United States v. Ruth A. Linetsky, Lionel Perry and Linetsky Products, Inc.

533 F.2d 192, 1976 U.S. App. LEXIS 8626
CourtCourt of Appeals for the Fifth Circuit
DecidedJune 9, 1976
Docket75-3009
StatusPublished
Cited by37 cases

This text of 533 F.2d 192 (United States v. Ruth A. Linetsky, Lionel Perry and Linetsky Products, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ruth A. Linetsky, Lionel Perry and Linetsky Products, Inc., 533 F.2d 192, 1976 U.S. App. LEXIS 8626 (5th Cir. 1976).

Opinion

GODBOLD, Circuit Judge:

A jury in the Middle District of Florida found three California residents, Ruth A. Linetsky, Lionel Perry, and Linetsky Products, Inc., guilty under 25 counts of an indictment charging use of the mails to send into the Middle District of Florida “obscene, lewd, lascivious, indecent, filthy, and vile” advertisements and films, in violation of Title 18, United States. Code, § 1461 and § 2. We affirm on 23 counts, reverse on two counts.

The central issue before us concerns the effect in this case of an earlier ruling by the United States District Court for the Central District of California that certain of the materials here involved were as a matter of law not obscene, and of a subsequent decision by the Ninth Circuit in which it declined to issue a writ of mandamus directing that the judgment of the Central District of California be vacated.

The Florida indictment was returned July 18, 1974. It charged 18 separate mailings spanning a period from September 1970 through May 1973. All mailings were postmarked with the same name and an address located in the Central District of California. Sixteen Florida citizens received unsolicited advertising materials depicting explicit sexual conduct. A California postal inspector investigating the mailer used a “test name” and “test address” in Florida to purchase similar advertisements and two 8mm movie films. Three counts of the indictment alleged mailings of identical advertising brochures for “Sex in Marriage, Vols. I and II.” Underlying seven other counts were identical advertising brochures for “Sex in Marriage, Vols. Ill and IV.” These particular advertisements were sent to residents in Florida from September 1970 through January 1971.

*196 In August 1971 Judge Irving Hill of the Central District of California considered multi-count indictments dated December 22, 1970, charging these appellants, among others, with violations of the same postal obscenity statute. To minimize discovery the parties in that case stipulated the underpinnings of the indictments. Among the numerous materials included were brochures promoting four-volume “Sex in Marriage” texts identical to those involved in ten counts of the Florida indictment. Despite the government’s opposition, Judge Hill held hearings on defendants’ pretrial motions to dismiss the indictments, and he admitted into evidence the stipulated materials together with certain magazines and films previously adjudicated in unrelated prosecutions to be constitutionally protected. In an attempt to protect its interests in the prosecution the government offered three advertisements from the case of Miller v. U. S., 431 F.2d 655 (CA9, 1970). On August 12 Judge Hill found that the objectionable materials were as a matter of law not obscene and granted the motion to dismiss the indictments. U. S. v. Ruth Linetsky, et al., No. 7145-(IH)-CD (C.D.Cal.1971) . The government unsuccessfully petitioned the Ninth Circuit for a writ of mandamus directing Judge Hill to vacate that order. U. S. v. Hill, 473 F.2d 759 (CA9, 1972).

Trial under the Florida indictment commenced May 7, 1975. At the government’s request one of the counts was dismissed and the remaining 25 submitted to the jury, which returned a guilty verdict on each count. Appellants Linetsky and Perry received suspended imprisonment terms. Linetsky was placed on a three-year supervised probation and fined $5,000 on each count, a total of $125,000; if she paid the fines as to counts one through three ($15,-000 total) during the first two years of probation, the fine as to the remaining counts would be suspended. The court imposed on Perry two years of probationary supervision. The costs of the prosecution were assessed against Linetsky Products, Inc.

I. Double jeopardy and collateral estoppel

Appellants’ primary contention is that the Fifth Amendment’s double jeopardy clause 1 and the collateral estoppel rule therein embodied 2 prohibited their indictment, prosecution, and conviction on ten specified counts of the Florida indictment which were grounded on interstate mailings of advertising materials previously adjudged in the California case to be not obscene.

In Hill, the Ninth Circuit framed two issues, the latter determinative of the former: 3 1) Did the government have a right of appeal to either the circuit or the Supreme Court? 2) Did the judge’s action place the defendants in jeopardy and, if so, should the writ issue? Holding that jeopardy had attached, the court explained:

*197 . defendants had been arraigned on valid indictments and had pled. The court then “heard” evidence going to the general issue — whether the matter mailed was “obscene,” a necessary element of the offense. Having considered the evidence, the court ruled, “as a matter of law,” that the matter was not obscene. The court did not hold that the indictments were defective. On their faces, they were valid. What the court held, in substance, was that the defendants before it were not guilty. Surely, a court is “hearing” the evidence just as much when it receives written evidence as when it hears oral testimony of a witness.

473 F.2d at 761.

While the Ninth Circuit opinion characterized its rationale as consistent with the general rule on attachment of jeopardy “where a case is tried to a court without a jury,” it also acknowledged that “the district judge did not think that he was holding a trial; he believed that jeopardy had not attached.” Id. at 762. The controlling factor, in the appellate court’s view, was that the judge had rendered a decision for the defendants as a matter of substantive law:

. the court received evidence going to the general issue, and it rendered a decision which was, in substance though not in form, a finding that the defendants were not guilty as a matter of law . guilt is precisely the issue that the court decided; it held that the material received in evidence was not obscene, and dismissed the cases. In substance, though not in form, that was an acquittal.

Id. at 763. Having determined the jeopardy issue adversely to the government, the court declined to issue the discretionary writ of mandamus, explaining that “to issue the writ would accomplish nothing. Having set aside his order, the district judge would have to dismiss again on the ground of double jeopardy.” Id.

Our next inquiry concerns the effect which the District Court for the Middle District of Florida was required to give to the two decisions, district and circuit, arising from the California indictments. The government contends that the Ninth Circuit’s decision in HiH conflicts with the Supreme Court’s holding in Serfass v. U. S., 420 U.S. 377

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Bluebook (online)
533 F.2d 192, 1976 U.S. App. LEXIS 8626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ruth-a-linetsky-lionel-perry-and-linetsky-products-inc-ca5-1976.