United States v. Roy Antone Nichols

808 F.2d 660
CourtCourt of Appeals for the Eighth Circuit
DecidedFebruary 25, 1987
Docket86-1556
StatusPublished
Cited by16 cases

This text of 808 F.2d 660 (United States v. Roy Antone Nichols) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roy Antone Nichols, 808 F.2d 660 (8th Cir. 1987).

Opinion

HEANEY, Circuit Judge.

Roy Antone Nichols appeals his conviction following a jury trial on a single-count indictment charging him with distribution of cocaine, a violation of 21 U.S.C. § 841(a)(1). He received an eight-year sentence, a $10,000 fine, and a three-year special parole term. Nichols argues the district court erred (1) in permitting the government to rebut his testimony with extrinsic evidence of his participation in drug sales in 1981, (2) in permitting the jury to hear portions of an audio tape of the November 14, 1985, transaction, (3) in refusing to permit his expert to examine original audio tapes recorded during FBI surveillance, and (4) in refusing to permit him to impeach an FBI agent with questions about the agent’s traffic offense conviction and with extrinsic evidence concerning his knowledge of an informant’s continuing drug-related activity. We affirm.

BACKGROUND

The indictment charged Nichols with selling four ounces of cocaine to FBI informant Michael Cox on November 14, 1985. Following his own arrest for a drug sale on October 18, 1985, Cox agreed to assist state and federal authorities by arranging a purchase with his supplier, whom he knew only as “Jeff.” When shown a photograph of Nichols, Cox identified him as “Jeff.” The FBI then installed a tape recorder on the telephone and in the “TV room” of Cox’s home.

On October 26, 1985, Cox recorded a meeting he had with Nichols in the TV room during which he paid Nichols $1,800 he owed from previous transactions, discussed a purchase of liquid morphine and valium, and negotiated a sale of cocaine. *662 They agreed Cox would purchase four ounces of cocaine for $1,800 per ounce. On November 13,1986, Nichols called Cox with instructions to contact him at work the following day to make final arrangements for the sale agreed to on October 26.

On November 14, Cox called Nichols’s place of business from the Joplin, Missouri, FBI office and arranged to meet him in a supermarket parking lot in Carthage, Missouri. FBI agents then searched both Cox and his car to ensure he was not carrying drugs and gave Cox a white envelope containing $7,200. In addition, Cox was equipped with a concealed tape recorder and radio transmitter. Cox then drove alone to Carthage in his own car. Although FBI agents lost sight of Cox’s car during the drive from Joplin to Carthage, they continuously monitored him through the radio transmitter to verify that he drove directly to the supermarket parking lot.

At the parking lot, Cox parked so that he was under surveillance by four agents at all times. Nichols arrived about fifteen to twenty minutes later, pulling up along side Cox in his own car. Cox got into Nichols’s car and consummated the transaction. Upon exiting Nichols’s car, Cox signaled the surveilling agents who arrested Nichols before he exited the parking lot. The agents found the $7,200 in the white envelope on the front seat of Nichols’s car. Agents also searched Cox immediately and recovered a brown envelope containing approximately four ounces of cocaine. In addition, agents seized a small notebook from Nichols. Cox’s nickname was written at the top of one of the notebook’s pages along with his home telephone number and the name “Jeff.”

In its case in chief, the government offered testimony from investigating officers, Cox, and Cox’s wife, who was present during the October 26 meeting at Cox’s home. In addition, the jury heard audio tapes of: (1) a telephone conversation between Cox and Nichols that occurred immediately before the October 26 meeting; (2) the meeting on October 26 between Nichols and Cox in Cox’s TV room; (3) two telephone calls Cox made from the Joplin FBI office on November 14 to Nichols's place of business; and (4) the conversation between Nichols and Cox during the drug transaction on November 14 in Nichols’s car. Each participant in each conversation, except Nichols, testified he or she had recently listened to the tapes, recognized his or her voice, and verified the tape was a fair and accurate recording of the conversation. Similarly, the agents monitoring the transmissions from Cox’s concealed transmitter verified the accuracy of the tape of the November 14, 1985, sale.

An audio forensic expert who had examined copies of the original tapes testified for Nichols. His examination revealed unexplained occurrences on the tapes that suggested some stopping and starting during recordings. On cross-examination, however, he stated that the recording of the November 14 sale itself was continuous and contained no discontinuities suggesting erasures or rerecording.

In his testimony, Nichols stated that he went to the supermarket parking lot to collect a debt from Cox who had refused to come to Nichol’s place of business because one of Nichol’s colleagues was racially prejudiced. Nichols denied any of his meetings with Cox were for the purpose of selling drugs or arranging the sale of drugs. Cross-examining Nichols, the government asked him if he had participated in six specific drug transactions with government informant Jerry Mosby in 1981. Nichols denied the drug transactions but admitted knowing of Mosby.

The district court then permitted the government to rebut Nichol’s denials with Mosby’s testimony about the six 1981 drug transactions with Nichols.

DISCUSSION

Nichols’s principal argument on appeal concerns the admission of Jerry Mosby’s *663 testimony to rebut his denial of any involvement in the six 1981 cocaine transactions. He contends that Fed.R.Evid. 608(b) explicitly bars such extrinsic evidence and, further, that the testimony was inadmissible under Fed.R.Evid. 404(b). In response, the government cites United States v. Smith Grading and Paving, Inc., 760 F.2d 527 (4th Cir.1985), for the proposition that Rule 404(b) permits introduction of testimony otherwise inadmissible under Rule 608(b) and argues that Mosby’s testimony was admissible to prove section 841(a)(1)’s elements of knowledge and intent.

Although evidence of similar drug crimes is frequently admissible to prove a defendant acted knowingly or intentionally, United States v. Jardan, 552 F.2d 216, 218 (8th Cir.1977), under the circumstances, we do not believe Mosby’s testimony was relevant to these issues in Nichols’s case. The government did not offer this evidence in its case in chief to prove Nichols’s knowledge and intent. Rather, it claims Nichols’s denial of any drug sales to Cox and his expert witness’s attack on the integrity of the audio tapes rendered it necessary for the government to prove these elements in rebuttal.

Nichols’s denial of any drug sales to Cox, however, did not imply he sold cocaine unknowingly or unintentionally, that is, by mistake or accident. 1 Unlike the defendant in United States v. Smith,

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Bluebook (online)
808 F.2d 660, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-roy-antone-nichols-ca8-1987.