United States v. Sandoval-Gonzalez

642 F.3d 717, 2011 U.S. App. LEXIS 8448, 2011 WL 1533516
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 25, 2011
Docket09-50446
StatusPublished
Cited by27 cases

This text of 642 F.3d 717 (United States v. Sandoval-Gonzalez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Sandoval-Gonzalez, 642 F.3d 717, 2011 U.S. App. LEXIS 8448, 2011 WL 1533516 (9th Cir. 2011).

Opinion

OPINION

REINHARDT, Circuit Judge:

Gerardo Sandoval-Gonzalez was convicted under 8 U.S.C. § 1326(a) for being an alien who reentered the United States after previously being deported. The jury at his trial, however, was not required to find beyond a reasonable doubt that Sandoval was an alien. Instead, the jury was told that “there is a presumption” of his alienage, and the burden of proof was shifted to Sandoval to establish that he had obtained American citizenship by having been born to a U.S. citizen father. We hold that this was error, and, moreover, a prejudicial error. Accordingly, we vacate his conviction and remand.

Background

Sandoval’s birth certificate states that he was born in 1957 in Tijuana, Mexico, to a Mexican mother and an American father. At the age of fourteen, he entered the United States without inspection. In 2006, over thirty years later, he was charged by the Department of Homeland Security (DHS) with being an alien unlawfully present in the country. Sandoval did not contest his removability, and he was deported in February 2006. In December 2006, Sandoval was again deported after having crossed back into the United States without the consent of the Attorney General.

In 2008, Sandoval was again discovered in the United States. He first told immigration officers that he was a U.S. citizen who had been born in Fresno, California, but then acknowledged that he had previously been deported and that he lacked any immigration documents allowing him to enter or remain in the United States. The government charged Sandoval with being an alien who was previously deported from the United States and then found in the country without permission, a crime under 8 U.S.C. § 1326.

At trial, the government played for the jury a recording of part of Sandoval’s February 2006 deportation hearing in immigration court, to establish his alienage. The jury heard the following exchange between the immigration judge and Sandoval:

[IJ]: Alright. Mr. Sandoval are you a native and a citizen of Mexico? [Sandoval]: Yes.
[IJ]: Alright. Are either of your parents U.S. citizens?
[Sandoval]: Yes.
[IJ]: Who is a U.S. citizen?
[Sandoval]: My mother and my father. They have a mica. [1]
[IJ]: Ok. Well usually if you are talking about a mica, they are legal residents. Ok. If they have a mica for five years, then they are eligible to become citizens and then they apply for naturalization. Ok. So are they legal residents?
*720 [Sandoval]: Yes.
[IJ]: Alright. This says that you came into the United States on June 19, 1972? [Sandoval]: Yes.
[IJ]: That’s more than 30 years ago. Ok, when you came into the United States in 1972 did you come in legally or illegally?
[Sandoval]: illegal
[IJ]: Has anyone in your family ever made an application to get you your legal residence status?
[Sandoval]: Never.
[IJ]: Why Not?
[Sandoval]: Well, time went by.

Through U.S. Border Patrol Agent Antonio Hernandez, the government also introduced into evidence Sandoval’s Mexican birth certificate, which stated that he was born in Tijuana, his mother was a Mexican national, and his father was a national of the United States who was originally from Los Angeles, California.

On cross-examination, defense counsel began to ask Hernandez about the possibility of a foreign-born individual acquiring citizenship at birth through a U.S. citizen parent, known as “derivative citizenship.” Upon the government’s request for a side bar discussion, defense counsel explained that under our decision in United States v. Smith-Baltiher, 424 F.3d 913 (9th Cir.2005), evidence of derivative citizenship may be used to cast doubt upon the government’s allegation that a defendant is an alien, and that Sandoval’s father’s citizenship provided basis for such doubt. The government objected that derivative citizenship is an affirmative defense for which the defendant must make a prima facie showing of eligibility — namely, that he could meet the burden of establishing such citizenship: that he is “a person born outside the geographical limits of the United States ... of parents one of whom is an alien, and the other a citizen of the United States who, prior to the birth of such person, was physically present in the United States” for a period of ten years, at least five of which were after the age of fourteen. 2

While the court initially allowed the defense to proceed with its questioning, when later discussing jury instructions with counsel it expressed doubts that a defendant bore no burden to establish his eligibility for derivative citizenship, because “for the government to disprove alienage[sic; presumably intended to be “citizenship”] is an almost impossible task because it requires that they prove a negative.” The court concluded that it would provide the jury with the legal definition of derivative citizenship, but it would allow the government to “ask, well, have any of these other things [the requirements for derivative citizenship] been proven to your satisfaction ... ? Have you heard any evidence of that?”

The government accepted the court’s invitation to do so. During its closing argument, the government explained that it *721 had proven alienage by presenting Sandoval’s statements in the recording from his deportation proceedings and evidence that he had previously been deported. It continued, “You’ve heard that there is a presumption that if someone is born outside of the United States, they are not considered a United States citizen.” Sandoval’s objection was overruled. The government then explained that the jury instruction on derivative citizenship provided “two elements that must be established” — (1) birth to one U.S. citizen parent, who (2) met the physical presence requirement prior to the person’s birth — and argued that “the mere fact that the birth certificate lists the defendant’s father as a national of the United States does not mean that the other elements have been established.” Sandoval’s objection was again overruled.

In response, defense counsel stressed to the jury that the government had not proven alienage beyond a reasonable doubt. Counsel explained that Sandoval’s statements during his deportation proceedings were made in confusion over the difference between citizenship and permanent residence, as evidenced by the recording. Moreover, counsel argued, Sandoval’s statement that he was a Mexican citizen was made out of a desire to leave custody, rather than as a conclusive statement of his citizenship.

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Bluebook (online)
642 F.3d 717, 2011 U.S. App. LEXIS 8448, 2011 WL 1533516, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-sandoval-gonzalez-ca9-2011.