United States v. Sealed One

49 F.4th 690
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 21, 2022
Docket21-118
StatusPublished
Cited by15 cases

This text of 49 F.4th 690 (United States v. Sealed One) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sealed One, 49 F.4th 690 (2d Cir. 2022).

Opinion

21-118 United States v. Sealed Defendant One

United States Court of Appeals for the Second Circuit

August Term 2021

Submitted: May 11, 2022 Decided: September 21, 2022

No. 21-118

UNITED STATES OF AMERICA,

Appellee,

v.

SEALED DEFENDANT ONE,

Defendant-Appellant. *

Appeal from the United States District Court for the Southern District of New York No. 20-cr-441, Cathy Seibel, Judge.

Before: NEWMAN, CHIN, and SULLIVAN, Circuit Judges.

Sealed Defendant One (the “Sealed Defendant”) appeals from a judgment of conviction following his guilty plea to one count of transmitting a threat in interstate commerce, one count of threatening to assault a federal law officer, and

* The Clerk of Court is respectfully directed to amend the caption as reflected above. one count of obstruction of justice, in violation of 18 U.S.C. §§ 875(c), 115(a)(1)(B), and 1505, respectively. At a sentencing proceeding conducted by videoconference and under seal, the district court (Seibel, J.) sentenced Sealed Defendant principally to eighty-four months’ imprisonment. On appeal, Sealed Defendant argues that (1) the government breached the plea agreement, (2) his sentence was procedurally unreasonable, and (3) the district court erred in conducting his sentencing by videoconference.

We conclude that (1) the plea agreement expressly provided for the government to take the very actions Sealed Defendant now characterizes as breaches of that agreement, (2) the district court provided adequate notice and factual support for the sentencing variances and enhancements it applied, and (3) Sealed Defendant knowingly and voluntarily waived his right to be physically present at sentencing. With respect to point (3), we also hold – as a matter of first impression – that sealed sentencings conducted by videoconference do not implicate Federal Rule of Criminal Procedure 53’s prohibition on “the broadcasting of judicial proceedings from the courtroom” or the procedural requirements associated with the CARES Act’s exception to Rule 53. Accordingly, we AFFIRM the judgment of the district court.

AFFIRMED.

Jeffrey Chabrowe, New York, NY, for Defendant-Appellant Sealed Defendant One.

Andrew DeFilippis (Sam Adelsberg, Karl Metzner, on the brief), Assistant United States Attorneys, for Damian Williams, United States Attorney for the Southern District of New York, New York, NY, for Appellee United States of America.

RICHARD J. SULLIVAN, Circuit Judge:

Sealed Defendant One (the “Sealed Defendant”) appeals from the judgment

of conviction entered by the district court (Seibel, J.) following his guilty plea to

2 one count of transmitting a threat in interstate commerce in violation of 18 U.S.C.

§ 875(c), one count of threatening to assault a federal law enforcement officer in

violation of 18 U.S.C. § 115(a)(1)(B), and one count of obstruction of justice in

violation of 18 U.S.C. § 1505. 1 At a sentencing proceeding conducted by

videoconference and under seal, the district court sentenced Sealed Defendant

principally to eighty-four months’ imprisonment. On appeal, Sealed Defendant

argues that (1) the government breached the plea agreement, (2) his sentence was

procedurally unreasonable, and (3) the district court erred in conducting his

sentencing by videoconference.

For the reasons explained below, we conclude that (1) the plea agreement

expressly provided for the government to take the very actions Sealed Defendant

now characterizes as breaches of that agreement, (2) the district court gave

adequate notice and identified adequate factual support for the sentencing

variances and enhancements it applied, and (3) Sealed Defendant knowingly and

voluntarily waived his right to be physically present at sentencing. With respect

1Decision of this case was delayed by the panel’s need to await its turn in a queue of cases pending in this Circuit resolving questions on “what findings a district court must make . . . before it proceeds to sentence a defendant by videoconference rather than in person,” United States v. Leroux, 36 F.4th 115, 117 (2d Cir. 2022), following Congress’s enactment of the Coronavirus Aid, Relief, and Economic Security Act of 2020 (the “CARES Act”), Pub. L. No. 116-136, 134 Stat. 281. 3 to point (3), we also hold – as a matter of first impression – that sealed sentencings

conducted by videoconference do not implicate Federal Rule of Criminal

Procedure 53’s prohibition on “the broadcasting of judicial proceedings from the

courtroom” or the procedural requirements associated with the CARES Act’s

exception to Rule 53. Accordingly, we affirm the judgment of the district court. 2

I. BACKGROUND

For over two decades, Sealed Defendant served the Federal Bureau of

Investigation (the “FBI” or the “Bureau”) as a paid confidential source on sensitive

criminal and counterterrorism investigations. Toward the end of that tenure,

however, Sealed Defendant’s behavior led the FBI to doubt his discretion and

2Although we allowed the parties to submit their briefs and appendix under seal in this appeal, we deem it appropriate to issue this Opinion on the public docket and for publication in the Federal Reporter. There is a “strong presumption . . . under both the common law and the First Amendment” that judicial documents – and especially judicial decisions, which “are used to determine litigants’ substantive legal rights” – “should . . . be subject to public scrutiny.” Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110, 121 (2d Cir. 2006) (citation omitted); see also United States v. Amodeo, 71 F.3d 1044, 1048–50 (2d Cir. 1995); United States v. Amodeo, 44 F.3d 141, 145–46 (2d Cir. 1995); United States v. Myers (In re Nat'l Broadcasting Co.), 635 F.2d 945, 949–54 (2d Cir. 1980); Joy v. North, 692 F.2d 880, 893–94 (2d Cir. 1982); United States v. Biaggi (In re N.Y. Times Co.), 828 F.2d 110, 116 (2d Cir. 1987). That presumption, of course, “does not end the inquiry,” Lugosch, 435 F.3d at 120, and judicial decisions “may be sealed if . . . ‘[sealing] is essential to preserve higher values and is narrowly tailored to serve that interest,’” In re N.Y. Times Co., 828 F.2d at 116 (quoting Press-Enter. Co. v. Superior Ct., 478 U.S. 1, 9 (1986)).

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Bluebook (online)
49 F.4th 690, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sealed-one-ca2-2022.