United States v. Schlierholz

137 F. 616, 1905 U.S. Dist. LEXIS 229
CourtDistrict Court, E.D. Arkansas
DecidedApril 22, 1905
StatusPublished
Cited by18 cases

This text of 137 F. 616 (United States v. Schlierholz) is published on Counsel Stack Legal Research, covering District Court, E.D. Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Schlierholz, 137 F. 616, 1905 U.S. Dist. LEXIS 229 (E.D. Ark. 1905).

Opinion

TRIEBER, District Judge.

The defendant demurs to an indictment in which he is charged with violation of section 5481, Rev. St. U. S. [U. S. Comp. St. 1901, p. 3701]. The offense is alleged to have been committed by the defendant, who, it is charged in the indictment, “was then and there an officer of the United States, to wit, k special agent of the Land Department of the United States.” The only question raised by the demurrer is whether such a special agent of the Land Department of the United States is an officer of the United States, within the meaning of that section. In United States v. Schlierholz (D. C.) 133 Fed. 333, the identical question was before Judge Adams, of the Eastern District of Missouri, and it was by him held that such an official is not an officer of the United [617]*617States, within the meaning of the statute, and for this reason the demurrer to the indictment was sustained. Ordinarily this court would follow that decision, unless, in its opinion, it is clearly wrong, not only owing to the high standing of Judge Adams as a jurist, but for the further reason that it is advisable that there should be some uniformity among the federal judges of the same circuit in the construction of statutes which have not been construed by the appellate courts whose decisions are binding on the District Courts. It is true, the decisions of one district judge are not conclusive on any other, but they are persuasive, especially if the matters determined have received careful consideration, and a written opinion, giving the reasons for the conclusion reached, has been prepared. But the attorney for the United States very earnestly contends that in rendering that decision Judge Adams overlooked some decisions of the Supreme Court of the United States and of the Circuit Courts of Appeals, which, in his opinion, control this case, and conclusively establish the fact that a special agent of the Land Office is an officer, within the meaning of the law.

The statute, being highly penal, must be strictly construed. Nothing can be taken by intendment or implication. There can be no constructive offense. Before a man can be punished, his case must be plainly and unmistakably within the statute. At the same time, even penal statutes must be naturally construed according to the legislative intent as expressed in the enactment; the courts refusing, on the one hand, to extend the punishment to cases which are not clearly embraced in them, and, on the other hand, equally refusing, by any mere verbal nicety, forced construction, or equitable interpretation, to exonerate parties plainly within their scope. Sedgwick on Statutory & Constitutional Law (2d Ed.) 282.

In United States v. Harris, 177 U. S. 305, 309, 20 Sup. Ct. 609, 44 L. Ed. 780, it was sought to recover a penalty from receivers of a railroad for an alleged violation of sections 4386-4389, Rev. St. [U. S. Comp. St. 1901, pp. 2995, 2996], Those sections made it an offense for a railroad company engaged in interstate commerce, carrying cattle and other animals, to confine them in cars, etc., for a longer period than 28 hours, without unloading the same for a rest, water, and feeding for a period of at least 5 consecutive hours. The contention on behalf of the government was that by the words “any company” Congress intended to embrace all common carriers; that the act in question was a humane one, designed to prevent cruelty to animals; and that whoever had charge of the railroad, whether as a receiver or otherwise, ought to see that these wholesome and humane regulations were obeyed, or were subject to the penalty for violating them. But the court refused to adopt this view, saying:

“Only by a strained and artificial construction, based chiefly upon a consideration of the mischief which the Legislature sought to remedy, can receivers be brought within the terms of the law. But can such a kind of construction be resorted to in enforcing a penal statute? Giving all proper force to the contention of the counsel of the government that there has been some relaxation on the part of the courts in applying the rule of strict construction to such statutes, it still remains that the .intention of a penal stat[618]*618utb: must be found in the language actually used, interpreted according to its fair and obvious meaning. It is not permitted to courts, in this class of Cases, to attribute, inadvertence or oversight to the Legislature when enumerating the classes of persons who are subjected to a penal enactment, nor to ■ depart from the settled meaning of words or phrases in order to bring persons not named or distinctly described within the supposed purpose of the statute.”

In Field v. United States, decided only a week ago by the United States Circuit Court of Appeals for the Eighth Circuit (137 Fed. 6), the defendant was indicted as an officer of a bankrupt corporation, who had concealed assets of the bankrupt corporation in violation of section 29b (1) of the Bankruptcy Act July 1, 1898, c. 541, 30 Stat. 554 [U. S. Comp. St. 1901, p. 3433]. That section makes it an offense for “a bankrupt” to conceal from his trustee any of the property belonging to the estate in bankruptcy, On,behalf of the defendant it was contended that an officer of a corporation, although ■he is the only one who can prepare the schedules for a bankrupt corporation, is not a bankrupt, and for this reason not within the provisions of that act. This was sustained by the court. To the s'ame effect, see United States v. Lake (D. C.) 129 Fed. 499.

It therefore becomes necessary to determine what constitutes “an officer of the United States,” within the meaning of the Constitution and laws of the United States.

As shown by Judge Adams in his opinion, section 2, art. 2, of the Constitution, provides that all officers shall be appointed by the President, by and with the advice of the Senate, with a proviso that Congress may by law vest the appointment of such inferior officers as: they think proper in the President alone, in the courts, or in the heads of departments. As a proviso must be strictly construed (U. S. v. Dickson, 15 Pet. 141, 10 L. Ed. 689; Dollar Savings Bank v. U. S., 19 Wall. 227, 22 L. Ed. 80; Gould v. N. Y. Life Ins. Co. [D. C.] 132 Fed. 927), it is clear that no one-can be deemed an “officer of the United States” unless appointed by the President, by and •with the advice and consent of the Senate, or appointed by the President alone, or a court of law, or the head of a department; and, if the latter, Congress must have vested that power in the person making it, by some statute, and Congress must also have created the office, unless it is one created by the Constitution itself.

In United States v. Maurice, 2 Brock. 96, Fed. Cas. No. 15,747, Chief Justice Marshall, sitting as a circuit justice, in speaking of an appointment of an agent of fortifications made by the Secretary of WarJ—one of the heads of a department—said:

“It is too clear, I think, for controversy, that appointments to office can be made by heads of departments in those cases only where Congress has authorized it by law.”

This was cited with approbation and followed in Auffmordt v. Hedden, 137 U. S. 310, 327, 11 Sup. Ct. 103, 34 L. Ed. 674.

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Cite This Page — Counsel Stack

Bluebook (online)
137 F. 616, 1905 U.S. Dist. LEXIS 229, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-schlierholz-ared-1905.