United States v. Secretary of Housing & Urban Development

239 F.3d 211, 2001 U.S. App. LEXIS 130, 2001 WL 12706
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 5, 2001
DocketNos. 00-6022L, 00-6036XAP
StatusPublished
Cited by1 cases

This text of 239 F.3d 211 (United States v. Secretary of Housing & Urban Development) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Secretary of Housing & Urban Development, 239 F.3d 211, 2001 U.S. App. LEXIS 130, 2001 WL 12706 (2d Cir. 2001).

Opinion

CALABRESI, Circuit Judge:

I. BACKGROUND

In 1986, following a lengthy bench trial, the United States District Court for the Southern District of New York (Leonard B. Sand, District Judge) found that the City of Yonkers (“the City” or “Yonkers”) had intentionally segregated its' public housing and public schools on the basis of race by relegating virtually all of its subsidized housing to the predominantly minority-resident southwest part of the City, all in violation of the Fair Housing Act, 42 U.S.C. § 3601 et seq., and the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution. United States v. Yonkers Bd. of Educ., 624 F.Supp. 1276, 1288-1376 (S.D.N.Y.1985).

In the next year, on May 28, 1986, the District Court entered a Housing Remedy Order (“HRO”), which aimed to desegregate public and subsidized housing by requiring the City to develop additional such housing in overwhelmingly white East and Northwest Yonkers.1 United States v. [214]*214Yonkers Bd. of Educ., 635 F.Supp. 1577 (S.D.N.Y.1986). The HRO required the City to build a specified number of subsidized housing units in specified areas by a specified date and also gave the plaintiffs and plaintiffs-intervenors in the case — the United States and the National Association for the Advancement of Colored People (“the NAACP”), respectively — the right to petition the District Court for further remedial orders in case these goals were not timely met. The City refused to comply with the HRO and appealed to this Court, which affirmed the District Court’s liability and remedy rulings. United States v. Yonkers Bd. of Educ., 837 F.2d 1181, 1184, 1236 (2d Cir.1987), cert. denied, 486 U.S. 1055, 108 S.Ct. 2821, 100 L.Ed.2d 922 (1988). In spite of the length, care, and detail of this Court’s opinion, the City resisted (and at times even stood in contempt of) the District Court’s efforts to remedy the City’s intentional racial discrimination.2

A brief history of this obstruction sets the stage for the present appeal. In January 1988, following our affirmance of the HRO, the parties negotiated a consent decree under which the City agreed to implement certain key parts of the HRO. The City, however, refused to take the actions required by the consent decree, and on June 13, 1988, the District Court entered a Long Term Plan Order (“LTPO”) setting forth the specific steps the City had to take in implementing the HRO. The LTPO:

(1)required the City to ensure that a certain percentage of low income housing units were included in any new multi-family housing development;
(2) directed the City to disperse the assisted housing units in a manner that avoids the “undue concentration of both public and assisted units in any neighborhood of Yonkers;” and
(3) created a system of priorities among those eligible for assisted housing as follows:
priority 1 — persons who had been residents of public or subsidized housing in the City of Yonkers between January 1, 1971 and the date at which assisted housing under the LTPO was made available;
priority 2 — residents of the City of Yonkers;
priority 3 — persons employed in the City of Yonkers.

Under the LTPO, the City earned housing credits (to be used towards achieving the goals of the HRO and Consent Decree) whenever it apportioned housing according to the priority scheme (and also when it took certain other housing actions).

Once again, the City failed to implement the terms of the remedial order, and in October 1993, the District Court entered a Supplemental Long Term Plan Order (“SLTPO”) setting forth additional measures to remedy the City’s ongoing housing segregation. Although this Court affirmed the SLTPO on appeal, United States v. Yonkers Bd. of Educ., 29 F.3d 40 (2d Cir.1994) (per curiam), cert. denied, 515 U.S. 1157, 115 S.Ct. 2608, 132 L.Ed.2d 853 (1995), and although the City’s earlier open and aggressive defiance of the Court desegregation orders had subsided, the City continued to fail to provide the new [215]*215subsidized housing the SLTPO contemplated.

Accordingly, on November 6, 1996, the District Court entered a Second Supplemental Long Term Plan Order (“SSLTPO”) to promote further the implementation of the HRO. Among other things, the SSLTPO required the City to provide at least 100 additional units of affordable housing per year to LPTO qualified individuals in each of the next 6 years. The District Court also reserved the right to modify the SSLTPO on request from any party, or even sua sponte, if it determined that “the goals set forth [in the SSLTPO] are not likely to be realized in the foreseeable future, absent such modification.”

In each of the first two years of the SSLTPO (1997 & 1998) the parties disputed the number of credits towards the goal of 100 units per year to which the City was entitled. In adjudicating these disputes, the District Court recognized, and shared, the plaintiffs’ concern that the City’s remedial measures were not adequately benefit-ting priority one households. At a hearing held in February 1999, the Court requested that the parties submit “a proposed revision of the remedy order designed to increase the ability of priority 1 class members to have greater housing opportunity,” and also “more carefully [to] define what is meant by furthering the integrative purposes of the order.”

The District Court held another hearing in September 1999, in which it heard arguments relating to the participation of priority one households during the first 2\ years of the SSLTPO and also on the SSLTPO’s effect on furthering integration in the City’s housing. The Court determined that the housing program’s “accomplishments to date fall far short of what one hoped for,” and it ordered the parties to confer and to prepare a new remedial order. On December 29, 1999, the District Court granted the City nearly all the housing credits it had requested for its activities in 1998 (as it had earlier done with respect to the City’s 1997 requests). At the same time, the Court granted these credits only “on the condition and understanding that no future credits will be granted unless” the City creates housing opportunities that “further the racially integrative goals which are the essence of all the Court’s prior housing remedy orders intended to counter the effects of prior racial discrimination in housing in Yonkers.”

To this end, the District Court entered the Third Supplemental Long Term Plan Order (“TSLTPO”). The TSLTPO specified that, with exceptions that are not relevant here, future housing credits would be awarded to the City only:

(a) for priority one households that move to census blocks in East and Northwest Yonkers that, as of 1990, had a minority (black and Hispanic) population of below 45%;
(b) for minority priority two & three households that move to census blocks in East and Northwest Yonkers that, as of 1990, had a minority population of below 45%; and,

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Related

United States v. Secretary of Housing and Urban Development, Third-Party Shirley C. Brown, in Her Capacity as a Member of the State Board of Regents Lora Bradley Chodos, in Her Official Capacity as a Member of the State Board of Regents Thomas Frey, in His Official Capacity as a Member of the State Board of Regents Willard A. Genrich, in His Official Capacity as a Member of the State Board of Regents Norma Gluck Emlyn I. Griffith, in Her Official Capacity as a Member of the State Board of Regents Floyd S. Linton, in His Official Capacity as a Member of the State Board of Regents Vincent Tese United States Department of Housing and Urban Development Samuel Pierce Salvadore Sclafini, in His Official Capacity as a Member of the State Board of Regents Thomas Sobol Mario Cuomo Martin C. Barrell, in His Official Capacity as a Member of the State Board of Regents James McCabe Sr., in His Official Capacity as a Member of the State Board of Regents Mimi Levin Lieber, in Her Official Capacity as a Member of the State Board of Regents Yonkers Community Development Agency, City of Yonkers Cross Yonkers Board of Education v. Yonkers Federation of Teachers Intervenor Yonkers Branch National Association for the Advancement of Colored People Intervenor Cross R. Carlos Carballada, in His Official Capacity as a Member of the State Board of Regents Louise P. Matteoni, in His Official Capacity as Member of the State Board of Regents Edward Meyer, in His Official Capacity as a Member of the State Board of Regents Jorge L. Battista, in His Official Capacity as a Member of the State Board of Regents State of New York Board of Regents of the State of New York Adelaide L. Sanford, in Her Official Capacity as a Member of the State Board of Regents Urban Development Corporation of the State of New York George Pataki, as Governor of the State of New York Richard P. Mills, as Commissioner of Education of the State of New York H. Carl McCall as Comptroller of the State of New York
239 F.3d 211 (Second Circuit, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
239 F.3d 211, 2001 U.S. App. LEXIS 130, 2001 WL 12706, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-secretary-of-housing-urban-development-ca2-2001.