United States v. Salvador Vera

770 F.3d 1232, 2014 WL 5352727
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 22, 2014
Docket12-50294, 12-50366
StatusPublished
Cited by89 cases

This text of 770 F.3d 1232 (United States v. Salvador Vera) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Salvador Vera, 770 F.3d 1232, 2014 WL 5352727 (9th Cir. 2014).

Opinion

OPINION

FISHER, Circuit Judge:

This appeal requires us to revisit issues that arise when law enforcement officers *1235 offer both expert and lay opinion testimony interpreting the meaning of intercepted telephone calls. We again emphasize that such expert opinions must rest on reliable methodology; that such lay opinions may not be supported by speculation or hearsay, or interpret unambiguous, clear statements; and that the jury must be instructed on how to appropriately evaluate each form of testimony offered by the officer.

Defendants Salvador Reyes Vera and Armando Reyes Vera appeal their convictions and sentences for drug conspiracy and use of a minor to commit a drug trafficking offense. 1 Two case agents testified at the defendants’ joint trial, one as a gang expert and the other as an expert in drug jargon who translated wiretapped phone calls into drug quantities and amounts. We affirm the admission of the gang testimony but reach a different conclusion regarding the testimony interpreting the recorded calls. Because that testimony intermingled lay and expert opinion, the district court’s failure to explain the distinction to the jury constituted plain error. Additionally, this intermingling resulted in the admission of improper expert and lay opinions, which also constituted plain error. Because these errors affected the drug quantities found by the jury in a special verdict, and therefore the mandatory minimum sentences the defendants faced, they affected the defendants’ substantial rights and seriously affected the fairness of the judicial proceedings. Accordingly, we vacate the drug quantity findings and the defendants’ sentences. We affirm the remainder of the jury verdict.

We also address the appropriate remedy when trial errors affect the jury’s drug quantity findings but not the underlying conspiracy convictions. Because drug quantity is not an element of the conspiracy offense, we need not vacate the defendants’ conspiracy convictions. We further hold that, under these circumstances, the Double Jeopardy Clause does not preclude retrial of the drug quantity issue. We therefore vacate the special verdict only, and remand ' for proceedings consistent with this opinion. On remand, the government may elect to retry the drug quantity issue or may seek a resentencing based solely on the defendants’ convictions. 2

I. Background

In 2007, acting on a tip from confidential informant Gerardo Reyes, the Santa Ana Gang Task Force began investigating drug trafficking in Bishop Manor, a high-density apartment complex within the territory of the Minnie Street Lopers gang. Reyes’ tip and the resulting investigation brought the defendants to the task force’s attention. Based on the tip, some initial surveillance and a few initial controlled purchases, the agents believed that Salvador and Armando were involved in the illegal distribution of several controlled substances. To further the investigation, in May 2008, the task force began wiretapping cell phones used by the defendants and their minor nephew, Ramon Vera, also known as “Ojitos” or “Little Bear.” All told, the investigation intercepted thousands of calls and, through contemporaneous surveillance, corroborated certain aspects of the calls — for example, who the speakers were and where they were meeting. Reyes also completed a controlled purchase from Armando of around 24 *1236 grams of heroin, the only physical evidence of narcotics seized during the investigation.

The Vera brothers were arrested in October 2008 and indicted a few months later, as were several co-defendants. In January 2012, a federal grand jury returned a three-count superseding indictment against the defendants. Count 1 charged Salvador and Armando with conspiracy to distribute and to possess with intent to distribute heroin, cocaine, cocaine base and methamphetamine. 3 Counts 2 and 3 charged Salvador (Count 2) and Armando (Count 3) with using a minor to commit a drug trafficking offense. See 21 U.S.C. §§ 841(a)(2), 846, 861(a)(1).

The wiretapped phone calls were the government’s primary evidence during the five-day trial; over 70 recorded calls were either played for or read to the jury. Additionally, the two case agents primarily responsible for the investigation were called to testify. FBI Agent Daniel Lavis, the government’s key witness, testified about the investigation, the surveillance that was conducted, narcotics prices, how law enforcement agents use confidential informants, Bishop Manor and the surrounding area, how wiretaps are obtained and how they work, phone technology, the phones that were wiretapped in this case, the Identity of participants in the wiretapped calls and their relationships, and code words used by the participants in the wiretapped calls. Lavis also opined about the meanings of most of the recorded calls as they were played or read, identifying voices and nicknames, and interpreting the conversations as referring to specific quantities of particular controlled substances. The other case agent, Detective John Franks, testified about gang structure and practices generally, the Minnie Street Lopers specifically, and the inferences he drew about Salvador’s role within the Lopers organization. Franks also testified about the investigation and his observations while conducting surveillance.

Reyes, the confidential informant, testified as well. He gave details regarding the controlled purchase of heroin he made from Armando and explained the structure of the defendants’ drug dealing organization, from which he had purchased drugs for many years and for which he had, at times, acted as a lookout. He further explained that Salvador was the highest ranking member of the Minnie Street Lopers gang in the area. Reyes testified that Salvador maintained control of narcotics trafficking in that area by giving only certain dealers permission to sell narcotics. Anyone else caught dealing would be “beat up.” Reyes testified that Armando was Salvador’s “number two man” and handled most sales, and that Salvador used his nephew and other minors as drug runners. 4

The defense did not call any witnesses or introduce any evidence except a stipulation that a particular intercepted phone call did not concern cocaine base, as Lavis had testified, but actually concerned powder cocaine. The defendants essentially conceded guilt on the conspiracy count, focusing their closing arguments on the adequacy of the government’s proof of *1237 drug type and quantity, and characterizing the jury’s role as answering “an accounting question.”

The jury found the defendants guilty on all counts and issued a special verdict holding both defendants responsible for 100 grams or more of heroin, 500 grams or more of cocaine and 280 grams or more of cocaine base. Both defendants were sentenced to the low end of their respective guidelines ranges: 360 months’ imprisonment for Salvador and 210 months’ imprisonment for Armando.

II. Franks’ Testimony

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Cite This Page — Counsel Stack

Bluebook (online)
770 F.3d 1232, 2014 WL 5352727, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-salvador-vera-ca9-2014.