United States v. Santiago Alirio Gomez Rivera

136 F.4th 1284
Court of Appeals for the Eleventh Circuit·Decided May 12, 2025·No. 23-10690·Published

Opinion

[PUBLISH]

In the

United States Court of Appeals For the Eleventh Circuit

No. 23-10690

UNITED STATES OF AMERICA, Plaintiff-Appellee,

versus SANTIAGO ALIRIO GOMEZ RIVERA, a.k.a. Venko, RAFAEL SEGUNDO CASTRO DIAZ, a.k.a. Rafa,

Defendants-Appellants.

Appeal from the United States District Court for the Southern District of Florida

2 Opinion of the Court 23-10690

D.C. Docket No. 1:17-cr-20887-KMM-5

Before JORDAN and BRASHER, Circuit Judges, and GERAGHTY,∗ District Judge. BRASHER, Circuit Judge:

There are two ways for a superseding indictment to be timely under a statute of limitations. First, it may allege charges that are independently timely—that is, the alleged charges occurred within the applicable statute of limitations based on the date the superseding indictment was returned. Second, it may make new allegations that “relate back” to an earlier indictment because the new charges do “not broaden or substantially amend the original [timely] charges.” United States v. Italiano, 894 F.2d 1280, 1282 (11th Cir. 1990). The question in this case is whether a superseding indictment that brings timely charges must nonetheless be dismissed as untimely if it “broadened or substantially amended” the initial charges. We hold that it does not. The two routes for timeliness have an either/or—not a both/and—relationship. None of our language or reasoning in United States v. Ratcliff, 245 F.3d 1246 (11th Cir. 2001), or United States v. Edwards, 777 F.2d 644 (11th Cir. 1985), should be read to suggest otherwise.

∗ The Honorable Sarah E. Geraghty, United States District Judge for the Northern District of Georgia, sitting by designation.

23-10690 Opinion of the Court 3

I.

In 2008, Santiago Alirio Gomez Rivera began working with co-conspirators in Latin America to obtain and transport cocaine, with the purpose of importing the cocaine into the United States. As part of his involvement, Gomez Rivera delivered United States currency for the shipped cocaine, and helped a co-conspirator buy a boat named the Manatee. Gomez Rivera was involved in the drug conspiracy from around January 2008 to September 2013.

At some point, Rafael Segundo Castro Diaz got involved in the conspiracy too. Per his trial stipulation, his role was to “help co- conspirators regarding an April 2013 transport of 1,200 kilos of cocaine ” to be imported into the United States. To that end, he helped co-conspirators transport cocaine from a house in Colombia to the Manatee in April 2013.

On April 17, 2013, the Manatee departed Colombia with the cocaine on board. But the next day, the United States Coast Guard intercepted the boat. Men aboard who are not defendants in this case were arrested and pleaded guilty to drug conspiracy. See United States v. Jegge, Case No. 1:13-cr-20330-JIC (S.D. Fla. 2013).

Years later, a federal grand jury returned three indictments.

The original indictment, returned on December 14, 2017, charged Gomez Rivera with drug conspiracy. See 21 U.S.C. §§ 959(a), 963. It alleged that “[b]eginning on or about March 1, 2013, and continuing until on or about May 20, 2013,” Gomez Rivera conspired to distribute cocaine in Colombia, Honduras, and elsewhere, intending for the cocaine to be imported into the United States. The first

4 Opinion of the Court 23-10690

superseding indictment, returned on April 17, 2018, charged the same conspiracy but added Castro Diaz and other co-conspirators as defendants, and edited the conspiracy period to begin “in or around March, 2013” and continue “until in or around May, 2013.”

The second superseding indictment—the key indictment here—was returned on July 19, 2018. It charged Gomez Rivera and Castro Diaz with the same conspiracy as the previous indictments did, but significantly expanded the conspiracy period: it alleged that the defendants engaged in the conspiracy “[b]eginning in or around January, 2008, and continuing until in or around September, 2013.”

Both Gomez Rivera and Castro Diaz moved to dismiss the second superseding indictment. The defendants argued that the indictment violated the statute of limitations because it was returned more than five years after their involvement in the conspiracy allegedly took place and that it materially broadened the scope of the originally charged conspiracy. The government contended that the indictment was timely returned and that there was no need for it to “relate back” to the original indictment. The district court denied the defendants’ motions to dismiss, concluding that the second superseding indictment was timely brought and that there was no need to assess whether it substantially amended the original indictment .

The two defendants then negotiated a stipulated bench trial with the government. As a result of the negotiations, both defendants agreed that there was “enough of a factual basis for the Court to find” that they “conspired to distribute” cocaine, “knowing and

23-10690 Opinion of the Court 5

intending that it would be unlawfully imported into the United States,” in violation of 21 U.S.C. §§ 959 and 963. And they waived their right to a jury trial and the right to request any special findings of fact. But the defendants preserved their right to appeal the court’s denial of their motions to dismiss, acknowledging that “a guilty plea might be deemed to be a waiver of [their] statute of limitations defense.”

For Gomez Rivera, the parties stipulated that “in or around January, 2008 and continuing until in or around September, 2013, in . . . Colombia, Honduras, and elsewhere,” he “helped co-conspirators to facilitate the acquisition, protection, and transportation of multiple-thousand kilograms of cocaine for the purpose of importing said cocaine into the United States.” At the bench trial, Gomez Rivera agreed that the government would “be able to prove beyond a reasonable doubt” that “beginning in or around January 28th and continuing until on or around September 13th, September of 2013,” he “conspired” to help transport cocaine for import into the United States.

For Castro Diaz, the parties stipulated that his “role in the charged conspiracy was to help co-conspirators regarding an April 2013 transport of 1,200 kilos of cocaine for the purpose of importing said cocaine into the United States.” And, at the bench trial, Castro Diaz agreed that he was “part of the conspiracy regarding importing between April 2013, or around April 2013, with transporting 1200 kilos of cocaine into the United States.”

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At the bench trial, both defendants renewed their pretrial motions to dismiss, and the court denied the renewed motions.

The district court adjudicated the defendants guilty but did so with faulty documentation for Castro Diaz. For Gomez Rivera, the judgment’s documentation was clean: the court adjudicated him guilty of “Count 1ss”—the first count of the second superseding indictment—and both the court’s written judgment and the docket’s text reflected this fact. For Castro Diaz, however, the documentation was inconsistent. On one hand, Castro Diaz’s judgment stated that he “was found guilty on Count One of the Second Superseding Indictment after a plea of not guilty.” (Emphasis added.) On the other hand, that same judgment and parts of the docket (see D.E. 104; D.E. 157) suggested that Castro Diaz was adjudicated guilty of “Count 1s,” which refers to the first count of the first superseding indictment.

Ultimately, the district court sentenced Gomez Rivera to 135 months’ imprisonment followed by five years’ supervised release , and Castro Diaz to 70 months’ imprisonment followed by five years’ supervised release. At sentencing, the defendants reminded the court that they were preserving their pretrial motions to dismiss.

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United States v. Santiago Alirio Gomez Rivera, 136 F.4th 1284 (11th Cir. 2025).

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