United States v. Seward

49 M.J. 369, 1998 CAAF LEXIS 1779, 1998 WL 956187
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 30, 1998
DocketNo. 97-1180; Crim.App. No. 32416
StatusPublished
Cited by10 cases

This text of 49 M.J. 369 (United States v. Seward) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Seward, 49 M.J. 369, 1998 CAAF LEXIS 1779, 1998 WL 956187 (Ark. 1998).

Opinions

Opinion of the Court

COX, Chief Judge:

Appellant originally was tried on May 16, 1996, by a general court-martial composed of officer and enlisted members, but the military judge granted a defense motion for mistrial. Appellant had entered pleas to two specifications of wrongful appropriation, Article 121, Uniform Code of Military Justice, 10 USC § 921, and the Government was attempting to prove appellant guilty of the two greater specifications of larceny, as alleged on the charge sheet. The mistrial occurred during the close of the Government’s case-in-chief.

After the mistrial was declared, the convening authority re-referred the Charge and specifications for trial by a second general court-martial.1 At the second court-martial, on June 20, 1996, appellant entered into a pretrial agreement with the convening authority. The pretrial agreement merely stated that if appellant pleaded guilty to the two specifications amended to allege wrongful appropriation, then the Government would not attempt to prove the two greater offenses of larceny. No sentencing limitations were contained in this agreement. The military judge entered. findings in accordance with these pleas.

Facts

The facts giving rise to the granted issues are as follows 2:

As required by the pretrial agreement, appellant requested and was tried by military judge alone at the second proceeding. But appellant’s request for trial by judge alone was not formally submitted until after his plea of guilty was entered and the Government had completed its case on sentencing.

At the second proceeding, the same military judge merely referred to appellant’s earlier guilty pleas and the proceedings at that trial, and asked appellant whether he still wanted to plead guilty. Appellant affirmatively indicated that he wanted to maintain his original guilty pleas. The judge elicited nothing further about the supporting facts before accepting appellant’s guilty pleas.

[371]*371The Government admitted several prosecution exhibits for the findings portion of the first trial. It is unclear from the record whether they were used at the second trial. Several other exhibits were admitted by the prosecution for sentencing at the second trial.

At this second court-martial, the military judge sentenced appellant to reduction to E-1, confinement for 6 months, and a bad-conduct discharge. Obviously, because there was no limit on sentencing, the military judge’s sentence was unaffected by the pretrial agreement. The maximum confinement that appellant could have received as a result of his pleas was 1 year.

Analysis

Appellant asks us to set aside the findings and sentence in this case for various reasons. First, he argues that he was prejudiced because, at the second trial, the military judge failed to go through an inquiry on the record into the factual basis to establish his guilt, pursuant to United States v. Care, 18 USCMA 535, 40 CMR 247 (1969). Second, he claims that the second court-martial lacked jurisdiction because his request to be tried by military judge alone was not made on the record prior to assembly of this court-martial, and the written request was not offered until after all the Government’s sentencing evidence had been admitted. Third, appellant alleges that the military judge improperly relied on sentencing evidence that had only been admitted at the first court-martial. Finally, appellant asks us to evaluate the applicability of the Ex Post Facto Clause of the United States Constitution to Articles 57(a)(1) and 58b, UCMJ, 10 USC §§ 857(a)(1) and 858b, respectively.

We summarily grant relief as to the fourth issue pursuant to United States v. Gorski, 47 MJ 370 (1997), and discuss the merits of the first three issues.

As the rule governing mistrials states, the military judge has considerable latitude in determining when to grant a mistrial:

The military judge may, as a matter of discretion, declare a mistrial when such action is manifestly necessary in the interest of justice because of circumstances arising during the proceedings which cast substantial doubt upon the fairness of the proceedings. A mistrial may be declared as to some or all charges, and as to the entire proceedings or as to only the proceedings after findings.

ROM 915(a), Manual for Courts-Martial, United States (1995 ed.). The judge in this case declared a mistrial based upon numerous events — the triggering event being trial counsel’s negligence in allowing an exhibit that had not been admitted into evidence to be published to the members.3 In granting the mistrial, the military judge specifically relied upon the cumulative effect of events in the case:

There are a number of matters that have come close in this trial to having me declare a mistrial earlier on. This was just the culmination. There have been too many matters that have been brought before this court, I think, to not grant the defense request for a mistrial. And should the matters be subsequently referred to a [372]*372new trial, [sic ] assume that counsel will be cautious having learned what areas are potentially problematical and will avoid those in the future....

Although it is clear from the rule that the military judge could have declared a mistrial only as to the proceedings occurring after entry of the guilty pleas, it is unclear from this record exactly what the military judge intended. Likewise, the military judge did not rule the declaration of a mistrial in this instance to be caused by intentional prosecutorial misconduct. Because there was no intentional misconduct, the Government was free to continue pursuing appellant at another court-martial. Here, the ruling by the military judge merely served to end the valid referral of charges to the first court-martial and to permit the prosecution to seek referral anew.

The consequences of the military judge’s ruling flow from ROM 915(c) itself, which provides:

(1) ... A declaration of a mistrial shall have the effect of withdrawing the affected charges and specifications from the court-martial.
(2) ... A declaration of a mistrial shall not prevent trial by another court-martial on the affected charges and specifications except when the mistrial was declared after jeopardy attached and before findings, and the declaration was:
(A) An abuse of discretion and without the consent of the defense; or
(B) The direct result of intentional prosecutorial misconduct designed to necessitate a mistrial.

(Emphasis added.)

The Government elected to pursue these charges at another court-martial and obtained a subsequent referral to trial. There was nothing improper about the second referral. The crux of the matter is, however, that the military judge treated the second trial as a continuation of the first, even though jurisdiction was validly conferred only by this second referral.

Appellate government counsel argue in their brief that because the military judge only declared a mistrial with respect to the larceny charges and appellant had already pleaded guilty to the lesser-included offenses of wrongful appropriation, then appellant’s court-martial was only one trial, not two.

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Cite This Page — Counsel Stack

Bluebook (online)
49 M.J. 369, 1998 CAAF LEXIS 1779, 1998 WL 956187, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-seward-armfor-1998.