United States v. Smith

87 F.R.D. 693, 1980 U.S. Dist. LEXIS 13175
CourtDistrict Court, E.D. California
DecidedAugust 28, 1980
DocketCrim. No. S-80-118 LKK
StatusPublished
Cited by14 cases

This text of 87 F.R.D. 693 (United States v. Smith) is published on Counsel Stack Legal Research, covering District Court, E.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Smith, 87 F.R.D. 693, 1980 U.S. Dist. LEXIS 13175 (E.D. Cal. 1980).

Opinion

ORDER

KARLTON, District Judge.

Defendants SMITH and FISHERMAN together with twenty-one others were indicted by a grand jury in connection with the importation of white heroin. The grand jury accused SMITH of violations of 21 U.S.C. § 846, 21 U.S.C. § 848 and 21 U.S.C. § 841(a)(1). FISHERMAN is accused in the conspiracy count of participation in approximately ten of the more or less two hundred fifty overt acts alleged. The Honorable Sherrill Halbert, Senior Judge of this district received the indictments, issued warrants and set bail in the amounts requested by the United States Attorney (one and one half million dollars) for each of the defendants. The bail was to be satisfied only by cash or corporate surety.

A bail hearing was held before Judge Halbert and no modification was ordered. Thereafter a bail hearing was held before Magistrate Esther Mix.1 SMITH sought to satisfy bail with the pledge of a jewelry business owned by his friend and real property owned by his family. The magistrate rejected the pledge of the business as mechanically unworkable since, in her view, it would require the placing of a keeper in the store. Bail was continued in the same amount, and again could only be secured by cash or corporate surety in the full amount.

FISHERMAN sought a reduction in bail at the arraignment. Pursuant to motion, the magistrate reduced bail to $1,000,000 cash or corporate security.

A second hearing for both defendants was held before the magistrate. At the second hearing for SMITH, he sought release by posting deeds of trust for real property valued at ten percent of the bail. The magistrate, believing ten percent insufficient, refused to modify the previous orders requiring cash or corporate surety, and entered written findings accordingly. The magistrate reduced FISHERMAN’S bail to $500,000, again to be secured only by cash or corporate surety.

FISHERMAN moved this court for consideration of bail and SMITH appealed the magistrate’s orders. Because of the uncertainty which exists as to the proper mode of review of the magistrate’s orders, in resolving the matters sub judice I will disregard the different procedural modes, and the disparate scope of review suggested by them.2

This opinion considers first, the proper procedure to be used by an incarcerated defendant in seeking district court consideration after a magistrate’s bail order. Next, [696]*696whatever the procedure, I address the question of the scope of review (i. e. does the district court reweigh the facts or determine whether the magistrate’s decision was “clearly erroneous”). I then address the question of the nature of the hearing (i. e. may the parties present evidence or are they limited to the record developed by the magistrate). Finally, I turn to the two defendants whose applications have been the occasion for this opinion.

I

THE PROCEDURE TO BE UTILIZED IN SEEKING DISTRICT COURT CONSIDERATION AFTER A MAGISTRATE’S BAIL ORDER

Because of the vital interests at stake, and because the Constitution prohibits excessive bail, one would think that the procedure for consideration of bail would be well established, routine and, above all, clear. While it has been observed that “[T]he Bail Reform Act [18 U.S.C. § 3141 et seq.] provides an elaborate system of review for those who are ... in custody . . .” 3 Wright & Miller, Federal Practice and Procedure 280, Release on Bail § 771, I cannot agree that the method and nature of consideration (i. e. the system) is very clearly provided for. The bail statute is, to say the least, abstruse on the matter of procedure. Moreover, despite thousands of federal prisoners who have been processed through the federal courts since adoption of the Act, the case law is scant and not completely determinative. It appears to me that the most useful mode of analysis is to examine the provisions of the bail statute in light of the successive steps of a federal criminal prosecution.

A. THE RELEASE HEARING

Typically, the first court action in federal prosecutions (and the first step in the instant cases) is the indictment of the defendants by the grand jury. FRCrimP 6. Upon the return of the indictment, a warrant is issued and the amount of bail is “fixed by the court.” FRCrimP 9(b)(1). The Rules’ provision that the amount of bail set in connection with a warrant is fixed “by the court” introduces the first of many confusions which attend the issue of bail procedure. In this district, and I expect throughout the federal system, the warrant is signed and the bail fixed at the time the indictment is returned. The return, in this district (unlike many districts), is normally made to a senior district judge; however, whichever judicial officer fixes bail in connection with the warrant issued upon return of the indictment (i. e. magistrate or district judge) it is clear that the judicial officer is acting as a magistrate. The rules provide that “the indictment shall be returned by the grand jury to a federal magistrate in open court.” FRCrimP 6(f).3

There appears to be no provision in either the rules or statutes for the method or standards for setting bail in connection with a warrant issued subsequent to the return of an indictment. The first words of the Bail Reform Act clearly demonstrate that the statute’s application commences upon arraignment. For this reason, the Bail Act’s provisions relating to review of bail and amendment of bail orders do not apply. Presumably, then, the only outer limits for such bail are those provided in the Eighth Amendment.4

The next step in the criminal process is arrest pursuant to the warrant. “An officer making an arrest under a warrant . [697]*697shall take the arrested person without unnecessary delay before the nearest available federal magistrate.” FRCrimP 5(a). Here for the first time the criminal process and the Bail Act provisions join.

The Act provides “Any person charged with an offense ... at his [first] appearance before a judicial officer” shall be released on his own recognizance, released under conditions or on various types of bond. 18 U.S.C. § 3146(a).5

Because “[t]he whole spirit of the Bail Reform Act ... is that a defendant facing trial should be released, rather than detained, unless there are strong reasons for not releasing him” (U. S. v. Honeyman (9th Cir. 1972) 470 F.2d 473, 474), this initial hearing may reasonably be denominated a “Release Hearing.” Cf. 3 Wright & Miller, Federal Practice and Procedure 280, Release on Bail § 771. The standards to be applied at this hearing need not detain us at this juncture since here we only explore the procedure.

Suffice it to say, that after the magistrate has made a release order, that judicial officer’s duties are not ended.

B. THE REVIEW HEARING

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Bluebook (online)
87 F.R.D. 693, 1980 U.S. Dist. LEXIS 13175, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-smith-caed-1980.