United States v. Smith

292 F.3d 90, 58 Fed. R. Serv. 1028, 2002 U.S. App. LEXIS 11098, 2002 WL 1262818
Court of Appeals for the First Circuit·Decided June 11, 2002·No. 99-1678·Published·Cited by 64 cases

Opinion

LIPEZ, Circuit Judge.

William Smith appeals from his conviction for possession of a firearm and various rounds of ammunition. He challenges the district court’s admission of evidence of his drug dealing under Fed.R.Evid. 404(b). Relatedly, he seeks a new trial because he claims a missing portion of a hearing transcript has impaired his ability to perfect his appeal on that evidentiary issue. In addition, he claims that the government’s failure to timely disclose medical treatment records of a key government witness hampered his ability to defend the case. We reject these claims and affirm.

I.

We describe briefly the background of this case at this juncture and add more detail as it becomes relevant to the legal analysis. On January 29, 1997, a federal grand jury returned a one-count indictment charging Smith with being a felon in possession of a firearm and various rounds of .38 and .357 caliber ammunition, on or about November 5, 1996, in violation of 18 U.S.C. § 922(g)(1). 1 His trial began on June 10, 1997. In support of its case at trial, the government introduced evidence that in August of 1995, Smith had invited an acquaintance, Richard Bovill, *93 over to his apartment at 5 Otisfield Street (Otisfield Street apartment) in Roxbury, Massachusetts, to watch a boxing match. Bovill was a security guard and owned several handguns, including a Taurus .38 caliber revolver, the firearm referenced in the indictment. Bovill brought with him a duffel bag which contained, inter alia, the loaded Taurus revolver, a holster for the Taurus, and a Massachusetts firearms permit. At some point that evening, Bo-vill took the gun out of the bag, unloaded it, and handed it to Smith, who examined it and remarked that he liked it. A few weeks later, Bovill realized that he could not find his gun, holster, or permit. When he returned to the Otisfield Street apartment in search of them, he found the residence abandoned and boarded up.

At some point prior to the summer of 1996, Smith moved to 33 Wales Street, Apartment No. 104 (Wales Street apartment) in Dorchester, Massachusetts. The lease to the apartment was under the name of a “Joseph Turner.” Smith began selling cocaine powder and crack cocaine from that apartment. A number of individuals assisted Smith in his drag operation, including a woman named Erica Moore.

In late October of 1996, Erica Moore agreed to assist law enforcement officials investigating the involvement of Smith and Debra Anderson, a Boston police officer, for drug-related activities. Smith was romantically involved with both Moore and Anderson.

Between October 22 and November 5, 1996, Moore made four controlled purchases of cocaine from Smith at the Wales Street apartment. Notwithstanding her role, Moore also continued to purchase cocaine from Smith for her own use. On November 3, 1996, shortly before the last controlled buy, Moore went to Smith’s apartment to buy cocaine for herself and saw a gun next to Smith on the couch in the living room of the apartment. Moore reported her observations to the police the next day, describing the gun as having a silver barrel and a brown wooden handle.

On November 5,1996, after Moore made the final controlled purchase, the police executed a no-knock warrant to search the Wales Street apartment for evidence of drug-related activities. Upon entry, the police found Smith and another individual, Duane Sawyer, inside the apartment. During the ensuing search of the apartment, officers found, inter alia, a blue bag on the floor of the living room with the wooden handle of a stainless steel revolver protruding from one of the unzipped compartments of the bag. At trial, Moore identified the revolver as the firearm she had seen beside Smith in his living room on November 3, and Bovill testified that it was the same gun he could not find after showing it to Smith at the Otisfield Street apartment in August 1995. The gun was loaded with six rounds of ammunition. In addition, officers found in the bag six rounds of .38 caliber ammunition in a “speed loader,” seven rounds of .357 caliber ammunition in a plastic box, a holster that Bovill identified as the one he had brought with his gun to Smith’s Otisfield Street apartment,, a case for the speed loader, papers used for packaging cocaine, a black knife that Moore recognized as belonging to Smith, utility bills, and checkbooks with Smith’s name on them. Elsewhere in the apartment, police found a wallet containing two of Smith’s IDs and Bovill’s firearms license. In the rear bedroom, police found two file folders containing documents in Smith’s name and Anderson’s name. On Smith’s person there was another wallet containing more of his IDs and $1,271 in cash, as well as a welfare card for Moore.

*94 Although Smith did not testify at trial, he based his defense on the sole contention that he neither owned nor possessed the gun. 2 To support this defense, Smith put on the stand Sawyer, who testified that the Wales Street apartment where the gun was found was leased in the name of an individual named “Joe.” Sawyer claimed ownership over the gun and testified that Smith had never seen or handled it. Smith also challenged the credibility of the informant Moore, who testified in the government’s case. In closing argument, Smith disavowed any control over the Wales Street apartment where the gun was found.

On June 16, 1997, the jury found Smith guilty as charged. The district court subsequently found that Smith was an armed career criminal under the Armed Career Criminal Act, 18 U.S.C. § 924(e), and accordingly sentenced him to 262 months in prison to be followed by three years of supervised release. This appeal ensued.

II.

Smith seeks a new trial on grounds that the district court abused its discretion in admitting evidence of his drug dealing under Fed.R.Evid. 404(b) 3 in a gun possession case and that the missing hearing transcript has prejudiced his ability to bring this evidentiary challenge. For the reasons set forth below, we reject these claims.

A. Procedural History

On June 4, 1997, the government filed a motion in limine to admit, inter alia, evidence of Smith’s drug dealing under Rule 404(b). In that motion, the government disclosed its intention to present testimony from confidential informant Erica Moore about her longstanding involvement with Smith in dealing drugs, and specifically that she

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United States v. Smith, 292 F.3d 90, 58 Fed. R. Serv. 1028, 2002 U.S. App. LEXIS 11098, 2002 WL 1262818 (1st Cir. 2002).

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