United States v. Serrano

224 F. Supp. 3d 248, 2016 U.S. Dist. LEXIS 174012, 2016 WL 7335666
District Court, S.D. New York·Decided December 15, 2016·No. 16cr169·Published·Cited by 3 cases

Opinion

OPINION & ORDER

WILLIAM H. PAULEY III, District Judge:

Defendant Pedro Serrano moves separately for a judgment of acquittal and a new trial under Rules 29 and 33 of the Federal Rules of Criminal Procedure. For the reasons that follow, Serrano’s motion for a judgment of acquittal is denied and his motion for a new trial is granted.

BACKGROUND

A two-count indictment charged Serrano with being a felon in possession of ammunition, in violation of 18 U.S.C. § 922(g)(1), and possession of body armor after having been convicted of a felony, in violation of 18 U.S.C. § 931(a). Following motion practice, this Court dismissed the body armor count and Serrano proceeded to trial on the ammunition possession. After two days of testimony and two days of jury deliberations, the jury returned a guilty verdict.

DISCUSSION

I. Motion for Acquittal

a. Standard

Rule 29 requires courts to “enter a judgment of acquittal on any offense for [251]*251which the evidence is insufficient to sustain a conviction.” Fed. R. Crim. P. 29(a). “A defendant bears a heavy burden in seeking to overturn a conviction on grounds that the evidence was insufficient.” United States v. Cruz, 363 F.3d 187, 197 (2d Cir. 2004). “[T]he court must evaluate all of the evidence in the light most favorable to the government.” United States v. Guadagna, 183 F.3d 122, 131 (2d Cir. 1999). “[T]he critical inquiry ... must be not simply to determine whether the jury was properly instructed, but to determine whether the record evidence could reasonably support a finding of guilt beyond a. reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 318, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979). A court may not “substitute its own determination of ... the weight of the evidence and the reasonable inferences to be drawn for that of the jury.” United States v. Temple, 447 F.3d 130, 136 (2d Cir. 2006) (quoting Guadagna, 183 F.3d at 129). “If the evidence is such that reasonable jurymen must necessarily have such a doubt, the judge must require acquittal.” United States v. Taylor, 464 F.2d 240, 243 (2d Cir. 1972). But, “a conviction will be affirmed if ‘any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’” Cruz, 363 F.3d at 197 (quoting Jackson, 443 U.S. at 319, 99 S.Ct. 2781).

b. Sufficiency of Trial Evidence

To carry its burden under 18 U.S.C. § 922(g)(1), the Government must prove beyond a reasonable doubt that the defendant knowingly possessed ammunition. At Serrano’s trial, the Government proceeded on a theory of constructive possession. To prove constructive possession, the Government “needed to adduce evidence that [Serrano] ‘knowingly [had] the power and the intention at [the] time to exercise dominion and control’ ” over the ammunition. United States v. Teague, 93 F.3d 81, 84 (2d Cir. 1996) (quoting United States v. Hastings, 918 F.2d 369, 373 (2d Cir. 1990)).

i. Intent to Possess

“Mere proximity or presence is ... insufficient to support a finding of constructive possession.” United States v. Rodriguez, 392 F.3d 539, 548 (2d Cir. 2004). But it also is not “necessary for a defendant to touch or exercise exclusive control over contraband to possess it.” United States v. Rios, 856 F.2d 493, 496 (2d Cir. 1988). “What is required is sufficient indicia of dominion and control.” Rios, 856 F.2d at 496.

For instance, in United States v. Gaviria, 740 F.2d 174, 185 (2d Cir. 1984), the Second Circuit upheld a jury verdict finding the defendant guilty of possession with the intent to distribute narcotics. The scenario in Gavina was analogous to the facts of this case:

Apartment 3B on 35th Street was a stash pad from which almost one and one half pounds of cocaine was seized; that the lease to that apartment was in Valencia’s name; that she possessed the keys to the apartment; that there were women’s clothes in the closet of the apartment; and that a key from Valencia’s key ring opened a metal box found therein which contained a substantial quantity of cocaine.

Gaviria, 740 F.2d at 185. “In view of this and the other evidence,” the Second Circuit concluded, “the jury could certainly have concluded that Valencia had the dominion and control necessary to possess the narcotics in apartment 3B.” Gaviria, 740 F.2d at 185.

Here, the evidence at trial permitted the jury to find that Serrano exercised dominion and control over the closet and the items therein. Prior to his arrest,- Ser[252]*252rano called the police to assist with a domestic dispute. (Tr. at 91.) When the police arrived, Serrano explained that he was living in the apartment and produced his New York State identification card listing the apartment as his address. (Tr. at 92.) Serrano specifically stated the “he’s the owner of the apartment and he [had] been living there” with his sister. (Tr. at 93, 95.) He identified the bedroom where the ammunition was found as his own and the other as his sister’s. (Tr. at 95.) Serrano also explained to the officer that his girlfriend had destroyed his property in the apartment (Tr. at 96) and asserted his right to have her removed (Tr. at 99). Additionally, when the police returned to conduct a search of the apartment, they found clothes of approximately Serrano’s size in the closet (Tr. at 129), and Serrano’s expired Texas driver’s license on the nightstand (Tr. at 125-26).

Nevertheless, Serrano argues that this case should turn on the fact that the box of ammunition was hidden in the bottom corner of the closet and his contention that he had non-exclusive control over the bedroom closet. Serrano notes that the cases cited by the Government all involved situations in which the contraband was in plain view or the defendant was observed holding the contraband. See Rios, 856 F.2d at 495-95 (“The ledgers were in plain view.”); United States v. Fetters, 698 F.3d 653, 657 (8th Cir. 2012) (“Several witnesses saw [the defendant] with a gun while dealing meth.”); United States v. Meza, 701 F.3d 411, 421 (5th Cir. 2012) (“[T]he shotgun here was not hidden but rather was found in plain view.”).

Serrano claims that the facts here are more analogous to United States v.

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United States v. Serrano, 224 F. Supp. 3d 248, 2016 U.S. Dist. LEXIS 174012, 2016 WL 7335666 (S.D.N.Y. 2016).

224 F. Supp. 3d 248 (United States v. Serrano) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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