United States v. Rocha

Court of Appeals for the Armed Forces·Decided May 8, 2024·No. 23-0134/AF·Published

Opinion

This opinion is subject to revision before publication.

UNITED STATES COURT OF APPEALS FOR THE ARMED FORCES

UNITED STATES

Appellant

v.

Zachary C. ROCHA, Airman United States Air Force, Appellee

No. 23-0134

Crim. App. No. 40134

Argued October 25, 2023—Decided May 8, 2024

Military Judge: Colin P. Eichenberger

For Appellant: Major Jay S. Peer (argued); Colonel Naomi P. Dennis, Lieutenant Colonel Matthew J. Neil, and Mary Ellen Payne, Esq. (on brief).

For Appellee: Major Spencer R. Nelson (argued); Captain Samantha P. Golseth (on brief).

Chief Judge OHLSON delivered the opinion of the Court, in which Judge SPARKS and Judge MAGGS joined. Judge HARDY filed a separate dissenting opinion. Judge JOHNSON filed a separate dissenting opinion, in which Judge HARDY joined in part.

Opinion of the Court

Chief Judge OHLSON delivered the opinion of the Court.

During a health and comfort inspection of his Air Force dormitory room, Appellee was discovered to be in possession of an anatomically correct sex doll depicting a prepubescent girl. Upon questioning by Air Force Office of Special Investigations (AFOSI) agents, Appellee acknowledged that the doll was “representative of a real life human being ” and admitted to penetrating the child sex doll with his penis on three separate occasions. A panel of members sitting as a general court-martial convicted Appellee of one specification of indecent conduct in violation of Article 134, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 934 (2018). The United States Air Force Court of Criminal Appeals (CCA) set aside and dismissed Appellee’s Article 134 charge, holding that Appellee did not have fair notice that his conduct was criminally sanctionable. The Judge Advocate General of the Air Force (TJAG) subsequently certified one issue for this Court to review:

Whether the presidentially-enumerated Article 134, UCMJ, offense of indecent conduct provided Appellee with constitutionally-required fair notice that committing sexual acts with a child sex doll was subject to criminal sanction.

United States v. Rocha, 83 M.J. 275 (C.A.A.F. 2023) (certificate for review). We answer the certified issue in the affirmative , reverse the judgment of the CCA, and return the case to TJAG for remand to the CCA for further proceedings consistent with this opinion.

I. Background

While living in an on-base dormitory, Appellee purchased via the internet a childlike sex doll from a company in China. The doll was made of silicone, stood approximately four feet tall, and had characteristics of a prepubescent girl, including anatomically correct oral, anal, and vaginal orifices and small breasts. The doll also came equipped with a speaker which would emit “moaning” sounds when activated. After receiving the doll, Appellee

Opinion of the Court

named it “Adele” and proceeded to clothe it, talk to it, watch TV with it, and brush its hair.

Approximately three weeks after receiving the doll, Appellee ’s chain of command conducted a health and comfort inspection of his dormitory room and discovered the doll in Appellee’s bed. During questioning by AFOSI agents, Appellee first suggested that he only engaged in nonsexual activities with the doll. However, upon further questioning, Appellee admitted to committing sex acts with the doll on three separate occasions—to include the first night he received it—by penetrating it vaginally and anally with his penis. Appellee was subsequently charged with indecent conduct for engaging in “sexual acts with a sex doll with the physical characteristics of a female child.”

At trial, Appellee filed a motion to dismiss and argued that the indecent conduct specification of Article 134 did not state an offense because the conduct it alleged as criminal —engaging in sexual acts with a sex doll with the physical characteristics of a female child—“constitutes private consensual sexual activity,” was not accompanied by any aggravating factors, and was therefore constitutionally protected pursuant to Lawrence v. Texas, 539 U.S. 558 (2003). The military judge denied the defense motion, determining that the indecent conduct specification stated an offense because it alleged the essential elements of the offense and provided protection against double jeopardy. He further articulated that whether an aggravating circumstance exists is a factual determination that must be made by the trier of fact.

The military judge gave an instruction to the panel members sitting as a general court-martial that in order to determine that the alleged conduct was indecent, the panel must find beyond a reasonable doubt the following aggravating circumstance: “[That] the accused engaged in sexual acts with a sex doll, with the physical characteristics of a female child, to simulate sexual acts with a minor.” The panel subsequently convicted Appellee of one specification

Opinion of the Court

of indecent conduct in violation of Article 134.1 The military judge sentenced Appellee to a bad-conduct discharge, ninety days of confinement, forfeiture of all pay and allowances , and reduction to E-1. The convening authority took no action on the findings and approved the sentence.

II. The CCA Appeal

On appeal to the CCA, Appellee raised eight assignments of error, including that he did not have constitutionally required fair notice that private sexual acts with a childlike sex doll was subject to criminal sanction.2 The CCA agreed with Appellee and stated that his actions did not include any of the “hallmarks of criminally indecent conduct” prevalent in the case law—namely, “(1) [the involvement of] minors or others who do not consent or may not easily either refuse or manifest lack of consent; (2) prostitution , contraband, or other precursor or concurrent criminal conduct; and (3) [sexual conduct] in public, or in an open and notorious manner.” Rocha, 2022 CCA LEXIS 725, at *15-16, 2022 WL 17730741, at *6 (footnotes omitted). Further, the CCA stated that it had failed to identify “anything in the [Manual for Courts-Martial, United States (MCM)], federal law, military case law, military custom and usage, military regulations, or even state law that criminalized the type of conduct for which [Appellee] was convicted.” Id. at *16, 2022 WL 17730741, at *7. Because the CCA found there was no fair notice, the lower court did not address the remaining assignments of error, set aside

1 The members acquitted Appellee of an unrelated specification of receiving child pornography in violation of Article 134.

2 As he did at the trial court level, Appellee argued at the

CCA that “private masturbation with a doll is constitutionally protected conduct” under Lawrence, 539 U.S. 558, and United States v. Marcum, 60 M.J. 198 (C.A.A.F. 2004). United States v. Rocha, No. ACM 40134, 2022 CCA LEXIS 725, at *2, 2022 WL 17730741, at *1 (A.F. Ct. Crim. App. Dec. 16, 2022) (unpublished ). Since the CCA’s opinion considered the issue of fair notice to be dispositive, it did not reach this issue. Id. at *17 n.19, 2022 WL 17730741, at *7 n.19.

Opinion of the Court

the findings and sentence, and dismissed the charge and specification with prejudice.

III. Standard of Review

Despite Appellee’s argument to the contrary, this Court must use a plain error standard of review when reviewing the applicable rulings of the military judge in this case. Appellee argues that this Court should engage in de novo review because of the constitutional claim he made at the trial level and because the certified issue changed the scope of the question from notice to a question of statutory interpretation . Appellee’s arguments are unpersuasive.

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