United States v. Rivera-Clemente

813 F.3d 43, 2016 U.S. App. LEXIS 2300, 2016 WL 521200
CourtCourt of Appeals for the First Circuit
DecidedFebruary 10, 2016
Docket13-2275P
StatusPublished
Cited by19 cases

This text of 813 F.3d 43 (United States v. Rivera-Clemente) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rivera-Clemente, 813 F.3d 43, 2016 U.S. App. LEXIS 2300, 2016 WL 521200 (1st Cir. 2016).

Opinion

SOROKIN, District Judge.

The defendant Joel Manuel Rivera-Clemente pleaded guilty to two offenses in connection with the killing of a security guard at the Sabana Seca Navy Base in Puerto Rico. The district court sentenced him to 322 months in prison. On appeal, the defendant argues error in the district court’s failure to apprise him of the consequences of his guilty plea, as required by Federal Rule of Criminal Procedure 11(c)(3)(B), and in the district court’s alleged failure to comply with the requirements of 18 U.S.C. § 3553 during the imposition of his sentence. Finding no error warranting reversal, we affirm.

I. Background. We recite the basic facts of the case, which are not in dispute, and reserve some facts for later discussion. Because the defendant pleaded guilty, we draw from the stipulated version of the facts accompanying the plea agreement, United States v. Jones, 551 F.3d 19, 21 (1st Cir.2008), as well as from “the plea colloquy, the unchallenged portions of the presentence investigation report (PSR), and the sentencing hearing transcript.” United States v. Ortiz-García, 665 F.3d 279, 281 (1st Cir.2011). On October 19, 2011, the defendant and a minor, denoted E.R.P., entered the Sabana Seca base to steal copper. 1 Immediately thereafter, Frankie Rondon-Rosario, a base security guard, escorted the defendant and E.R.P. from the base. In the course of this interaction, Rondon-Rosario displayed a weapon.

Later that night, the defendant and E.R.P. returned to the base intending to steal what they believed to be Rondon-Rosario’s gun. With them were Josean Clemente and another minor, denoted K.T.S., both of whom carried a firearm. Once Rondon-Rosario was identified as the guard who had escorted the defendant from the base earlier that night, Josean Clemente and K.T.S. approached Rondon-Rosario, told him they intended to rob him, and then shot Rondon-Rosario dead. The two shooters then searched the victim and found only a fake firearm.

As is relevant to this appeal, Count One of the superseding indictment charged the defendant with aiding and abetting murder, in violation of 18 U.S.C. §§ 1111, 7(3) & 2, and Count Two charged him with aiding and abetting in the carrying and use of a firearm during and in relation to a crime of violence causing death, in violation of 18 U.S.C. §§ 924(c)(1)(A), 924(j)(l) & 2. Prior to trial, the defendant pleaded guilty to these offenses in a plea agreement entered into under Fed.R.Crim.P. 11(c)(1)(A) & (B). 2 In the plea agreement, the parties calculated the guideline sentencing range (GSR) for both counts as 270-322 months in prison. The government and the defendant then recommended in the plea agreement a sentence of 276 months in prison. The district court accepted the defendant’s guilty plea at the change-of-plea hearing and ordered preparation of a PSR.

At sentencing, the government and the defendant requested the 276-month sentence in accordance with the recommendation in the plea agreement. The district *47 court concurred with the parties’ GSR calculations but, contrary to the recommendation of the parties, imposed a high-end guideline sentence of 322 months. The 322-month sentence is forty-six months longer than the term of imprisonment recommended by the parties in the plea agreement. 3

II. Discussion. This appeal followed, in which the defendant challenges both the district court’s failure to warn him of the consequences of his guilty plea, and its imposition of his sentence. We consider these contentions in turn.

A. Plea Hearing. The defendant contends that the district court violated Fed.R.Crim.P. 11(c)(3)(B) by failing to inform him, at the change-of-plea hearing, that he could not withdraw his guilty plea in the event that the court did not follow the sentencing recommendation in the plea agreement. Because the defendant entered into a plea agreement with the government under Fed.R.Crim.P. 11(c)(1)(B), in which the government recommended a particular sentence, Rule 11 required the court to inform the defendant that he had “no right to withdraw the plea if the court [did] not follow the recommendation____” Fed.R.Crim.P. 11(c)(3)(B). The court did not give this warning at the change-of-plea hearing.

However, at no point prior to the appeal did the defendant seek to withdraw his plea or object to the district court’s failure to provide the required warning, so we review only for plain error. Ortiz-Garda, 665 F.3d at 285. “Plain error review is not appellant-friendly.” United States v. Cortés-Medina, 810 F.3d 62, 65 (lst Cir.2016). It requires the defendant to “show that: (1) an error occurred; (2) the error was plain; (3) the error affected the defendant’s substantial rights; and (4) the error ‘seriously affect[ed] the fairness, integrity or public reputation of judicial proceedings.’” Ortiz-García, 665 F.3d at 285 (quoting United States v. Rivera-Maldonado, 560 F.3d 16, 19 (1st Cir.2009)).

The district court’s failure to give the warning required by Fed.R.Crim.P. 11(c)(3)(B) is an error that is plain on the record. See United States v. Hernández-Maldonado, 793 F.3d 223, 226 (1st Cir.2015). Moreover, it relates to a “core concern” of Rule 11, namely the defendant’s “knowledge of the consequences of the guilty plea.” See United States v. Noriega-Millán, 110 F.3d 162, 166-67 (1st Cir.1997).

Whether the error affected the defendant’s substantial rights is another matter. “To meet [this] third prong of the plain error test, ‘a defendant who seeks reversal of his conviction after a guilty plea, on the ground that the district court committed plain error under Rule 11, must show a reasonable probability that, but for the error, he would not have entered the plea.’ ” Hernández-Maldonado, 793 F.3d at 226 (quoting United States v. Dominguez Benitez, 542 U.S. 74, 83, 124 S.Ct. 2333, 159 L.Ed.2d 157 (2004)). This the defendant has failed to do.

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Cite This Page — Counsel Stack

Bluebook (online)
813 F.3d 43, 2016 U.S. App. LEXIS 2300, 2016 WL 521200, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rivera-clemente-ca1-2016.