United States v. Robert Morris Postal, Salem L. Forsythe, and George A. Chitty

589 F.2d 862, 4 Fed. R. Serv. 277, 1979 U.S. App. LEXIS 16896, 1980 A.M.C. 1651
CourtCourt of Appeals for the Fifth Circuit
DecidedFebruary 15, 1979
Docket77-5354
StatusPublished
Cited by201 cases

This text of 589 F.2d 862 (United States v. Robert Morris Postal, Salem L. Forsythe, and George A. Chitty) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Robert Morris Postal, Salem L. Forsythe, and George A. Chitty, 589 F.2d 862, 4 Fed. R. Serv. 277, 1979 U.S. App. LEXIS 16896, 1980 A.M.C. 1651 (5th Cir. 1979).

Opinion

TJOFLAT, Circuit Judge:

This case presents a consequential issue of international and domestic law that has been noted in this circuit but not yet authoritatively decided: whether a court of the United States can assert jurisdiction over persons arrested aboard a foreign vessel seized beyond the twelve-mile limit in violation of a particular provision of a treaty to which the United States and the foreign country are parties. 1 We hold that such a violation does not divest the court of jurisdiction over the defendants.

The defendants in this case were convicted in a joint bench trial of conspiring to import marijuana into the United States, in violation of'21 U.S.C. § 963 (1976), and of conspiring to possess marijuana with intent to distribute, in violation of 21 U.S.C. § 846 (1976). In addition to questioning the jurisdiction of the district court over their persons, the defendants, all of whom appeal, make numerous arguments for reversal, which we shall address in due course. We find none of them persuasive. Therefore, we affirm as to all defendants.

I. FACTS

Because the facts in this case are significant and somewhat bizarre, we set them forth in detail. Except as otherwise noted, they appear as related by Lt. Beardsworth, Commanding Officer of the Coast Guard cutter Cape York.

The Cape York first sighted the defendants’ vessel La Rosa, a fifty-one foot Mor *866 gan sailboat, in the morning of September 15,1976, as the La Rosa sailed southwesterly at a point approximately 8.5 miles 2 southeast of Upper Matecumbe Key, the nearest of the Florida Keys. 3 Since the La Rosa displayed no flag and exhibited neither name nor home port on her stern, the Cape York approached within twenty-five yards, and Lt. Beardsworth inquired as to the origin and destination of the defendants’ voyage and the nationality of their ship. This approach occurred some 8.75 miles from the coast.

Two of the defendants held up a flag that was later identified as that of the Grand Cayman Islands, although at the time “there was some doubt as to exactly which country it was.” Record, vol. 2, at 55. Defendant Postal responded that his crew was Australian, that the vessel was of Grand Cayman registry, and that they were en route from the Bahamas to Belize, British Honduras.

At this point, the Cape York circled the La Rosa and withdrew a short distance, where Lt. Beardsworth and Chief Petty Officer Lewis discussed the situation. Lt. Beardsworth decided to call Coast Guard Headquarters Operations Center in Miami, Florida, and he “informed them of the situation that was developing.” Id. at 61. The Cape York again came alongside the La Rosa, and Lt. Beardsworth made the same general inquiries. After this exchange, Lt. Beardsworth decided that the La Rosa should be boarded to verify her documentation papers, and he ordered her to heave to and stand by for boarding.

Postal refused to allow the boarding. Lt. Beardsworth informed his superiors at the Operations Center, who directed that the boarding be conducted. At approximately this time, Lt. Beardsworth saw Postal holding what he thought to be a pistol. 4 Postal was again ordered to heave to for boarding, and this time Lt. Beardsworth explained that the boarding was for “violation of international agreements in that the name and the home port were not on the stern.” Id. at 65. Postal then agreed to receive one boarding officer.

Shortly after this dialogue, the La Rosa began to maneuver erratically, apparently to make boarding more difficult. At this time, papers were observed being jettisoned from the La Rosa. The crew of the Cape York retrieved the papers and discovered that they were pieces of charts and of what appeared to be a ship’s log. These scraps revealed that approximately one month previously the La Rosa had been in the southern Caribbean near Aruba and at points in South America. See note 42 infra. They also made reference to a “contact having been made and so many days more to go.” Id. at 70.

Before Lt. Beardsworth closely examined these papers, however, CPO Lewis had boarded the La Rosa. This boarding took place approximately 10.5 miles from the coast. 5 CPO Lewis testified that he asked Postal for the La Rosa’s documentation and the defendants’ identifications. CPO Lewis related that Postal agreed to produce the documents but refused to show identification.

CPO Lewis’s further testimony revealed that before the documents were produced, Postal asked him the rather startling question “Can you be bought?” Id. at 182. CPO Lewis responded that he could not, but Postal persisted, continuing that he had been in the Coast Guard himself but had “found a better way to make a living,” and he repeated the previous offer, which was again refused. CPO Lewis asked the defendants, “You guys are not Australians.” *867 They jokingly replied, “Why, don’t we sound like them?” Id. at 171. CPO Lewis also noted that the La Rosa’s hatches, which had been open before his boarding, were now closed and that Chitty was sitting on the forward hatch. Id. at 170. At sometime during this boarding, one of the defendants asked, “Aren’t we outside of the 12-mile limit?” Id., vol. 3, at 218.

The documents were produced, and among them was a registry from the Grand Cayman government. CPO Lewis radioed the information concerning the La Rosa’s registry to the Cape York, after which he was ordered to return to the Cape York. At no time during this boarding were the defendants given Miranda warnings.

During the ten to fifteen minutes that CPO Lewis was aboard the La Rosa, the Cape York had been in constant contact with the Operations Center in Miami. The information relating to the documents was relayed to Miami, and CPO Lewis was ordered to return because the La Rosa’s registry was verified. Upon his return, CPO Lewis related the events that had transpired while he was aboard the La Rosa. He told Lt. Beardsworth, “I think these guys are dirty.” Id., vol. 2, at 176. By this he meant, of course, that he believed the La Rosa to be transporting contraband.

These circumstances were also reported to Coast Guard officials at the Operations Center in Miami, and they ordered the Cape York

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Bluebook (online)
589 F.2d 862, 4 Fed. R. Serv. 277, 1979 U.S. App. LEXIS 16896, 1980 A.M.C. 1651, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-robert-morris-postal-salem-l-forsythe-and-george-a-ca5-1979.