United States v. Robert Scott, Sr.

664 F. App'x 232
CourtCourt of Appeals for the Third Circuit
DecidedNovember 7, 2016
Docket15-3126
StatusUnpublished

This text of 664 F. App'x 232 (United States v. Robert Scott, Sr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert Scott, Sr., 664 F. App'x 232 (3d Cir. 2016).

Opinion

OPINION *

GREENAWAY, JR., Circuit Judge:

Petitioner Robert Scott, Sr., brought this habeas petition under 28 U.S.C. § 2255 seeking to vacate his conviction and sentence; the District Court denied his petition but certified two issues for appeal. The first is whether the trial court erred in not allowing Scott to withdraw his guilty plea “for any reason or no reason,” as prescribed by the Federal Rules of Criminal Procedure. The second is whether Scott’s trial counsel was ineffective for failing to move to withdraw Scott’s guilty plea sooner. Because we believe that neither of these issues present a constitutional violation, we will affirm the District Court.

I. Background

Scott was indicted on charges relating to trafficking individuals with intent to engage in prostitution, coercing and enticing individuals to travel in interstate commerce for prostitution, interstate travel with intent to distribute proceeds of prostitution, and interstate transportation of a minor with intent to engage in prostitution, in violation of 18 U.S.C. §§ 371, 2421, 2422(a), 1952(a), and 2423(a).

On September 28, 2007, Scott entered into a guilty plea agreement pursuant to Federal Rule of Criminal Procedure 11(c)(1)(C) and pleaded guilty to three counts contained in his indictment. In an 11(c)(1)(C) plea, the government agrees that a certain sentencing range applies, and that sentencing range binds the court once it accepts the guilty plea. Fed. R. Crim. P. 11(c)(1)(C), 1 (c)(3). 2 Under Rule *234 11, Scott was allowed to withdraw the plea according to the following framework:

(1) before the court accepts the plea, for any reason or no reason; or
(2) after the court accepts the plea, but before it imposes sentence if:
(A) the court rejects a plea agreement under Rule 11(c)(5); or
(B) the defendant can show a fair and just reason for requesting the withdrawal.

Fed. R. Crim. P. 11(d).

The terms of Scott’s Rule 11(c)(1)(C) agreement provided that Scott would receive no more than 25 years’ imprisonment plus any fines, restitution, special assessment, or period of supervised release imposed by the trial court. At the plea agreement hearing held on September 28, 2007, the trial court indicated that it would “defer acceptance of the guilty plea pending the [presentence report].” App. 161.

On August 15, 2008, the trial court accepted the 11(c)(1)(C) agreement during an in-chambers conference. The transcript depicts the relevant exchange as follows: First, the trial court stated: “As I’ve indicated to the lawyers earlier, I am accepting the binding plea agreement.” App. 171. Then, Scott’s attorney told the court: “[Scott] has requested counsel to make a motion to withdraw his plea of guilty and to proceed to trial.” App. 170. In response, the trial court stated that it was “accepting the guilty plea and rejecting the defendant’s request to withdraw his plea.” App. 172. Scott subsequently filed a written motion to withdraw his plea on September 2, 2008, which the trial court denied.

The trial court sentenced Scott to a 274-month term of imprisonment, three years of supervised release, a $3,000 fine, and a special assessment of $300.

Scott appealed his sentence, and this Court affirmed. With regard to the plea-withdrawal issue, we stated:

[T]he record establishes that the [trial court] accepted Scott’s guilty plea before any mention that Scott may file a motion to withdraw the plea. Moreover, Scott did not file the motion until two weeks later. Accordingly, it was Scott’s burden to assert a “fair and just reason” for the withdrawal. Fed. R. Crim. P. 11(d)(2)(B). Essentially, Scott’s motion expressed second thoughts on whether he could receive a fair trial. The [trial court] was within its discretion to regard this as an insufficient reason to grant his motion.

United States v. Scott, 434 Fed.Appx. 103, 106 (3d Cir. 2011).

In 2012, Scott moved to vacate his conviction and sentence pursuant to 28 U.S.C. § 2255. At an evidentiary hearing, Scott’s trial counsel, Donald Martino, provided testimony crucial to the issue on appeal: Martino stated that, before the in-chambers conference in which the trial court accepted the plea, he had orally moved to withdraw the plea during an off-the-record *235 in-chambers conference. The relevant portion of Martino’s testimony is as follows:

Q: As you arrived at .the courthouse on the morning of August 15, 2008, was your understanding that at that moment in time if Mr. Scott wanted to withdraw his plea, he could do so for any reason at all?
A: Absolutely.
Q: Without providing a fair and just reason?
A: Correct.
Q: And so when you met with him that morning and he told you he wanted to withdraw his plea, did you counsel him that he was able to do that?
A: I actually told him that I would do it, and I did do it.
Q: And so then you proceeded directly from your meeting with him to chambers. Is that right?
A: I think, yeah, we started in chambers, I’m sure. And I do remember that, but it’s also in the transcript. When we started, the transcript references the chambers discussion.
Q: And in the chambers discussion, is that when you advised [AUSA] Zubrod and Judge Kane that your client wished to withdraw his plea?
A: Yes.
Q: And did you make essentially an oral motion to that effect?
A: It wasn’t on the record, but I requested it, sure.
Q: Okay.

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Bluebook (online)
664 F. App'x 232, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robert-scott-sr-ca3-2016.