United States v. Schaffer, Archibald

183 F.3d 833, 337 U.S. App. D.C. 214, 52 Fed. R. Serv. 79, 1999 U.S. App. LEXIS 16923, 1999 WL 518840
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 23, 1999
Docket98-3123, 98-3126
StatusPublished
Cited by2 cases

This text of 183 F.3d 833 (United States v. Schaffer, Archibald) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Schaffer, Archibald, 183 F.3d 833, 337 U.S. App. D.C. 214, 52 Fed. R. Serv. 79, 1999 U.S. App. LEXIS 16923, 1999 WL 518840 (D.C. Cir. 1999).

Opinions

Opinion for the Court filed by Circuit Judge WALD.

Opinion concurring in part and dissenting in part filed by Circuit Judge HENDERSON.

WALD, Circuit Judge:

The United States appeals a decision by the district court granting Archibald Schaffer’s post-trial motion for a judgment of acquittal. After a jury found Schaffer guilty of violating the Meat Inspection Act, 21 U.S.C. § 622, and the federal gratuity statute, 18 U.S.C. § 201(c)(1)(A), the court set aside the verdict on the grounds that the jury had been presented insufficient evidence to support a verdict of guilt on either count. See United States v. [836]*836Williams, 29 F.Supp.2d 1 (D.D.C.1998). Subsequently, the court conditionally denied Schaffer’s motion for a new trial, a decision from which Schaffer has filed a conditional cross-appeal. While we agree with the district court’s determination that the evidence cannot support a conviction for giving an unlawful gratuity, we find sufficient evidence in the record from which a reasonable juror could have concluded that Schaffer violated the Meat Inspection Act. Therefore, we affirm the district court’s decision in part and reverse in part. We additionally reject the challenges raised in Schaffer’s conditional cross-appeal. Accordingly, we vacate the judgment of acquittal on the Meat Inspection Act count, reinstate the jury verdict on that count, and remand for sentencing.

I. BACKGROUND

The evidentiary disputes in these appeals must be evaluated in their surrounding context, a much-publicized backdrop that contains more than a hint of Washington theater. Because consideration of whether the jury verdict has sufficient evi-dentiary underpinnings is necessarily fact-intensive, we set out the relevant incidents in some detail. The criminal charges brought against Archibald Schaffer (“Schaffer” or the “defendant”) trace back to 1994, when allegations of illegality were first levied against then-Secretary of Agriculture Alphonso Michael Espy (“Secretary Espy,” “Espy,” or the “Secretary”). On application of the Attorney General, a special division of this circuit appointed Donald C. Smaltz as independent counsel and granted him the authority to investigate whether Secretary Espy had violated federal criminal law by accepting gifts from individuals or corporations with business before, or regulated by, the United States Department of Agriculture (“USDA”). See In re Espy, 145 F.3d 1365 (D.C.Cir. Spec. Div.1998). Along with some other regulated entities, Tyson Foods International (“Tyson Foods”), the world’s largest producer of poultry products, ultimately came under official scrutiny for its generosity towards Secretary Espy. Schaffer, then the Director of Media, Public and Governmental Affairs for Tyson Foods, became a target in this investigation for his alleged role in transmitting things of value from his employer to the Secretary.

The independent counsel’s inquiry into the relationship between Tyson Foods and Secretary. Espy focused upon a chain of events that date back to the transition period preceding William Jefferson Clinton’s inauguration as President. In December of 1992, at a meeting requested by then Congressman Espy with Don Tyson and John Tyson, respectively the Chairman of the Board and the President of the Beef and Pork Division at Tyson Foods, the Congressman communicated his desire and his qualifications to become the Secretary of Agriculture. He was subsequently nominated to that position on December 24,1992, and sworn in on January 22, 1993, taking office in the midst of a major public health crisis. An outbreak of E coli 0157:H7 (“E coli”) in the Pacific Northwest, apparently stemming from undercooked hamburger meat, had caused the death of three children and generated illness in six hundred other individuals. Since the Department of Agriculture has ultimate statutory responsibility for the integrity of the nation’s food supply, including authority to regulate both the poultry and the meat industry, the E coli outbreak was a matter of major importance within the Department.

In response to the public concern, Secretary Espy and the USDA announced a series of initiatives and new regulations designed to enhance food safety. These policies were directed at preventing contamination and instructing the public as to the proper handling procedures for meat and poultry. Along with other affected companies, Schaffer participated in lobbying the Secretary on behalf of Tyson Foods, and in disseminating the company’s views with respect to pending and ongoing regulatory matters. During this same period of time, Schaffer, on behalf of Tyson Foods, participated in providing items of value to Secretary Espy. According to the [837]*837indictment, Schaffer provided these gratuities in an attempt to influence the Secretary’s actions with respect to matters of interest to Tyson Foods then pending before the USDA.

The indictment alleges a pattern of gift-giving which predates Espy’s official elevation to the position of Agriculture Secretary and continues through January of 1994. Through Schaffer and others, Tyson Foods provided the following things of value to Secretary Espy and those closely affiliated with him: (1) In early January of 1993, Tyson Foods hosted Espy, his girlfriend Patricia Dempsey (“Dempsey”), and two of Espy’s siblings at the $1,500 per person inaugural dinner at the Washington Sheraton Hotel, providing each a seat at one of the three Tyson Foods’ tables purchased for the evening. (2) In April of 1993, Don Tyson invited Secretary Espy and Dempsey to a weekend-long birthday party at the Tyson Foods Management Training Complex (“Tyson Complex”) in Russellville, Arkansas (the “Russellville party”). When Espy accepted the invitation, Schaffer arranged for their transportation on a Tyson Foods corporate jet.1 Secretary Espy attended the party with Dempsey, at which they were entertained by B.B. King and other musicians, and then spent the night at the Tyson Complex. (3) In September of 1993, John Tyson advised Dempsey of, and recommended that she apply for scholarship money available from the Tyson Foundation. Dempsey ultimately received a $1,200 Foundation scholarship. (4) On January 16, 1994, Secretary Espy and Dempsey attended the Dallas Cowboys-Green Bay Packers playoff game as guests of Don Tyson. Tyson Foods purchased Dempsey’s plane ticket, arranged car and limousine transportation for Espy and Dempsey, and provided seats in the Tyson Foods skybox.2

During the gift-giving period, USDA officials were at various stages in the process of developing and implementing initiatives that would seriously impact the business of Tyson Foods. On February 3, 1993, while accompanying the Secretary on a fact-finding mission to the area affected by the E coli outbreak, Dr. Russell Cross (“Dr. Cross”), the Administrator of USDA’s Food Safety and Inspection Service (“FSIS”), outlined to an enthusiastic Secretary Espy a series of policies designed to enhance the safety of meat and poultry products on which FSIS had been working. The Secretary announced his intention to move forward along the lines of Dr. Cross’s policy proposals at a meeting with industry representatives the following day. On February 5, 1993, Dr.

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Related

United States v. Schaffer
121 F. Supp. 2d 29 (District of Columbia, 2000)

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183 F.3d 833, 337 U.S. App. D.C. 214, 52 Fed. R. Serv. 79, 1999 U.S. App. LEXIS 16923, 1999 WL 518840, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-schaffer-archibald-cadc-1999.