United States v. Rohn

964 F.2d 310, 1992 WL 90038
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 5, 1992
DocketNo. 91-5846
StatusPublished
Cited by10 cases

This text of 964 F.2d 310 (United States v. Rohn) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rohn, 964 F.2d 310, 1992 WL 90038 (4th Cir. 1992).

Opinion

OPINION

WILKINSON, Circuit Judge:

Appellant Lisa Rohn was convicted of knowingly possessing, with intent to use unlawfully, five or more false identification documents in violation of 18 U.S.C. § 1028(a)(3). Because the jury was not provided any basis in the instructions from which it could conclude that Rohn’s intended use of the documents she possessed was unlawful, we reverse her conviction.

I.

Roger Paulson met Lisa Rohn, who called herself “Johnnie Elaine Miller,” through a personal advertisement he [312]*312placed in Washingtonian magazine. Paul-son and Rohn corresponded and then dated, and in March 1991 Rohn moved into Paul-son’s apartment in Beltsville, Maryland. In January 1991, appellant obtained employment as a receptionist at a suburban Maryland accounting firm. On her employment application and W-4 tax withholding form, Rohn listed her name as Miller and gave Miller’s social security number.

On April 24, 1991, while Rohn was at work, Paulson decided to clean up the apartment. As he attempted to place one of Rohn’s briefcases on a closet shelf, it fell, struck him on the head, and popped open, spilling some of its contents onto the floor. When Paulson looked at the contents of the briefcase, he saw numerous forms of identification, which bore Rohn’s photograph but a variety of other names. Paulson then turned over the contents of the briefcase to the Federal Bureau of Investigation.

In the afternoon of April 24th, a warrant was issued for appellant’s arrest. She was arrested at her place of employment after attempting to escape. While in custody, she was identified as Lisa Ann Rohn. At the time that Rohn was arrested, she was wanted on two outstanding warrants in Arlington, Virginia, that dated from November 1986.

Rohn was charged with violating 18 U.S.C. § 1028(a)(3), which prohibits “knowingly possessing] with intent to use unlawfully ... five or more identification documents (other than those issued lawfully for the use of the possessor) or false identification documents,” 18 U.S.C. § 1028(a)(3), when the possession “is in or affects interstate or foreign commerce,” id. § 1028(c)(3). At trial, over sevénty pieces of identification from the briefcase were admitted in evidence. They included social security cards in four different names, five different District of Columbia identification cards or driver’s licenses, five different California identification cards or driver’s licenses, four different Virginia driver’s licenses, four different birth certificates, and numerous bank cards, student identification cards, employment identification cards, membership cards, etc. In all, there were driver’s licenses or identification cards in thirteen different names.

After the jury had begun its deliberations, it presented the court a note inquiring whether fleeing to avoid arrest was itself unlawful. After consulting with counsel at length, the district court — relying on 18 U.S.C. § 10731 — responded to the jury as follows: “Yes — it is a violation of federal law to travel or move in interstate commerce with intent to avoid prosecution for a felony under the laws of the place from which one flees.” Less than an hour later, the jury returned a verdict of guilty.

Appellant then filed a timely notice of appeal.

II.

Congress adopted the False Identification Crime Control Act of 1982, Pub.L. No. 97-398, 96 Stat. 2009, of which 18 U.S.C. § 1028(a)(3) is a part, to create federal offenses relating to possession of false identification documents, counterfeiting of identification documents, and trafficking in such documents. See H.R.Rep. No. 802, 97th Cong., 2d Sess. 1, reprinted in 1982 U.S.Code Cong. & Admin.News 3519, 3519. In creating the § 1028(a)(3) offense, Congress could have criminalized mere possession of false identifications. It did not, however, write the statute in this way. Rather, an essential element of the offense Congress created is an “intent to use unlawfully” the false identifications possessed. 18 U.S.C. § 1028(a)(3). Accordingly, as the legislative history makes clear, possession of five or more false identifications violates § 1028(a)(3) only when the intended use of the documents would “violate[] a federal, state or local law, or [be] [313]*313part of the making of a misrepresentation that violates a law.” H.R.Rep. No. 802, 97th Cong., 2d Sess. 10, reprinted in 1982 U.S.Code. Cong. & Admin.News 3519, 3529. Thus, to enable the jury to conclude that a defendant intended to use false identifications unlawfully, the government is required to establish two things: first, the uses to which appellant intended to put the false identifications; and, second, that those intended uses would violate one or more federal, state, or local laws.2

The sole issue raised on appeal is whether these two criteria were satisfied. As to the first, the government suggested in its closing argument that appellant’s intended uses included, for example, presentation of a false driver’s license if she were ever stopped by a police officer for a traffic offense and use of a false identification if she were ever required to fill out government tax forms. The government was not required to present more concrete evidence than this as to the uses to which appellant intended to put the documents. Because intent is “rarely capable of direct proof,” United States v. Johnson, 767 F.2d 673, 676 (10th Cir.1985) (internal quotations omitted), “[a] defendant’s intent can be inferred from his conduct and all the surrounding circumstances,” United States v. Vigil-Montanel, 753 F.2d 996, 999 (11th Cir.1985). Based on the fact that appellant was living all aspects of her life, both work and home, under an assumed identity in an attempt to evade arrest on the outstanding warrants, the jury was certainly entitled to conclude that she would have acted to maintain that identity — and thus would have used her false identifications — in all circumstances that called for her to identify herself.

The problem with the government’s case, however, relates to the statute’s second requirement that the intended uses be unlawful. The government — urging the jurors not to check [their] common sense at the door of the jury room” — suggested at trial that Rohn intended unlawful uses because there were no “possible lawful uses for phony identifications.” This, we think, is an insufficient basis for the jury to conclude that the appellant’s intended uses were unlawful.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
964 F.2d 310, 1992 WL 90038, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rohn-ca4-1992.