United States v. Santiago Reyna, AKA Chago Victor Manuel Nolasco-Perez, AKA Victor Manuel Perezbueno Everardo Antonio Cardenas

218 F.3d 1108, 2000 Daily Journal DAR 8409, 2000 Cal. Daily Op. Serv. 6311, 2000 U.S. App. LEXIS 18278, 2000 WL 1043217
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 31, 2000
Docket99-10333
StatusPublished
Cited by16 cases

This text of 218 F.3d 1108 (United States v. Santiago Reyna, AKA Chago Victor Manuel Nolasco-Perez, AKA Victor Manuel Perezbueno Everardo Antonio Cardenas) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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United States v. Santiago Reyna, AKA Chago Victor Manuel Nolasco-Perez, AKA Victor Manuel Perezbueno Everardo Antonio Cardenas, 218 F.3d 1108, 2000 Daily Journal DAR 8409, 2000 Cal. Daily Op. Serv. 6311, 2000 U.S. App. LEXIS 18278, 2000 WL 1043217 (9th Cir. 2000).

Opinion

THOMAS, Circuit Judge:

This appeal presents the question of whether a district judge may issue an order approving a wiretap on the application of an Assistant United States Attorney before the Attorney General or her designate has authorized the application. We hold that such an order violates the federal wiretap statute and affirm the judgment of the district court suppressing evidence obtained by the improperly-authorized wiretap interception.

I

At issue in this appeal is a wiretap application made pursuant to 18 U.S.C. § 2516, which provides that the Attorney General or certain of her designated agents “may authorize an application to a Federal judge of competent jurisdiction for, and such judge may grant in conformity with section 2518 of this chapter an order authorizing or approving the interception of wire or oral communications.” According to the statute, such an application “shall be made in writing upon oath or affirmation to a judge of competent jurisdiction and shall state the applicant’s authority to make such application.” 18 U.S.C. § 2518(1). Both the application and the court order approving the application must state the identity of the officer authorizing the application. 18 U.S.C. § 2518(l)(a) & (4)(d).

In October of 1997, Assistant United States Attorney Mary Pougiales submitted to the Office of Enforcement Operations (“OEO”) in the Criminal Division of the United States Department of Justice, in Washington D.C., a draft application to intercept communications over a cellular telephone line. Under the apparent usual practice, the OEO staff attorney assigned to the application would inform Pougiales that he was recommending approval of the application by the authorized agent of the Attorney. General. Following that, Poug-iales and the assigned law enforcement officer would bring the application to the assigned judge so that. he or she could review the application in preparation to approve it, after the designated officer in the Criminal Division had authorized the application.

On the afternoon of Friday, October 31, 1997, after the OEO staff attorney notified Pougiales that he had recommended approval of the application but before any authorized officer had approved it, Assistant United States Attorney Lewis Davis and Drug Enforcement Administration *1110 Special Agent Douglas James brought the application to United States District Court Judge Thelton Henderson. The application stated that:

Under the power delegated to her by special designation of the Attorney General ... the Acting Assistant Attorney General, Criminal Division, has authorized this Application. Attached to this Application are copies of the Attorney General’s order of special designation and the Memorandum of Authorization approving this Application.

Despite the reference to the contrary, no authorization of the application was attached. Either Davis or James told Judge Henderson that the written authorization was on its way but had not yet been received. Judge Henderson then signed the order approving the as-yet unauthorized application at 1:42 p.m., adding in his own handwriting: “This order is not to be executed until and unless formal approval in writing is received from the U.S. Attorney General or her designee.” Although the evidence is not entirely conclusive on this point, we assume for the purposes of this appeal that approximately one hour later, an OEO staff attorney faxed to Pougiales a memorandum authorizing the wiretap application. The government commenced the wiretap within minutes after receiving the facsimile.

The following Monday morning, November 3,1997, Pougiales submitted the authorization memorandum to Judge Henderson. Judge Henderson then filed an order attaching the authorization memorandum, along with the order designating the Attorney General’s agents to the application, and ordered the application itself amended to reflect that a Deputy Assistant Attorney General authorized the application, instead of the Acting Assistant Attorney General originally named in the application.

Subsequently, a grand jury returned a 20-count superseding indictment charging a conspiracy to manufacture and distribute methamphetamine and related offenses. Judge Saundra Brown Armstrong, who presided over the criminal case, granted defendants’ motion to suppress the intercepted communications, holding that the wiretap authorization order was invalid because the government did not obtain the required authorization of the application before submitting it to the district court for approval. The government timely appeals the district court’s order, and has certified that its appeal is not taken for purposes of delay. We have jurisdiction under 18 U.S.C. §§ 3731 & 2518(10)(b). We review de novo a district court’s wiretap suppression decision. See United States v. Duran, 189 F.3d 1071, 1083 (9th Cir.1999).

II

Title III of the Omnibus Crime Control and Safe Streets Act of 1968 (“Act”), 18 U.S.C. §§ 2510-2520, establishes the procedure by which law enforcement officials may obtain judicial authority to intercept communications. The Act did not reflect an expansive view of wiretapping. To the contrary, the purpose of the legislation “was effectively to prohibit, on the pain of criminal and civil penalties, all interceptions of oral and wire communications, except those specifically provided for in the Act_” United States v. Giordano, 416 U.S. 505, 514, 94 S.Ct. 1820, 40 L.Ed.2d 341 (1974) (footnote omitted). In this spirit, the Act effectively cabins law enforcement officials’ wiretap authority: “it is at once apparent that [the Act] not only limits the crimes for which intercept authority may be obtained but also imposes important preconditions to obtaining any intercept authority at all.” Id. at 515, 94 S.Ct. 1820. As the Supreme Court apprehended:

Congress legislated in considerable detail in providing for applications and orders authorizing wiretapping and evinced the clear intent to make doubly sure that the statutory authority be used with restraint and only where circumstances warrant the surreptitious inter *1111 ceptions of wire and oral communications.

Id.

Relevant to our case is § 18 U.S.C. § 2518, which establishes a careful procedure for authorizing a wiretap:

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218 F.3d 1108, 2000 Daily Journal DAR 8409, 2000 Cal. Daily Op. Serv. 6311, 2000 U.S. App. LEXIS 18278, 2000 WL 1043217, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-santiago-reyna-aka-chago-victor-manuel-nolasco-perez-aka-ca9-2000.