. Watkins, supra at 209. See C. Wright, Federal Practice and Procedure: Criminal 2d § 123 at 354-55 (1982). (footnote omitted)

Id. at 73.

In Bryant, the accused had challenged the specification at trial as failing to state an offense and subsequently pled not guilty after losing that motion. Accordingly, the Court viewed the case in a more critical light, rather than with maximum liberality.

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Bluebook (online)
37 M.J. 804, 1993 CMR LEXIS 316, 1993 WL 264463, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-smythe-cgcomilrev-1993.