United States v. Robert B. Corson, Eugene J. McCullough Eugene J. McCullough

449 F.2d 544
Court of Appeals for the Third Circuit·Decided September 8, 1971·No. 18862_1·Published·Cited by 71 cases

Opinions

OPINION OF THE COURT

ROSENN, Circuit Judge.

The validity of sentencing is the issue on this appeal.

Appellant was convicted by a jury on three counts of an indictment, all based upon a single armed robbery of a bank. Following denial of appellant’s post-trial motions, he was sentenced on May 9, 1967 as follows:

Count I, under 18 U.S.C. § 2113(a), charging entering a bank with intent to commit a felony — 10 years;

Count II, also under 18 U.S.C. § 2113 (a), charging robbery of the bank— 5 years, consecutive with the preceding sentence;

Count III, under 18 U.S.C. § 2113(d), charging bank robbery attended by jeopardizing life with a dangerous weapon — 5 years probation, to be served at the expiration of the sentence of Count II.

An appeal was taken, and this court affirmed the conviction in a per curiam opinion. United States v. Corson, 389 F.2d 563 (1968).

On August 31, 1969, while imprisoned, appellant sought to invoke the power of the district court under Rule 35, Federal Rules of Criminal Procedure, “to correct an illegal sentence at any time” by moving for vacation of the sentences imposed [546] under Counts I and II. The court responded, however, by vacating the sentences under Counts II and III on October 21, 1969 and letting stand the heavier sentence under Count I.

I.

The sole question presented by this appeal is whether the district court’s Order of October 21, 1969 constituted a proper and lawful implementation of the Supreme Court’s holding in Prince v. United States, 352 U.S. 322, 77 S.Ct. 403, 1 L.Ed.2d 370 (1957). In Prince, the Court held that it was not Congress’ intention, in establishing a series of greater and lesser offenses under the bank robbery statute, to pyramid the penalties therefor.1 Accordingly, the Court held that it was error for the trial court to have sentenced Prince to consecutive terms of twenty years for robbery_ and fifteen years for unlawful entering, since the “mental element (intent to steal) merges into the completed crime if the robbery is consummated.” 352 U.S. at 328, 77 S.Ct. at 407. The case was therefore remanded to the district court for resentencing “in accordance with this opinion.” 352 U.S. at 329, 77 S.Ct. 403.

Even before Prince, it was generally agreed among the circuits that a defendant could not be given multiple sentences under the bank robbery statute as punishment for a single bank robbery.2 The circuits have disagreed both before and after Prince, however, as to the theory upon which the correction of an erroneously cumulative sentence should rest. Basically two approaches have been tak[547] en — -merger and the intention of the sentencing judge.3

1. The Merger theory. The above-quoted merger language in Prince has been read by several circuits, including our own, as requiring a holding that sentence may validly be imposed only upon that count which charges the most aggravated form of the offense since, in theory, the less aggravated offenses have “merged” into it and ceased to exist as separate, punishable offenses.4 This is the theory urged by appellant, who, if successful in urging a mechanical application of this rule, would be entitled to be released from prison and merely placed on probation for five years.

2. The court’s intention. Other circuits, most notably the Eighth, have adopted a more flexible approach — that the sentence retained should be that which most clearly approximates the intention of the district judge at the time of the original sentencing. This theory assumes that the sentencing judge clearly intended to impose on the defendant at least as severe a penalty as that indicated for any single count. They have therefore permitted to stand the heaviest penalty, irrespective of whether it was imposed upon the most aggravated of the counts. They have therefore vacated all sentences but the longest.5 The Government urges this approach, which in this ease would result in our affirming the lower court’s retention of the ten-year prison term.

II.

A review of the cases using these two approaches reveals the striking fact that, regardless of the approach used, the re-[548] suit has almost invariably been to uphold the heaviest sentence and vacate the lighter sentences.6 One is also struck by the effect the rather convoluted penalty provisions of § 2113 have had upon the various courts’ choice of approach.7

The most inclusive offense in § 2113 is aggravated robbery, which offense also carries the heaviest maximum penalty. In those cases in which the defendant has been convicted on aggravated robbery as well as the lesser included offenses, the “merger” theory has generally worked well to correct an erroneous pyramiding of sentences. Since the heaviest sentence has usually been imposed on the aggravated count, it has done little violence to the intention of the sentencing judge to uphold that sentence on the ground that the lesser offenses merged into the most inclusive offenses and no longer formed a proper basis for sentencing.8

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United States v. Robert B. Corson, Eugene J. McCullough Eugene J. McCullough, 449 F.2d 544 (3d Cir. 1971).

449 F.2d 544 (United States v. Robert B. Corson, Eugene J. McCullough Eugene J. McCullough) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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