United States v. Ronald Leland Kelley, United States of America v. Rodney Ray Jiruska

956 F.2d 748, 1992 U.S. App. LEXIS 1445, 1992 WL 17462
CourtCourt of Appeals for the Eighth Circuit
DecidedFebruary 5, 1992
Docket90-1027, 90-1081
StatusPublished
Cited by58 cases

This text of 956 F.2d 748 (United States v. Ronald Leland Kelley, United States of America v. Rodney Ray Jiruska) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ronald Leland Kelley, United States of America v. Rodney Ray Jiruska, 956 F.2d 748, 1992 U.S. App. LEXIS 1445, 1992 WL 17462 (8th Cir. 1992).

Opinions

[750]*750JOHN R. GIBSON, Circuit Judge,

joined by FAGG, BOWMAN, WOLLMAN, MAGILL and LOKEN, Circuit Judges.

We again visit the question of whether a district court can grant a downward departure from the Sentencing Guidelines for the defendant’s substantial assistance to the government in the absence of either: (1) a government motion for a departure; or (2) a claim that the government’s refusal to make such a motion is arbitrary, in bad faith, or in breach of a plea agreement. We have touched on this question in a series of cases,1 including United States v. Gutierrez, 908 F.2d 349 (8th Cir.1990), which we vacated for rehearing en banc. In Gutierrez, the en banc court affirmed the district court by an equally divided vote, thereby leaving the question for another day. 917 F.2d 379 (8th Cir.1990). The cases we decide today present the question in an unusually narrow form, since the appellants forego constitutional arguments and simply urge that we are not bound to follow United States Sentencing Commission, Guidelines Manual § 5K1.1 (Nov. 1991) because it is a policy statement rather than a guideline. We affirm the district court’s2 judgment holding that it did not have the power to depart from the guidelines sentencing range in these cases.

Ronald Kelley and Rodney Jiruska pleaded guilty to involvement in a drug conspiracy, 21 U.S.C. § 846 (1988). Both entered plea agreements in which they agreed to assist the government in convicting co-defendants, but the government retained sole discretion concerning whether to move the court under U.S.S.G. section 5K1.1 to grant a downward departure for substantial assistance. Kelley and Jiruska made themselves available for interviews with investigators and testified at the trials of other defendants. The government attorneys stated that Jiruska was a truthful witness, but declined to move the court to depart from the guidelines, explaining that the government did not perceive Jiruska’s testimony to be particularly valuable. The government attorneys were not satisfied with the candor of Kelley’s testimony, since they claimed he understated the extent of the conspirators’ criminal activity at his co-defendants’ trials in comparison with his earlier statements. Moreover, while on pretrial release, Kelley attended a party at which a Mr. Melsha gave him cocaine, which Kelley said he flushed down a toilet. When he reported this to the government, the prosecutors asked him to wear a wire and engage Melsha in a conversation regarding the incident. Though Kelley did as requested, that investigation led the government to believe Kelley had paid for the cocaine and perhaps had used it. Due to his lack of candor and the fact that the prosecutors did not view Kelley’s cooperation as particularly helpful, the government refused to make a departure motion. Since the government refused to make the motion, Kelley and Jiruska each moved the court for a downward departure. They each conceded that there was no bad faith issue. The court held that it was powerless to grant a departure for substantial assistance in absence of a government mo[751]*751tion. The court did take the defendants’ cooperation into account in choosing a sentence within the guidelines range.

Kelley and Jiruska appeal, arguing that the district court erred in holding that without a government motion it could not depart from the guidelines range on the grounds of assistance to the government. Because the issues they raise were the subject of a stalemate in Gutierrez, we granted original hearing en banc to address their arguments.

I.

Since our first look at the issue in United States v. Justice, 877 F.2d 664 (8th Cir.), cert. denied, 493 U.S. 958, 110 S.Ct. 375, 107 L.Ed.2d 360 (1989), this circuit has been troubled by the issue of whether U.S.S.6. § 5K1.1 permits a court to depart downward from the guidelines range on the grounds of substantial assistance to the government if the government refuses to move for a departure. Our standard of review is de novo, because the district court’s decision that it had no power to depart is a pure question of law. 18 U.S.C. § 3742(a)(1) (1988); United States v. Doe, 934 F.2d 353, 356 (D.C.Cir.), cert. denied, — U.S. -, 112 S.Ct. 268, 116 L.Ed.2d 221 (1991). Though the government argues that this case presents an unreviewable refusal to depart, the real question is whether the district court was correct in its opinion that it had no power to depart, not whether it would have chosen to depart if it had the power.

Section 5K1.1 provides: “Upon motion of the government stating that the defendant has provided substantial assistance in the investigation or prosecution of another person who has committed an offense, the court may depart from the guidelines_” (emphasis added). The section is labeled as a “policy statement,” rather than a guideline.3

Kelley and Jiruska argue that because section 5K1.1 is a policy statement, rather than a guideline, it is not binding on the courts and therefore the courts can reject it on policy grounds.

We have considered U.S.S.G. § 5K1.1 in depth in earlier decisions and resolved certain preliminary questions about the section which Kelley and Jiruska do not re-argue. In Justice, 877 F.2d at 667, we held that the language permitting departure “upon motion of the government” makes the prosecutor’s motion a prerequisite to departure. Most of the other circuits have also held that under section 5K1.1, the prosecutor’s motion is a necessary step for a substantial assistance departure. United States v. La Guardia, 902 F.2d 1010, 1013-18 (1st Cir.1990); United States v. Huerta, 878 F.2d 89, 91 (2d Cir.1989), cert. denied, 493 U.S. 1046, 107 L.Ed.2d 839 (1990); United States v. Bruno, 897 F.2d 691, 696 (3d Cir.1990); United States v. Francois, 889 F.2d 1341, 1345 (4th Cir.1989), cert. denied, 494 U.S. 1085, 110 S.Ct. 1822, 108 L.Ed.2d 951 (1990); United States v. Levy, 904 F.2d 1026, 1035-36 (6th Cir.1990), cert. denied, — U.S. -, 111 S.Ct. 974, 112 L.Ed.2d 1060 (1991); United States v. Donatiu, 922 F.2d 1331, 1334-35 (7th Cir.1991); United States v. Vargas, 925 F.2d 1260, 1267 (10th Cir.1991); United States v. Chotas, 913 F.2d 897, 900 (11th Cir.1990), cert. denied, — U.S.-, 111 S.Ct. 1421, 113 L.Ed.2d 473 (1991); United States v. Doe, 934 F.2d at 361. However, the Fifth Circuit does not view the section as requiring a prosecutor’s motion. United States v. White, 869 F.2d 822, 829 (5th Cir.) (per curiam), cert.

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Bluebook (online)
956 F.2d 748, 1992 U.S. App. LEXIS 1445, 1992 WL 17462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ronald-leland-kelley-united-states-of-america-v-rodney-ca8-1992.