United States v. Roettger

16 M.J. 536, 1983 CMR LEXIS 894
CourtUnited States Court of Military Appeals
DecidedMay 13, 1983
DocketSPCM 16198
StatusPublished
Cited by5 cases

This text of 16 M.J. 536 (United States v. Roettger) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Roettger, 16 M.J. 536, 1983 CMR LEXIS 894 (cma 1983).

Opinions

OPINION OF THE COURT

CLAUSE, Senior Judge:

Appellant was convicted, pursuant to his pleas of guilty, by a special court-martial, judge alone, of violating a lawful general regulation (unlawful possession of drug paraphernalia), willful destruction of military property (two specifications), willful damage to military property, larceny of personal property (three specifications), larceny of non-appropriated fund property, housebreaking (two specifications) and possession of marijuana in the hashish form, violations of Articles 92, 108, 121, 130 and 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. §§ 892, 908, 921, 930, and 934 (1976). He was sentenced to a bad-conduct discharge, five months confinement, forfeiture of $334.00 pay per month for five months and reduction to Private E-l. Pursuant to a pretrial agreement, the convening authority reduced the periods of confinement and forfeitures to four months and otherwise approved the sentence.

On mandatory review before this Court the appellant assigned no errors. A panel of the Court affirmed the findings of guilty and the sentence by decision issued on 27 August 1981. On 8 September 1981, a copy of the Court’s decision was mailed to the appellant at the address he had given upon release from confinement. On 15 September 1981, the appellant died of a self-inflicted gunshot wound. There is no evidence as to whether the appellant had received a copy of the Court’s decision at the time of [538]*538his death. No petition to the Court of Military Appeals had been filed at the time of death.

On 25 September 1981, Appellate Defense Counsel filed a motion to hold the proceedings in abeyance to allow counsel time to confirm informal notification of appellant’s death on 15 September 1981. The motion was denied as there was nothing to “hold in abeyance”, the findings and sentence having been affirmed on 27 August 1981. Subsequently, on 24 November 1981, Appellate Defense Counsel filed a “Motion to Abate Proceedings and Dismiss the Charges Because of Death of Appellant.” The basis for the motion is appellant’s death “prior to the completion of his mandatory appeal of right under Article 66, Uniform Code of Military Justice.” There is no allegation that appellant had not received notice of this Court’s decision. On 3 December 1981, Government Appellate Counsel moved for an enlargement of time to oppose the motion to abate and to investigate whether appellant received actual notice of this Court’s decision affirming the findings and sentence. On 10 December 1981, Government Appellate Counsel filed its opposition to the requested abatement and filed an affidavit to the effect that the 27 August 1981 decision of this Court had been mailed to the appellant on 8 September 1981 with a return receipt requested; however, a return receipt was never received. Subsequently, this Court ordered that the motion to abate be heard en banc and later specified as an issue whether an en banc hearing on the motion was appropriate in view of the former decision on the merits by a panel of the Court.

The first question is whether the Court may consider the motion to abate en banc. United States v. Chilcote, 20 U.S.C. M.A. 283, 43 C.M.R. 123 (1971), held that the full Court of Military Review could not reconsider the decision of a panel of the Court. It is clear that Chilcote limits the authority of the Court as a whole to reconsider and thereby redetermine an issue already decided by one of its panels. The issue in the instant case was never considered or decided by the panel which considered the merits of the case. The desire for uniformity among the panels of the Court on the issue of abatement makes it appropriate for disposition by the whole Court. We determine that Chilcote does not preclude such consideration. Appellate' counsel for both sides also reached this conclusion on the specified issue.

Resolution of the abatement issue is not simple. Clearly, the death of a criminal defendant during any stage of the initial criminal process abates the action. Once a criminal trial has proceeded to verdict, the subsequent death of the defendant may have different results depending upon the status of the case at the time of death. Different rules are also applied depending on whether the appeal is mandatory, an appeal of right, or discretionary. Some states provide for resolution of the issue by statute. Although there are numerous state and federal cases pertaining to the issue of abatement, they are not easily interpreted as the term “abatement” when used at the appellate level may have a different meaning in different jurisdictions. Basically, it may mean that the criminal action is abated ab initio, or that only the appeal is abated, or that only the remaining portion of the sentence is abated. For a collection of authorities too numerous for citation see Annotations, 83 A.L.R.2d 864 (1962); 9 A.L.R.3d 462, 496 (1966). However, certain general rules have evolved.

Most state and federal courts follow the well-established rule that the death of a criminal defendant while his conviction is pending before a court on appeal will abate not only the appeal but also the prosecution from its inception. The United States Supreme Court followed what they described as the general rule in Durham v. United States, 401 U.S. 481, 91 S.Ct. 858, 28 L.Ed.2d 200 (1971), where the defendant died while his petition for certiorari was pending before the Court. Certiorari was granted, the judgment below vacated, and the case remanded to the District Court with instructions to dismiss the indictment. Subsequently, in Dove v. United States, 423 [539]*539U.S. 325,96 S.Ct. 579,46 L.Ed.2d 531 (1976), the Court was presented with the same situation; however, in this case, abatement was not ordered and only the petition for certiorari was dismissed. The Court stated that to the extent this disposition was inconsistent with Durham, that much of Durham was overruled. As the Court did not set forth the rationale for its disposition in Dove, it has generally been interpreted as not requiring abatement in discretionary appeals as distinguished from appeals of right. Thus, Dove has had little effect as most state and federal courts have construed the basis of appeal to them as one of right and continue to follow the general rule and abate the entire proceedings if a defendant’s case is pending before them at the time of his death. See United States v. Pauline, 625 F.2d 684 (5th Cir.1980); United States v. Littlefield 594 F.2d 682 (8th Cir. 1979); United States v. Moehlenkamp, 557 F.2d 126 (7th Cir.1977); United States v. Bechtel, 547 F.2d 1379

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Bluebook (online)
16 M.J. 536, 1983 CMR LEXIS 894, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-roettger-cma-1983.