United States v. Serafin

562 F.3d 1105, 2009 U.S. App. LEXIS 8122, 2009 WL 983055
CourtCourt of Appeals for the Tenth Circuit
DecidedApril 14, 2009
Docket07-8086
StatusPublished
Cited by45 cases

This text of 562 F.3d 1105 (United States v. Serafin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Serafin, 562 F.3d 1105, 2009 U.S. App. LEXIS 8122, 2009 WL 983055 (10th Cir. 2009).

Opinion

TYMKOVICH, Circuit Judge.

Richard Serafín brings this direct appeal challenging his conviction for possessing a weapon in furtherance of a crime of violence and the commensurate mandatory 60-month sentence. Serafín contends possession of an unregistered weapon, in violation of 26 U.S.C. §§ 5841, 5845(a), 5861(d) and 5871, does not constitute a crime of violence under 18 U.S.C. § 924(c)(1).

Having jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we agree and therefore REVERSE Serafin’s conviction on the § 924(c)(1) count and REMAND for further proceedings.

I. Background

An investigation by the United States Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF) identified Serafín as an individual who may be involved in the illegal weapons trade. The ATF initiated a sting operation to determine the extent of Serafin’s involvement in the purchase and sale of unlawful weapons in interstate commerce. As part of this sting, an ATF Special Agent contacted and met Serafín on several occasions between October 2006 and February 2007. The ATF gathered a significant amount of evidence of Serafin’s involvement in the weapons trade, obtained arrest and search warrants, and decided to arrange a weapons purchase.

After Serafín agreed to sell an “Eagle Arms AR15” assault rifle, he met with an undercover ATF agent at Serafin’s apartment. During this meeting, Serafín presented the agent a box containing the upper receiver and barrel of the rifle, and a black canvas case with the lower receiver and several magazines for ammunition. The agent paid Serafín the agreed upon money and left. ATF agents then lured Serafín out of his apartment and arrested him. Both during the course of the transaction and at the time of his arrest, Serafín was armed with a 45-caliber “SIG Sauer TM” pistol. Also, after executing the search warrant for Serafin’s residence, the ATF agents discovered another AR15type assault rifle and a silencer.

Based on these events, Serafín was indicted on two counts. The first count charged that Serafín violated the National Firearms Act because he

knowingly possessed firearms as defined by 26 U.S.C. § 5845(a), that is, an Eagle Arms (or Armalite), AR15 type, .223 caliber assault rifle, ... with a barrel length of less than 16 inches, a Rock River, AR15 type, .223 caliber assault rifle, ... with a barrel length of less than 16 inches, and a silver colored, metal silencer; which said firearms were not registered to him in the National Firearms Registration and Transfer Record,

in violation of 26 U.S.C. §§ 5841, 5845(a), *1107 5861(d) and 5871. 1 R., Vol. I, Doc. 9 at 1-2. The second count charged Serafín with unlawfully possessing a firearm in furtherance of a crime of violence, namely his possession of an unregistered weapon in violation of 18 U.S.C. § 924(c)(1). Id. at 2.

Serafín pleaded guilty to the first count of the indictment and was convicted after a jury trial on the second count. Specifically, the jury found Serafín had in fact possessed a SIG Sauer pistol during, and in furtherance of, his possession and transfer of the unregistered Eagle Arms rifle-the charge to which Serafín had already pleaded guilty.

The district court sentenced him to 18 months’ imprisonment on Count One 2 and to the mandatory 60-month term on Count Two, with the sentences to run consecutively.

II. Discussion

Serafín raises three issues in his appeal:-(1) that the district court erred in holding possession and transfer of an unregistered weapon qualified as a crime of violence under § 924(c)(3)(B); (2) that the mandatory sentencing provisions of § 924(c) conflict with United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), and Rita v. United States, 551 U.S. 338, 127 S.Ct. 2456, 168 L.Ed.2d 203 (2007), and with the requirement that the district court perform an individualized analysis of the 18 U.S.C. § 3553(a) factors at sentencing; and (3) that the district court abused its discretion in denying his motion for, a mistrial after alleged prosecutorial misconduct. Because we conclude possession of an unregistered short-barreled rifle does not qualify as a crime of violence under § 924(c)(1) and reverse his conviction on that charge, we need not reach the merits of his last two contentions.

We review the district court’s legal conclusion that a particular offense constitutes a crime of violence de novo. United States v. Munro, 394 F.3d 865, 870 (10th Cir.2005). Additionally, we review the district court’s interpretation of § 924(c) de novo. United States v. Bowen, 527 F.3d 1065, 1072 (10th Cir.2008).

A. Possession of an Unregistered Weapon as a Crime of Violence Under Section 921 (c)(8) (B)

Serafín contends the district court erred in concluding that possession of an unregistered weapon, a violation of the NFA, constituted a crime of violence under § 924(c)(8)(B). Serafín argues possession of the short-barrel, disassembled rifle, without a commensurate intent to use the weapon in the course of committing another crime, does not raise the requisite statutorily required risk of force during the course of the possession. We agree.

1. Statutory Framework

To resolve whether possession of an unregistered weapon is a crime of violence under § 924(c)(3)(B), we must parse several statutes defining crimes of violence and the case law analyzing them.

Before turning to the statutory language itself, the Supreme Court requires that we employ a “categorical approach.” Munro, 394 F.3d at 870 (citing Taylor v. United States, 495 U.S. 575, 600, 110 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Tso
Tenth Circuit, 2025
Baca v. United States
D. New Mexico, 2023
United States v. Baker
Tenth Circuit, 2022
United States v. Elliott
Tenth Circuit, 2021
Francia v. United States
D. New Mexico, 2020
United States v. Robert Doggart
947 F.3d 879 (Sixth Circuit, 2020)
United States v. Joseph Simms
914 F.3d 229 (Fourth Circuit, 2019)
United States v. Jefferson
911 F.3d 1290 (Tenth Circuit, 2018)
United States v. Rojas
Tenth Circuit, 2018
United States v. Mann
899 F.3d 898 (Tenth Circuit, 2018)
Royer v. United States
324 F. Supp. 3d 719 (E.D. Virginia, 2018)
Khan v. United States
330 F. Supp. 3d 1076 (E.D. Virginia, 2018)
Chapman v. United States
326 F. Supp. 3d 228 (E.D. Virginia, 2018)
United States v. Lloyd
Tenth Circuit, 2018
United States v. Melgar-Cabrera
892 F.3d 1053 (Tenth Circuit, 2018)
United States v. Salas
889 F.3d 681 (Tenth Circuit, 2018)
Sessions v. Dimaya
584 U.S. 148 (Supreme Court, 2018)
United States v. Wing
Tenth Circuit, 2018

Cite This Page — Counsel Stack

Bluebook (online)
562 F.3d 1105, 2009 U.S. App. LEXIS 8122, 2009 WL 983055, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-serafin-ca10-2009.