United States v. Rivera
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Opinion
Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 1 FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS June 16, 2025 FOR THE TENTH CIRCUIT _________________________________ Christopher M. Wolpert Clerk of Court UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 24-2013 (D.C. No. 2:22-CR-01561-MIS-1) MICHAEL RIVERA, (D.N.M.)
Defendant - Appellant. _________________________________
ORDER AND JUDGMENT * _________________________________
Before HOLMES, Chief Judge, CARSON, and ROSSMAN, Circuit Judges. _________________________________
A jury convicted Michael Rivera in the District of New Mexico of
sexual-exploitation and child-pornography-production offenses. Mr. Rivera
now seeks reversal of his convictions, primarily contending the district
court made several erroneous evidentiary rulings. Exercising jurisdiction
under 28 U.S.C. § 1291, we discern no error and affirm.
* This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1. Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 2
I
A
On January 9, 2022, the Grant County Sheriff’s Office (GCSO)
received a report of a possible crime against a child involving Mr. Rivera
and Jane Doe, a juvenile. The next day, GCSO Detective Jason Jordan
interviewed Ms. Doe’s mother, Valeri Arzaga. Ms. Arzaga told Detective
Jordan that her sister Stephanie Gomez had been in a relationship with Mr.
Rivera. In March 2021, Ms. Gomez had secretly recorded what she believed
was an inappropriate conversation between Mr. Rivera and Ms. Doe, who
was 12 years old at the time. Ms. Gomez gave Detective Jordan the video. 1
Detective Jordan then arranged a forensic interview with Ms. Doe—
also called a “[s]afehouse interview.” RIV.267. During this interview, Ms.
Doe disclosed no sexual abuse. Still, Detective Jordan asked Ms. Arzaga for
consent to search Ms. Doe’s cell phone. Ms. Arzaga agreed, and Detective
Jordan seized Ms. Doe’s phone. Later that evening, Ms. Arzaga alerted
GCSO that Ms. Doe had written her “an apology letter” and “was ready to
come in and tell the truth about what happened between Michael Rivera
and herself.” RIV.271. Detective Jordan scheduled a second safehouse
1 As Ms. Doe later testified, the recording shows Mr. Rivera and Ms. Doe
discussing being together when she would turn 18 years old and details of a prior sexual encounter between the two. 2 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 3
interview. In this second interview—which was recorded and transcribed—
Ms. Doe disclosed sexual abuse by Mr. Rivera. She also said Mr. Rivera
asked her to send him nude images of herself, and she confirmed sending
them via text message to his cell phone.
Detective Jordan turned the case over to federal agents with
Homeland Security Investigations (HSI). HSI forensically examined Ms.
Doe’s phone. That examination recovered sexually explicit photographs and
videos of Ms. Doe. Law enforcement also obtained phone records from
Verizon for both Mr. Rivera’s and Ms. Doe’s phone numbers. Those records
revealed the two cell phones exchanged text messages and phone calls in
December 2021. Some of the text messages contained images and videos.
In June 2023, the grand jury returned a superseding indictment
against Mr. Rivera charging three counts. Each count alleged misconduct
by Mr. Rivera against Ms. Doe, who was under 18 at the time of the offenses.
Count one alleged that, from around November 18, 2021 to December 13,
2021, Mr. Rivera “knowingly persuaded, induced, [and] enticed . . . [Ms.
Doe] to engage in any sexual activity . . . [i]n violation of 18 U.S.C.
§ 2422(b).” RI.663. Counts two and three alleged, respectively, from around
December 4, 2021 to December 5, 2021, and on or about December 13, 2021,
Mr. Rivera “persuaded, induced, [and] enticed . . . [Ms.] Doe[] to engage in
sexually explicit conduct for the purpose of producing visual depictions of
3 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 4
such conduct . . . [i]n violation of 18 U.S.C. §§ 2251(a), 2251(e) and 2256.”
RI.663–65. Mr. Rivera proceeded to trial.
B
Before trial, the government notified the defense of its intent to
introduce evidence that Mr. Rivera “groom[ed] and then sexually abus[ed]
[Ms. Doe] in March 2021.” RII.61. According to the government, Ms. Doe
disclosed this prior sexual abuse during her second forensic interview. The
government argued “Rivera’s grooming of [Ms. Doe] and his sexually
abusing [Ms. Doe] a mere few months prior to the charged offenses is
properly admissible as intrinsic evidence as it is inextricably intertwined
with the charged conduct.” RII.46. The government also claimed the
evidence was admissible under both Federal Rule of Evidence 414—which
addresses propensity evidence in sexual assault and child molestation
cases—and Rule 404(b)—which allows evidence of other bad acts when
admitted for a purpose other than propensity, such as motive or identity.
See Fed. R. Evid. 404(b), 414. The government clarified it “intend[ed] to
offer only [Ms. Doe’s] testimony [at trial] to prove the prior conduct” and
emphasized, since Ms. Doe would “already be testifying . . . , proving the
prior sexual abuse w[ould] not be . . . overly time consuming.” RII.56.
4 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 5
Mr. Rivera moved to exclude the evidence of the uncharged
misconduct. He focused his objection under Rule 403, contending evidence
of the prior sexual abuse would “confuse the jury and prejudice” him.
RII.111. He also argued the evidence was “bolstering at best” because Ms.
Doe was the alleged victim of both the charged offenses and the uncharged
sexual abuse. RII.115. At a pretrial conference, the district court heard
argument and overruled Mr. Rivera’s objection. Mr. Rivera now challenges
this ruling on appeal, as we will discuss.
Also before trial, the government notified the defense under Federal
Rule of Criminal Procedure 16(a)(1)(G) of its intent to introduce expert
testimony at trial. As relevant here, the notice disclosed two experts under
Federal Rule of Evidence 702: FBI Supervisory Special Agent Daniel
O’Donnell (the Unit Chief of the FBI’s Behavioral Analysis Unit) and FBI
Special Agent Sean Macmanus (an agent with the FBI’s Cellular Analysis
Survey Team).
Free access — add to your briefcase to read the full text and ask questions with AI
Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 1 FILED United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS June 16, 2025 FOR THE TENTH CIRCUIT _________________________________ Christopher M. Wolpert Clerk of Court UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 24-2013 (D.C. No. 2:22-CR-01561-MIS-1) MICHAEL RIVERA, (D.N.M.)
Defendant - Appellant. _________________________________
ORDER AND JUDGMENT * _________________________________
Before HOLMES, Chief Judge, CARSON, and ROSSMAN, Circuit Judges. _________________________________
A jury convicted Michael Rivera in the District of New Mexico of
sexual-exploitation and child-pornography-production offenses. Mr. Rivera
now seeks reversal of his convictions, primarily contending the district
court made several erroneous evidentiary rulings. Exercising jurisdiction
under 28 U.S.C. § 1291, we discern no error and affirm.
* This order and judgment is not binding precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32.1 and Tenth Circuit Rule 32.1. Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 2
I
A
On January 9, 2022, the Grant County Sheriff’s Office (GCSO)
received a report of a possible crime against a child involving Mr. Rivera
and Jane Doe, a juvenile. The next day, GCSO Detective Jason Jordan
interviewed Ms. Doe’s mother, Valeri Arzaga. Ms. Arzaga told Detective
Jordan that her sister Stephanie Gomez had been in a relationship with Mr.
Rivera. In March 2021, Ms. Gomez had secretly recorded what she believed
was an inappropriate conversation between Mr. Rivera and Ms. Doe, who
was 12 years old at the time. Ms. Gomez gave Detective Jordan the video. 1
Detective Jordan then arranged a forensic interview with Ms. Doe—
also called a “[s]afehouse interview.” RIV.267. During this interview, Ms.
Doe disclosed no sexual abuse. Still, Detective Jordan asked Ms. Arzaga for
consent to search Ms. Doe’s cell phone. Ms. Arzaga agreed, and Detective
Jordan seized Ms. Doe’s phone. Later that evening, Ms. Arzaga alerted
GCSO that Ms. Doe had written her “an apology letter” and “was ready to
come in and tell the truth about what happened between Michael Rivera
and herself.” RIV.271. Detective Jordan scheduled a second safehouse
1 As Ms. Doe later testified, the recording shows Mr. Rivera and Ms. Doe
discussing being together when she would turn 18 years old and details of a prior sexual encounter between the two. 2 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 3
interview. In this second interview—which was recorded and transcribed—
Ms. Doe disclosed sexual abuse by Mr. Rivera. She also said Mr. Rivera
asked her to send him nude images of herself, and she confirmed sending
them via text message to his cell phone.
Detective Jordan turned the case over to federal agents with
Homeland Security Investigations (HSI). HSI forensically examined Ms.
Doe’s phone. That examination recovered sexually explicit photographs and
videos of Ms. Doe. Law enforcement also obtained phone records from
Verizon for both Mr. Rivera’s and Ms. Doe’s phone numbers. Those records
revealed the two cell phones exchanged text messages and phone calls in
December 2021. Some of the text messages contained images and videos.
In June 2023, the grand jury returned a superseding indictment
against Mr. Rivera charging three counts. Each count alleged misconduct
by Mr. Rivera against Ms. Doe, who was under 18 at the time of the offenses.
Count one alleged that, from around November 18, 2021 to December 13,
2021, Mr. Rivera “knowingly persuaded, induced, [and] enticed . . . [Ms.
Doe] to engage in any sexual activity . . . [i]n violation of 18 U.S.C.
§ 2422(b).” RI.663. Counts two and three alleged, respectively, from around
December 4, 2021 to December 5, 2021, and on or about December 13, 2021,
Mr. Rivera “persuaded, induced, [and] enticed . . . [Ms.] Doe[] to engage in
sexually explicit conduct for the purpose of producing visual depictions of
3 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 4
such conduct . . . [i]n violation of 18 U.S.C. §§ 2251(a), 2251(e) and 2256.”
RI.663–65. Mr. Rivera proceeded to trial.
B
Before trial, the government notified the defense of its intent to
introduce evidence that Mr. Rivera “groom[ed] and then sexually abus[ed]
[Ms. Doe] in March 2021.” RII.61. According to the government, Ms. Doe
disclosed this prior sexual abuse during her second forensic interview. The
government argued “Rivera’s grooming of [Ms. Doe] and his sexually
abusing [Ms. Doe] a mere few months prior to the charged offenses is
properly admissible as intrinsic evidence as it is inextricably intertwined
with the charged conduct.” RII.46. The government also claimed the
evidence was admissible under both Federal Rule of Evidence 414—which
addresses propensity evidence in sexual assault and child molestation
cases—and Rule 404(b)—which allows evidence of other bad acts when
admitted for a purpose other than propensity, such as motive or identity.
See Fed. R. Evid. 404(b), 414. The government clarified it “intend[ed] to
offer only [Ms. Doe’s] testimony [at trial] to prove the prior conduct” and
emphasized, since Ms. Doe would “already be testifying . . . , proving the
prior sexual abuse w[ould] not be . . . overly time consuming.” RII.56.
4 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 5
Mr. Rivera moved to exclude the evidence of the uncharged
misconduct. He focused his objection under Rule 403, contending evidence
of the prior sexual abuse would “confuse the jury and prejudice” him.
RII.111. He also argued the evidence was “bolstering at best” because Ms.
Doe was the alleged victim of both the charged offenses and the uncharged
sexual abuse. RII.115. At a pretrial conference, the district court heard
argument and overruled Mr. Rivera’s objection. Mr. Rivera now challenges
this ruling on appeal, as we will discuss.
Also before trial, the government notified the defense under Federal
Rule of Criminal Procedure 16(a)(1)(G) of its intent to introduce expert
testimony at trial. As relevant here, the notice disclosed two experts under
Federal Rule of Evidence 702: FBI Supervisory Special Agent Daniel
O’Donnell (the Unit Chief of the FBI’s Behavioral Analysis Unit) and FBI
Special Agent Sean Macmanus (an agent with the FBI’s Cellular Analysis
Survey Team). The notice outlined the background and expertise of each
proposed expert and described the topics of their testimony. As to Agent
O’Donnell, the government said he would discuss “the definition of
grooming,” “the stages of the grooming process,” and “the impact the
grooming process can have on the minor . . . [including] delayed disclosures”
of abuse. RI.101. The government disclosed Agent O’Donnell as a blind
expert, meaning he was “wall[ed] . . . off from facts of [the] case,” had “not
5 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 6
drafted any reports in connection with this case,” and had “not met or
interviewed any witnesses.” RI.101.
The notice stated Agent Macmanus would testify about “[t]he manner
in which cellular communications (including phone calls and text messages)
are sent through telecommunication networks and logged by the
telecommunication provider.” RI.102. He also would confirm the “metadata
embedded in the images and video Rivera is alleged to have received from
the victim via text message is consistent with the historical phone toll
records between the victim and defendant.” RI.104. Agent Macmanus’s
testimony, the government explained, would be based on his own
“specialized knowledge, skill, experience, and training, as well as facts or
data that experts in his field would reasonably rely upon.” RI.104.
Mr. Rivera filed a Daubert motion to preclude Agent Macmanus and
Agent O’Donnell from testifying at trial. See Daubert v. Merrell Dow
Pharms., Inc., 509 U.S. 579 (1993). He contended the government “failed to
meet its burden” under Federal Rule of Evidence 702 “to prove that [each
expert’s] testimony is both reliable and relevant.” RI.134, 140. The district
court held a Daubert hearing; both agents testified and were cross-
examined by defense counsel. Agent O’Donnell testified about his expertise
in grooming behaviors by child sex offenders. Agent Macmanus described
his expertise in cell phone records. On cross-examination, Mr. Rivera asked
6 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 7
about a video sent from Ms. Doe’s phone in an MP4 format but received on
Mr. Rivera’s phone in a 3GGP format. Defense counsel insisted the change
in file type indicated the contents of the videos were different and
challenged Agent Macmanus’s contrary opinion. At the conclusion of the
Daubert hearing, the district court ruled both experts were qualified and
could offer reliable and relevant trial testimony.
After the Daubert hearing—but before trial—Agent Macmanus
conferred with a Verizon employee about file conversion on that network. 2
Agent Macmanus then testified at trial that a video sent over the Verizon
network in the MP4 format could be converted by the network into the
3GGP format without changing its contents. On appeal, Mr. Rivera
challenges the district court’s pretrial ruling allowing Agent O’Donnell to
testify. He also contests the admission of Agent Macmanus’s trial
testimony, as we will discuss.
The jury trial lasted three days. 3 Agent O’Donnell testified about the
topics identified in the government’s notice and at the Daubert hearing. Ms.
2 The parties interchangeably use file conversion and file compression to
describe the process Verizon uses when a transmitted file “is too large of a size to travel through Verizon’s network.” RIV.655.
3 The government presented eight witnesses, but we only discuss the
testimony of those relevant to the appellate claims. The government’s other 7 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 8
Doe testified on direct examination about her relationship with Mr. Rivera.
She described the sexual encounter with Mr. Rivera that allegedly occurred
in March 2021. She also testified that Mr. Rivera asked her for “nudes” in
December 2021, and she admitted sending these through text message from
her mobile phone. RIV.434, 437–39, 441.
Before cross-examination, defense counsel asked to impeach Ms. Doe
with a video showing her lying to a police officer about her age during a
traffic stop. Defense counsel argued the video evidence was admissible
under Federal Rule of Evidence 608(a), which allows “testimony about the
witness’s reputation for having a character for truthfulness or
untruthfulness.” Fed. R. Evid. 608(a). Mr. Rivera maintained Rule 608(b)
permitted him to cross examine Ms. Doe about the incident, even if the video
itself was inadmissible. The district court rejected these arguments and
ruled that, in any event, Rule 403 counseled against the proposed cross
examination because “any relevance [of Ms. Doe lying about her age to a
police officer] would be substantially outweighed by the danger of
consuming the issues or undue prejudice.” RIV.489–90.
witnesses were Detective Jordan and HSI Agent Gonzalez, who described the criminal investigation into Mr. Rivera; HSI Task Force Officer Weir, who testified about extracting information from certain mobile devices, including Ms. Doe’s phone; and Trevan Humphrey, Mr. Rivera’s former employer, who introduced records not at issue in this appeal. 8 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 9
Agent Macmanus testified next and described the phone calls and text
messages exchanged between Mr. Rivera and Ms. Doe. He confirmed “Mr.
Rivera’s phone receiv[ed] . . . images and videos[] overnight on the two dates
that were in the Indictment.” RIV.634. The prosecution then turned its
discussion to file formats. The government asked Agent Macmanus whether
“it [is] possible for a file to be converted between MP4 and 3GGP.” RIV.635–
36. Agent Macmanus agreed it was possible and referenced his conversation
after the Daubert hearing with a Verizon employee. Mr. Rivera objected
based on lack of foundation, vagueness, and prejudice. At the ensuing bench
conference, Mr. Rivera argued that, by testifying about information he
learned from the Verizon employee, Agent Macmanus demonstrated he
“didn’t have the knowledge or training” to testify as an expert on file
conversion. RIV.641. Mr. Rivera also sought a continuance to subpoena the
Verizon employee who had spoken with Agent Macmanus. The district court
denied the request and otherwise rejected Mr. Rivera’s arguments. Mr.
Rivera appeals this ruling.
Three witnesses testified for the defense: Kyeasha Rivera (Mr.
Rivera’s niece), Amber Rivera (Mr. Rivera’s sister), and Ami Becerra (Mr.
Rivera’s friend). The jury found Mr. Rivera guilty as charged in the
indictment. He was sentenced to 420 months on Count 1 and 360 months
9 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 10
on Counts 2 and 3, to run concurrently, as well as thirty years supervised
release.
This timely appeal followed.
II
Mr. Rivera appeals his convictions on four grounds. He contends, first,
the district court erroneously denied his pretrial motion seeking to preclude
Agent O’Donnell’s blind testimony about grooming. Second, the district
court erroneously allowed Agent Macmanus to testify at trial about the
transmission of multimedia files through the Verizon network. Relatedly,
Mr. Rivera contends, for the first time on appeal, Agent Macmanus’s
testimony about his conversation with a Verizon employee violated the
Confrontation Clause of the Sixth Amendment. Third, the district court
erroneously allowed Ms. Doe to testify about a prior instance of sexual abuse
allegedly committed by Mr. Rivera before the acts charged in the
indictment. Fourth, and finally, Mr. Rivera contends he should have been
allowed to impeach Ms. Doe on cross-examination with a video showing her
lying to a police officer about her age.
We consider these challenges in turn, discussing additional relevant
facts as necessary. Applying the governing legal standards, we conclude
there is no basis for reversal.
10 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 11
We first consider Mr. Rivera’s contention that the district court, in
rejecting his pretrial Daubert motion, erroneously allowed Agent O’Donnell
to testify at trial in violation of Federal Rule of Evidence 702.
Federal Rule of Evidence 702 provides:
A witness who is qualified as an expert by knowledge, skill, experience, training, or education may testify in the form of an opinion or otherwise if:
(a) the expert’s scientific, technical, or other specialized knowledge will help the trier of fact to understand the evidence or to determine a fact in issue;
(b) the testimony is based on sufficient facts or data;
(c) the testimony is the product of reliable principles and methods; and
(d) the expert has reliably applied the principles and methods to the facts of the case.
Fed. R. Evid. 702 (2011). 4 Rule 702 “imposes on a district court a gatekeeper
obligation to ‘ensure that any and all scientific . . . evidence admitted is not
4 We cite the version of the rule in effect at the time the district court
made its decision, which occurred before the amendment on December 1, 2023. Cf. In re Cooper Tire & Rubber Co., 568 F.3d 1180, 1186 n.4 (10th Cir. 2009) (observing, in the context of the Federal Rules of Civil Procedure, “we cite the rule as it was in force at the time of the district court’s decision”). Any changes to the text of the rule have no bearing on our disposition. 11 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 12
only relevant, but reliable.’” Dodge v. Cotter Corp., 328 F.3d 1212, 1221
(10th Cir. 2003) (quoting Daubert, 509 U.S. at 589).
Generally, “[w]e review de novo ‘whether the district court employed
the proper legal standard and performed its gatekeeper role.’” United States
v. Nacchio, 555 F.3d 1234, 1241 (10th Cir. 2009) (en banc) (quoting United
States v. Rodriguez-Felix, 450 F.3d 1117, 1122 (10th Cir. 2006)). But Mr.
Rivera does not contend the district court wholly failed to perform its
gatekeeping role—and for good reason. In resolving the Daubert motion, the
district court squarely engaged with “the parties’ arguments and applied
controlling caselaw to the issue.” Hampton v. Utah Dep’t of Corr., 87 F.4th
1183, 1201 (10th Cir. 2023). Nor does Mr. Rivera contend Agent O’Donnell’s
testimony was not relevant. The only arguments before us concern the
reliability of Agent O’Donnell’s expert testimony, particularly on the subject
of grooming behavior by child sex offenders. Fed. R. Evid. 702(c) (2011)
(stating expert testimony under Rule 702 is admissible only if it “is the
product of reliable principles and methods”).
“In reviewing whether an expert’s testimony is reliable, the trial court
must ‘assess the reasoning and methodology underlying the expert’s opinion
. . . .’” Rodriguez-Felix, 450 F.3d at 1123 (alteration in original) (quoting
Dodge, 328 F.3d at 1221). We “review the manner in which the court
performed its gatekeeping role, deciding whether to admit or exclude
12 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 13
testimony, for abuse of discretion.” United States v. Gutierrez de Lopez, 761
F.3d 1123, 1135 (10th Cir. 2014) (quoting United States v. Garcia, 635 F.3d
472, 476 (10th Cir. 2011)). The trial court has broad discretion “in making
the ultimate determination of reliability.” Dodge, 328 F.3d at 1223.
Before trial, Mr. Rivera moved to exclude Agent O’Donnell’s expert
testimony on several grounds. He argued Agent O’Donnell’s testimony was
“not based on generally accepted scientific concepts.” RI.137. Mr. Rivera
insisted there was no consensus on “the definition of ‘grooming’ and what
particular behaviors would constitute grooming.” RI.140. He contended
Agent O’Donnell’s opinion would serve as “unreliable bolstering” because—
as a blind witness—he was “not applying any proposed principles to the
facts of this case” and was “simply testifying as an additional case agent.”
RI.137. Mr. Rivera argued even if Agent O’Donnell’s testimony satisfied
Rule 702, it was inadmissible under Rule 403 because it would confuse the
jury and unfairly prejudice the defense.
At the Daubert hearing, Agent O’Donnell had described his
investigative experience, including his work with “large-scale groups” and
“online groups that engaged in online sexual exploitation of children.”
RIV.79. This experience, he explained, allowed him to “engage[] in direct
one-on-one communications with child sex offenders.” RIV.83. He discussed
13 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 14
grooming, which he defined as behaviors “commonly used by certain child
offenders to manipulate and exploit children for sexual purposes.” RIV.90.
He described grooming to occur in five stages. In his experience, the
grooming process often leads to delayed disclosures by child victims which,
he opined, are “common” due to “shame and embarrassment,” “a fear of not
being believed,” and concern over “getting the offender in trouble.” RIV.108–
09. On cross-examination, Mr. Rivera questioned whether the five-stages
approach used by Agent O’Donnell could reliably differentiate between
grooming behavior and otherwise innocent conduct. Agent O’Donnell
acknowledged “hypotheticals are very difficult questions to answer,”
RIV.118, and “individual behaviors may not necessarily be grooming,”
RIV.117. The district court found, pursuant to Rule 702, Agent O’Donnell
was qualified and determined his proposed testimony was reliable and
relevant. The court also rejected Mr. Rivera’s argument under Rule 403,
concluding the probative value of Agent O’Donnell’s testimony would not be
outweighed by a danger of unfair prejudice.
On appeal, Mr. Rivera contends Agent O’Donnell’s expert testimony
was inadmissible under Rule 702 because it was not reliable. While Mr.
Rivera does not cite a specific subsection of Rule 702, we situate his
argument primarily under Rule 702(c), which permits a witness to offer an
14 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 15
expert opinion only if “the testimony is the product of reliable principles
and methods.” Fed. R. Evid. 702(c) (2011). In support, Mr. Rivera makes
several arguments, but none is availing.
First, Mr. Rivera claims the reliability of Agent O’Donnell’s testimony
was “critically undermined” because it was “predicated upon the
observation of defendants who are members of larger groups of online
sexual predators” instead of individual offenders. Op. Br. at 11. But as the
government observes, “nowhere in his Daubert motion or at trial did Rivera
raise th[is] objection,” nor did he “even ask[] any questions related to this
topic on cross-examination.” Ans. Br. at 19. We agree Mr. Rivera forfeited
the argument by failing to raise it in the district court. See Richison v.
Ernest Grp., Inc., 634 F.3d 1123, 1128 (10th Cir. 2011) (explaining when a
“theory simply wasn’t raised before the district court, we usually hold it
forfeited”). And he waived it on appeal by not arguing for plain error
review. 5 Id. at 1131 (holding a failure to argue plain error on appeal “marks
5 Even if adequately preserved or reviewed for plain error, this argument
would not succeed. On the record before us, there is no reason to conclude that learning about grooming behaviors as “expressed and shared in large online groups” renders Agent O’Donnell’s testimony unreliable. Op. Br. at 11. In any event, Agent O’Donnell’s training and experience was not limited to the behavior of large, online groups. Rather, as he explained at the Daubert hearing, he would “gain[] access to groups or sites . . . in an undercover capacity . . . [to] engage[] in direct one-on-one communications with child sex offenders.” RIV.83 (emphasis added). To be sure, Agent O’Donnell worked in a unit that focused on large, online groups from 2009 to 2016. But he ultimately joined the 15 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 16
the end of the road for an argument for reversal not first presented to the
district court”).
Second, Mr. Rivera contends Agent O’Donnell’s testimony was
unreliable because it impermissibly bolstered Ms. Doe’s testimony. He
argues the government used Agent O’Donnell’s testimony to “reconcile [Ms.
Doe’s] denial of having an inappropriate relationship with Mr. Rivera
during [the] first safehouse interview” with her later disclosure of sexual
abuse. Op. Br. at 13. 6 We are not persuaded.
Bolstering (or vouching) generally “refer[s] to improper expert
testimony expressing a belief or opinion regarding a witness’s credibility.”
United States v. Walker, 85 F.4th 973, 985 n.9 (10th Cir. 2023). We have
consistently recognized “testimony regarding the characteristics of sexually
abused children does not, invariably, amount to vouching for the credibility
BAU, which focuses on both online sexual exploitation and other types of offending.
6 The government urges us not to address this argument, insisting it is
forfeited because Mr. Rivera only “ma[d]e a passing comment in his Daubert motion that Agent O’Donnell’s opinions were ‘unreliable bolstering.’” Ans. Br. at 23 (quoting RI.137.). However, as the government itself admits, Mr. Rivera also “suggested (in a footnote) . . . that the grooming testimony would vouch for” Ms. Doe. Ans. Br. at 24 (italics omitted); see RI.140 n.1 (“The bolstering and prejudice of this education amounts to personal ‘vouching’ for the complaining witness’ testimony . . . .”). While we agree Mr. Rivera could have better developed this argument before the district court, we find it sufficiently preserved for appellate review. 16 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 17
of an alleged victim.” United States v. Parson, 84 F.4th 930, 938 (10th Cir.
2023). The record confirms Agent O’Donnell, at the Daubert hearing,
testified only in general terms that it was “fairly common” for victims of
grooming to delay disclosing abuse for reasons such as “shame and
embarrassment,” “a fear of not being believed,” or concern over “getting the
offender in trouble.” RIV.108–09. Agent O’Donnell was a blind expert—
meaning he did not know about case-specific facts—so we fail to see how he
could even express an opinion about Ms. Doe’s credibility. See United States
v. Riggs, No. 23-5062, 2024 WL 2873897, at *10 (10th Cir. June 7, 2024)
(unpublished) (holding an expert “did not vouch for [the victim’s]
credibility” because the expert “had not interviewed [the victim] and did not
know anything about [the victim’s] interviews,” and the “testimony was
about the disclosure process and child abuse victims in general” (internal
quotation marks omitted)). 7
Third, Mr. Rivera argues the five stages of grooming is an inherently
“unreliable methodology” because it implicates otherwise innocent
behaviors. Op. Br. at 11. The district court rejected this argument, and so
do we.
7 We cite unpublished decisions only for their persuasive value, recognizing that they do not constitute binding precedent. See United States v. Ellis, 23 F.4th 1228, 1238 n.6 (10th Cir. 2022); see also 10th Cir. R. 32.1(A). 17 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 18
In its opposition to Mr. Rivera’s Daubert motion, the government cited
social science research illustrating a general consensus within the research
community on the “clusters of behaviors utilized by child sex offenders.”
RI.267; see RI.267–69 (listing authorities). Relying on this research, the
district court determined “[t]he research community primarily agrees on the
clusters of behaviors utilized by child sex offenders to sexually abuse
children in the context of grooming.” RIV.131. Mr. Rivera did not challenge
the government’s authorities at the Daubert hearing or on appeal. Under
the circumstances, we cannot say the district court abused its discretion by
endorsing the government’s unchallenged position.
In any event, reliability under Rule 702 does not require finding “the
expert is undisputably correct or that the expert’s theory is ‘generally
accepted’ in the scientific community.” Mitchell v. Gencorp Inc., 165 F.3d
778, 781 (10th Cir. 1999) (quoting Moore v. Ashland Chem. Inc., 151 F.3d
269, 276 (10th Cir. 1998)); Fed. R. Evid. 702 (2011) advisory committee’s
note to 2000 amendment (“The evidentiary requirement of reliability is
lower than the merits standard of correctness.” (quoting In re Paoli R.R.
Yard PCB Litig., 35 F.3d 717, 744 (3d Cir. 1994))). Rather, the court need
only determine the party introducing the testimony has shown “the method
employed by the expert in reaching the conclusion is scientifically sound
and that the opinion is based on facts which satisfy Rule 702’s reliability
18 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 19
requirements.” Dodge, 328 F.3d at 1222. These standards were satisfied
here, and Mr. Rivera has not shown otherwise. 8
Finally, Mr. Rivera appears to argue Agent O’Donnell’s testimony was
necessarily unreliable because he was unfamiliar with the specific facts of
the case. See Op. Br. at 10–11; see also RI.140 (Mr. Rivera arguing before
the district court that “Special Agent O’Donnell’s expected testimony is also
unreliable because his opinions are not based on the facts of this case”); Ans.
Br. at 17 (understanding Mr. Rivera to be reprising this argument on
appeal). We readily reject this argument for the same reason the district
court did: it is contrary to applicable law. The district court correctly relied
on the advisory committee notes to Rule 702, which state an expert may
testify about background “scientific or other principles relevant to the case,
leaving the trier of fact to apply them to the facts.” Fed. R. Evid. 702 (2011)
advisory committee’s note to 1972 amendment; see also id. advisory
committee’s note to 2000 amendment (“[I]t might also be important in some
cases for an expert to educate the factfinder about general principles,
8 Mr. Rivera also insists Agent O’Donnell “critically undermine[d] the
reliability of his opinion” when he “admitted” during the Daubert hearing “that without access to sufficient information about a case, the individual behaviors identified in the five stages of grooming ‘may not necessarily be grooming.’” Op. Br. at 12–13 (quoting RIV.117). The record shows otherwise. Agent O’Donnell repeatedly stated that grooming requires an examination of “the totality of behaviors,” RIV.90, and “depend[s] on the circumstance[s],” RIV.116. 19 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 20
without ever attempting to apply these principles to the specific facts of the
case.”). Based on the committee notes, the district court reasonably
concluded Agent O’Donnell was “not required to opine on the facts of this
case.” RIV.131. The district court did not abuse its discretion by allowing
Agent O’Donnell to testify in a way the law permits.
Mr. Rivera insists there are certain “dangers” whenever law
enforcement officers testify as experts. Op. Br. at 8. In support, he relies on
United States v. Rodriguez, where the district court observed “stray facts
and background information are often more damaging in the context of law
enforcement testimony than with other expert testimony.” Op. Br. at 9
(quoting 125 F. Supp. 3d 1216, 1251 (D.N.M. 2015)).
Rodriguez is not particularly helpful. For one thing, a district court
decision is not precedential. Camreta v. Greene, 563 U.S. 692, 709 n.7 (2011)
(“A decision of a federal district court judge is not binding precedent in
either a different judicial district, the same judicial district, or even upon
the same judge in a different case.” (quoting 18 James Wm. Moore et al.,
Moore’s Federal Practice § 134.02[1][d] (3d ed. 2011))). And the general
observations in Rodriguez do not meaningfully advance Mr. Rivera’s
20 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 21
argument that blind testimony by a law enforcement agent is inherently
unreliable. 9
Accordingly, we reject Mr. Rivera’s challenges to the district court’s
pretrial ruling on the admissibility of Agent O’Donnell’s testimony.
We turn next to Mr. Rivera’s challenge to the admissibility of Agent
Macmanus’s trial testimony on the topic of file conversions.
Recall, at the Daubert hearing, the district court ruled Agent
Macmanus was qualified as an expert in cell phone record analysis. After
the Daubert hearing but before trial, Agent Macmanus called Verizon and
spoke to an employee who confirmed file conversion was possible on their
network. On the second day of trial, the government asked Agent
Macmanus whether Verizon could change the file format of a video sent
across its network from MP4 to 3GGP. Mr. Rivera objected based on lack of
foundation. The court advised the government to “explain why [the Agent]
would know the answer to a question like that.” RIV.636. The government
9 To the extent Mr. Rivera also argues the definition of grooming used by
Agent O’Donnell is necessarily unreliable because it was developed by the FBI and BAU, we agree with the government that “[n]othing in [Mr.] Rivera’s opening brief reasonably challenges [the district court’s] conclusion” that “the concept of grooming used by Agent O’Donnell comported to the prevailing view in the field and was thus reliable.” Ans. Br. at 22. 21 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 22
first asked Agent Macmanus if he was “familiar with MP4” and “3GGP file
format[s],” and he answered, “Yes.” RIV.636. The government asked if he
had “spoken to industry professionals about these different file formats,”
and Agent Macmanus responded, “Related to Verizon records, yes.”
RIV.636. As the government began to ask a follow-up question, Mr. Rivera
objected.
The district court held a bench conference. Mr. Rivera argued Agent
Macmanus did not have the requisite knowledge to testify about file
conversion on the Verizon network. See Fed. R. Evid. 702 (2011) (requiring
an expert witness be “qualified as an expert by knowledge, skill, experience,
training, or education”). According to Mr. Rivera, that Agent Macmamus
“called the engineers at Verizon” showed he lacked expertise and was just
someone “who comes into court and passes on information.” RIV.640. The
prosecution responded Agent Macmanus was “well within his rights to
consult with other people and to gather information.” RIV.641.
The district court asked the government to confirm the source of Agent
Macmanus’s knowledge on file conversion, asking, “[D]oes he have any other
knowledge, besides that phone call that he had, that sometimes files are
sent in one format and then are somehow delivered in a separate format for
size considerations . . . ?” RIV.656. The prosecutor conferred off the record
with Agent Macmanus and confirmed he had the relevant training “in
22 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 23
addition to the knowledge he gained from Verizon employees directly.”
RIV.657. The government referred to Agent Macmanus’s “certification in
cyber security” which included “training on file formats and file
compression”; “training directly from Verizon”; and “training from other
companies . . . [like] Facebook . . .that use file compression in a similar way.”
RIV.657.
Mr. Rivera continued to object to Agent Macmanus’s testimony. He
sought a continuance to subpoena the Verizon employee and asked for the
employee’s “name and phone number.” RIV.663. The court asked defense
counsel, “Do you have some right to the name and phone number of the
person at Verizon?” RIV.663. Defense counsel responded he had a right to
know “the basis of [Agent Macmanus’s] opinion and the reason for it.”
RIV.663.
The district court overruled Mr. Rivera’s objections. The government’s
notice made clear Agent Macmanus would testify about file compression,
the district court reasoned, and the court was satisfied Agent Macmanus in
fact had “expertise in this area, including file formats and compression.”
RIV.664. The court acknowledged Agent Macmanus acquired information
between the Daubert hearing and trial from a Verizon employee, but Mr.
Rivera could “cross-examine him on all of that” including the quality of “his
23 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 24
training . . . from Verizon” and “exactly what question he asked Verizon.”
RIV.664.
On appeal, Mr. Rivera contends Agent Macmanus lacked the
knowledge required under Rule 702 to testify about file conversion on the
Verizon network. Mr. Rivera specifically objects to Agent Macmanus’s
reliance on information he obtained from a Verizon supervisor after the
Daubert hearing. Mr. Rivera separately asserts for the first time on appeal
that his inability to cross-examine the unknown Verizon employee violated
the Confrontation Clause of the Sixth Amendment. His evidentiary
argument is unavailing, and his constitutional claim is waived.
We review Mr. Rivera’s evidentiary challenge for abuse of discretion.
Rodriguez-Felix, 450 F.3d at 1122 (citing Dodge, 328 F.3d at 1223). Again,
we discern no error.
First, the record does not support Mr. Rivera’s contention that Agent
Macmanus lacked “specialized knowledge” to testify about file conversion.
Op. Br. at 16. Recall, the district court must “assess the reasoning and
methodology underlying the expert’s opinion” to ensure it is reliable. Dodge,
328 F.3d at 1221. That is precisely what the district court did here. The
government confirmed Agent Macmanus had prior knowledge of file
24 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 25
compression based on training from telecommunications providers and
through cybersecurity certifications. The government’s Rule 16 notice
disclosed Agent Macmanus had received the relevant training. RI.102–103
(Verizon); RI.109 (SysAdmin, Audit, Network, and Security Institute);
RI.121 (Facebook). Based on this, the district court determined Agent
Macmanus’s conversation with the Verizon employee after the Daubert
hearing was not to acquire any new expertise on file compression but only
“to confirm that Verizon does . . . turn[] MP4s into 3GGPs.” RIV.658. Under
these circumstances, the district court did not abuse its discretion in
concluding Agent Macmanus’s testimony was “based on sufficient facts or
data” as required by Rule 702. Fed. R. Evid. 702(c) (2011).
Second, Federal Rule of Evidence 703 expressly permits precisely
what Mr. Rivera contests: Agent Macmanus’s conversation with the Verizon
employee. Rule 703 states “[a]n expert may base an opinion on facts or data
in the case that the expert has been made aware of or personally observed.”
(emphasis added); see also Wilson ex rel. Wilson v. Merrell Dow Pharms.
Inc., 893 F.2d 1149, 1153 (10th Cir. 1990) (“[Rule] 703 allows an expert
witness to base his testimony upon facts or data that are hearsay, provided
that those facts or data are ‘of a type reasonably relied upon by experts in
the particular field in forming opinions or inferences upon the subject.’”
(quoting Fed. R. Evid. 703 (1972))); TK-7 Corp. v. Est. of Barbouti, 993 F.2d
25 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 26
722, 732 (10th Cir. 1993) (similar). Mr. Rivera does not mention Rule 703,
but it squarely applies here. 10
Rule 703 illustrates that, “[u]nlike an ordinary witness, an expert is
permitted wide latitude to offer opinions, including those that are not based
on firsthand knowledge or observation.” Daubert, 509 U.S. at 592 (citing
Fed. R. Evid. 701, 702, 703); see also Kinser v. Gehl Co., 184 F.3d 1259, 1270
(10th Cir. 1999) (same), abrogated on other grounds by Weisgram v. Marley
Co., 528 U.S. 440 (2000). “[T]his relaxation of the usual requirement of
firsthand knowledge [by a witness] . . . is premised on an assumption that
the expert’s opinion will have a reliable basis in the knowledge and
experience of his discipline.” Daubert, 509 U.S. at 592 (emphasis added).
“Daubert generally does not . . . regulate the underlying facts or data that
an expert relies on when forming her opinion.” United States v. Lauder, 409
F.3d 1254, 1264 (10th Cir. 2005). As the government appropriately
highlights, Mr. Rivera “makes no attempt to establish that experts in the
field of telecommunications would not rely on information provided directly
by telecommunications providers.” Ans. Br. at 33. Therefore, on this record
we cannot say “the district court made a clear error of judgment or exceeded
the bounds of permissible choice in the circumstances” in admitting Agent
10 The district court likewise did not reference Rule 703, but the facts
support its application here. 26 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 27
Macmanus’s testimony about file conversion on the Verizon network.
Rodriguez-Felix, 450 F.3d at 1122 (quoting Dodge, 328 F.3d at 1223).
Mr. Rivera also contends—for the first time on appeal—that the
district court’s refusal to allow him to cross-examine the Verizon employee
violated the Confrontation Clause. Op. Br. at 21. Generally, “[w]e review a
claim of error involving the Confrontation Clause de novo.” Gutierrez de
Lopez, 761 F.3d at 1132. But “[w]here a Confrontation Clause objection is
not explicitly made below we will not address the constitutional issue in the
absence of a conclusion that it was plain error for the district court to fail
to raise the constitutional issue sua sponte.” United States v. Ibarra-Diaz,
805 F.3d 908, 919 (10th Cir. 2015) (quoting United States v. Perez, 989 F.2d
1574, 1582 (10th Cir. 1993) (en banc)); see United States v. Otuonye, 995
F.3d 1191, 1205 (10th Cir. 2021) (rejecting a Confrontation Clause
argument on appeal because the defendant “did not specify [at the district
court] whether his objection was rooted in the Confrontation Clause or [the]
Federal Rule[s] of Evidence”).
The government observes “not once did [Mr. Rivera] mention the
Confrontation Clause” at the district court and he failed on appeal to “argue
under the plain-error standard.” Ans. Br. at 35. We agree. Still, Mr. Rivera
argues he sufficiently preserved the Confrontation Clause objection by
27 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 28
requesting a continuance to subpoena the Verizon supervisor. In support,
Mr. Rivera relies on United States v. Robinson, 583 F.3d 1265 (10th Cir.
2009), but that case does not help him.
In Robinson, we noted the plaintiff preserved his Sixth Amendment
Confrontation Challenge by raising a constitutional challenge under the
Fifth Amendment’s Due Process Clause. 583 F.3d at 1269 n.1. And
“[p]erhaps most importantly,” we observed in Robinson “the district court
acknowledged that [the plaintiff] had advanced a due process challenge.”
Id. Here, by contrast, the record confirms Mr. Rivera’s challenge was at all
times an evidentiary objection, not a constitutional one. And that is just
how the district court understood and resolved it. See United States v. Pena,
216 F.3d 1204, 1209 (10th Cir. 2000) (holding the defendant did not waive
an issue because the “record reflect[ed] that . . . the district court understood
[the] argument” as it was presented on appeal).
Because Mr. Rivera did not make an explicit constitutional objection
in the trial court or argue for plain error, he cannot raise a Confrontation
Clause challenge for the first time on appeal.
C
Mr. Rivera next asserts the district court abused its discretion in
admitting Ms. Doe’s testimony describing Mr. Rivera’s prior uncharged
sexual misconduct. He says the district court “erred in its application of
28 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 29
[Rule] 414” and “how it applied Rule 404 and conducted 403 balancing.” Op.
Br. at 22. We first observe Mr. Rivera’s precise arguments for reversal on
this ground are difficult to decipher. The government suggests they “boil
down to one complaint: that the court erred in performing its Rule 403
balancing test.” Ans. Br. at 41. We agree with that framing, which Mr.
Rivera does not dispute. 11 We thus consider whether, in admitting the prior
act evidence under Rule 414, the district court abused its discretion in
balancing the appropriate interests under Rule 403.
“Evidence law generally abhors the propensity inference—the notion
that a person did something just because he has a corresponding character
or has done similar things before.” United States v. Piette, 45 F.4th 1142,
1157 (10th Cir. 2022). Rule 404(b)(1) expressly prohibits the introduction of
evidence of a person’s other acts “to prove [that] person’s character in order
to show that on a particular occasion the person acted in accordance with
the character.” Fed. R. Evid. 404(b)(1). “But Federal Rule of Evidence 414
is an exception to that general rule—embracing the propensity inference in
11 We see no adequately developed argument from Mr. Rivera challenging the district court’s rulings based on intrinsic evidence, relevance under Rule 414, or admissibility under Rule 404(b). And notably, in his reply brief, Mr. Rivera does not contest the government’s characterization of his argument as focused on the relevant Rule 403 analysis or offer any response at all on the merits of this issue. 29 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 30
cases involving child molestation.” United States v. Harjo, 122 F.4th 1240,
1248 (10th Cir. 2024). Rule 414 provides, “In a criminal case in which a
defendant is accused of child molestation, the court may admit evidence
that the defendant committed any other child molestation.” Fed. R. Evid.
414(a).
The admissibility analysis under Rule 414 proceeds in two steps. “A
district court must determine first whether the proffered evidence is
relevant under Rule 414, and second, whether its probative value is
substantially outweighed by its risk of unfair prejudice under Rule 403.”
Harjo, 122 F.4th at 1249. On appeal, Mr. Rivera does not dispute the
challenged evidence is relevant, so our focus is on the second step.
“Rule 403 balancing in the [Rule 414] context requires the court to
consider” the probative value of the evidence by weighing: “1) how clearly
the prior act has been proved; 2) how probative the evidence is of the
material fact it is admitted to prove; 3) how seriously disputed the material
fact is; and 4) whether the government can avail itself of any less prejudicial
evidence.” United States v. Enjady, 134 F.3d 1427, 1433 (10th Cir. 1998)
(quoting Mark A. Sheft, Federal Rule of Evidence 413: A Dangerous New
Frontier, 33 Am. Crim. L. Rev. 57, 59 n.16 (1995)). The court must balance
the probative weight of the evidence against three factors that measure
prejudice: “1) how likely is it such evidence will contribute to an improperly-
30 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 31
based jury verdict; 2) the extent to which such evidence will distract the
jury from the central issues of the trial; and 3) how time consuming it will
be to prove the prior conduct.” Id. (quoting Sheft, supra, at 59 n.16).
Consistent with other evidentiary determinations, “[w]e review the
admission of Rule 414 evidence for an abuse of discretion.” United States v.
Mann, 193 F.3d 1172, 1173 (10th Cir. 1999).
As discussed, the government gave notice of its intent to offer Ms.
Doe’s testimony about an instance of sexual misconduct by Mr. Rivera that
predated the offense conduct. The government argued the evidence was
admissible as intrinsic evidence and under Rules 414 and 404(b). Mr. Rivera
moved to exclude the evidence, primarily objecting under Rule 403 that the
“prejudice [of the testimony] substantially outweighs any possible probative
value.” RII.113.
At a pre-trial hearing, the district court held the evidence was
admissible for the reasons offered by the government. The court first held
Ms. Doe’s “testimony alone is sufficient for a jury to find by a preponderance
that the other act occurred.” RIV.1009. In considering Rule 403, the district
court marshaled the Enjady factors, stating:
As to Enjady . . . the Court[ i]s considering how likely it is that such evidence will contribute to an improperly based jury verdict. The Court finds that is unlikely. The Court finds that this evidence
31 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 32
is obviously properly considered by the jury as intrinsic evidence and evidence as to identity. I mean, the Court would likely agree to a limiting instruction, if the defense wants to propose one, as to this evidence. To Factor Number 2, the extent to which such evidence will distract the jury from central issues of the child, the Court finds it will not distract the jury from the central issues of the trial. It is relevant evidence to the central issues of the trial, who was requesting these videos, where the videos were sent. The Court finds it’s also relevant as to the ID of the defendant. And, again, the Court would offer a limiting instruction to prevent any potential distraction from the actual charges in this case. And the Court finds that proof of the conduct will not be time consuming.
RIV.1009–10. The court then turned to Rule 403:
As to the 403 analysis, the Court finds the probative value of the prior sexual molestation and grooming is not substantially outweighed by the danger of unfair prejudice. The prior sexual molestation and grooming is highly probative, because it explains the defendant’s relationship with the child and gives context as to why, again, he would ask her for these photographs, and why the child might take these photographs and send them to the defendant. It’s highly probative as to identity. The Court finds the probative value is not substantially outweighed, or that the probative value is not in danger of being substantially outweighed by the unfair prejudice. Again, the Court would offer a limiting instruction to eliminate any prejudice.
RIV.1010. The court clarified it was “highly disputed” whether Mr. Rivera
had an inappropriate relationship with Ms. Doe and had actually received
the images and videos, “which heighten[ed] the need for [Ms. Doe’s]
testimony.” RIV.1013; see Enjady, 134 F.3d 1427, 1433 (“Rule 403 balancing
in the [Rule 414] context requires the court to consider . . . how seriously
disputed the material fact is” (quoting Sheft, supra, at 59 n.16.)). The court
overruled Mr. Rivera’s objection, concluding Ms. Doe’s testimony about the
32 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 33
prior uncharged conduct was more probative than prejudicial. Ultimately,
the court instructed the jury using the limiting instruction proposed by Mr.
Rivera, which “cautioned [the jury] that Michael Rivera is not on trial here
for any acts or crimes not alleged in the Indictment” and that he “may not
be convicted of the crimes charged in the Indictment” based solely on the
prior uncharged acts. RI.745. The court read the instruction both before and
after Ms. Doe’s testimony and included it in the final jury instructions. 12
12 The limiting instruction stated, in full:
You are instructed that the evidence of conduct by Michael Rivera on previous occasions involving other sexual molestations has been offered by the Government for its bearing on any matter to which it is relevant, including Michael Rivera’s disposition or propensity to commit the offense that is charged in the Indictment and the improbability that Michael Rivera has been falsely or mistakenly accused of these crimes. It is entirely up to the jury to determine what weight, if any, such “other conduct” evidence deserves. In reaching your conclusion, you may consider all of the surrounding facts and circumstances of such testimony and give it such weight as you think it is entitled to receive in light of your experience and knowledge of human affairs. However, you are cautioned that Michael Rivera is not on trial here for any acts or crimes not alleged in the Indictment. Michael Rivera may not be convicted of the crimes charged in the Indictment if you are to find only that he committed other crimes at such other times. You are reminded that, at all times, the United States bears the burden of proving beyond a reasonable doubt that Michael Rivera committed the offenses charged in the indictment.
RI.745 (Instruction No. 12). 33 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 34
Mr. Rivera claims the district court “overstated the probative value of
the evidence” and “gave short shrift to” certain Enjady factors weighing
against admissibility. Op. Br. at 29. Neither the record nor applicable law
supports his position, however.
First, he contends the district court failed to adequately consider that
Ms. “Doe’s allegations were never reported, nor corroborated by the
government.” Op. Br. at 29. We disagree. The corroboration Mr. Rivera
insists on is not required by Rule 414 or Enjady; Mr. Rivera does not argue
otherwise. Nor does the preponderance standard demand “the prior acts . . .
be clearly proved.” Harjo, 122 F.4th at 1252 n.14. Rather, the standard is
satisfied if “it was more likely than not that the[ prior acts] took place.” Id.
Here, in admitting the testimony, the district court concluded, “because it’s
anticipated [Ms. Doe] will testify that th[e] sexual assault happened[,] . . .
[the] alleged victim’s testimony alone is sufficient for a jury to find by a
preponderance that the other act occurred.” RIV.1009. The district court’s
reliance on Ms. Doe’s trial testimony was not an abuse of discretion.
Second, Mr. Rivera claims the court did not properly account for the
fact the charged conduct and the prior uncharged misconduct relied on
testimony from the “same complainant”—Ms. Doe. Op. Br. at 28. This
circumstance, he argues, impermissibly “bolster[s] Jane Doe’s credibility
34 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 35
regarding the indictment allegation.” Op. Br. at 28. We cannot agree with
Mr. Rivera.
Mr. Rivera cites no authority suggesting the charged conduct and
Rule 414 evidence must have independent sources. And we have suggested
otherwise. In United States v. Castillo, we held evidence of the uncharged
acts, which involved the same victims as the charged acts, was admissible
because it showed “a broader pattern of molestation[, which] may be
important to put the charge in perspective.” 188 F.3d 519, at *3 (10th Cir.
1999) (unpublished table decision) (quoting 137 Cong. Rec. S3242 (daily ed.
Mar. 13, 1991)). Here, the district court similarly reasoned “[t]he prior
sexual molestation and grooming is highly probative, because it explains
the defendant’s relationship with the child and gives context as to why . . .
he would ask her for these photographs, and why the child might take these
photographs and send them to” Mr. Rivera. RIV.1010.
Third, Mr. Rivera contends the prior uncharged sexual misconduct
and the charged conduct (including pornography-production offenses) were
dissimilar, so the district court should have assigned more weight to the
danger of unfair prejudice. Op. Br. at 30. Mr. Rivera is correct the charged
conduct involved no physical abuse while the uncharged conduct did. But
that distinction is not critical here. We have acknowledged in the Rule 414
context that “evidence of child molestation is inherently probative of the
35 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 36
propensity to commit other acts of child molestation or abuse, including
child pornography offenses.” United States v. Mercer, 653 F. App’x 622, 628
(10th Cir. 2016) (unpublished) (emphasis added); see also United States v.
Sanchez, 440 F. App’x 436, 439 (6th Cir. 2011) (unpublished) (hands-on
abuse and child-pornography-production charges “are sufficiently similar
for the prior act to have probative value”). Mr. Rivera offers no meaningful
contrary argument. Nor does Mr. Rivera mention that the jury received a
limiting instruction about the prior act evidence, which further mitigates
any risk of prejudice. Zafiro v. United States, 506 U.S. 534, 539 (1993)
(explaining “limiting instructions[] often will suffice to cure any risk of
prejudice” even “[w]hen the risk of prejudice is high”).
Finally, Mr. Rivera appears to argue the probative value of the
uncharged conduct evidence was weak because this case does not present
the “swearing match” contemplated by Congress in allowing evidence of
prior sexual conduct under Rule 414. Op. Br. at 30. He argues the purpose
of Rule 414 “was to reduce the extent to which rape trials became ‘swearing
match[es]’ about consent.” Op. Br. at 30 (alteration in original) (emphasis
added) (quoting Enjady, 134 F.3d at 1431). Rule 414, he contends, is mostly
concerned with “contact offense[s]” like rape, not offenses that pertain to
“physical images.” Op. Br. at 30. We disagree.
36 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 37
Rule 414 is not cabined to “contact offense[s],” as Mr. Rivera suggests.
Op. Br. at 30. Rule 414 permits prior act evidence when the “defendant is
accused of child molestation,” including “any conduct prohibited by 18
U.S.C. chapter 110.” Fed. R. Evid. 414(a), 414(d)(2)(B). Chapter 110
contains non-contact offenses relating to the distribution of child
pornography. See 18 U.S.C. § 2252A. And the district court specifically
found “the relationship [between Mr. Rivera and Ms. Doe] is highly disputed
in this case.” RIV.1012. The district court did not abuse its discretion in
concluding that factual disputes “regarding the relationship between the
two parties” “heighten[ed] the need for testimony.” RIV.1013.
Accordingly, the district court acted well within its discretion when it
determined under Rule 403 and Enjady’s balancing inquiry that the
probative value of Ms. Doe’s testimony about the prior sexual misconduct
was not substantially outweighed by a danger of unfair prejudice.
D
Mr. Rivera’s final argument for reversal is the district court should
have allowed him to impeach Ms. Doe with evidence she lied to a police
officer about her age. As with the other evidentiary issues, we review “legal
interpretations of the Federal Rules of Evidence de novo,” and the district
court’s evidentiary rulings for an abuse of discretion. United States v.
Griffin, 389 F.3d 1100, 1103 (10th Cir. 2004). Again, we discern no error.
37 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 38
Federal Rule of Evidence 608(b) provides, “[e]xcept for a criminal
conviction under Rule 609, extrinsic evidence is not admissible to prove
specific instances of a witness’s conduct in order to attack or support the
witness’s character for truthfulness.” Fed. R. Evid. 608(b). “But the court
may, on cross-examination, allow them to be inquired into if they are
probative of the character for truthfulness or untruthfulness of: (1) the
witness; or (2) another witness whose character the witness being cross-
examined has testified about.” Id. (emphasis added). Under these
circumstances, “‘[a]n attorney cross-examining’ the witness under Rule
608(b) can ‘only ask about the alleged dishonest act’ and then is ‘“stuck
with” his answer, even a denial.’” United States v. A.S., 939 F.3d 1063, 1072
(10th Cir. 2019) (alteration in original) (quoting Seifert v. Unified Gov’t, 779
F.3d 1141, 1154 (10th Cir. 2015)). Of course, “the overriding protection of
Rule 403” still applies. Fed. R. Evid. 608 advisory committee’s note to 1972
amendment.
Recall, Mr. Rivera sought to impeach Ms. Doe at trial with a video of
her making a false statement to a police officer about her age. The district
court excluded the video under Rule 608(b). Mr. Rivera insisted Rule 608(b)
allowed him to at least question Ms. Doe on cross-examination about the
38 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 39
untruthful statement. The district court exercised its discretion under Rule
403 and disallowed cross-examination on the subject.
On appeal, it is unclear if Mr. Rivera contends the district court erred
in excluding the video of the traffic stop, or if he contends the court
erroneously prohibited cross examination about the encounter. Op. Br. at
31 (stating the court “prevent[ed] Mr. Rivera from fully confronting Jane
Doe [w]hen his counsel would attempt impeachment”); Op. Br. at 31
(“Rivera made an attempt to impeach Jane Doe with a video where she lied
to a police officer on a clear video found on her own phone about her age
when driving the car.”); Op. Br. at 32 (“Once again, the excluded evidence
was a video of . . . ‘specific conduct where [Ms. Doe] did lie to the police
officers about her age.’” (quoting RIV.485)). However construed, the
argument fails.
First, the district court correctly excluded the video under Rule
608(b). The video involved specific conduct—unrelated to the instant
criminal case—that Mr. Rivera wanted to use to attack Ms. Doe’s character
for truthfulness. Rule 608(b) says extrinsic evidence is not admissible for
such a purpose. Fed. R. Evid. 608(b) (“Except for a criminal conviction under
Rule 609, extrinsic evidence is not admissible to prove specific instances of
39 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 40
a witness’s conduct in order to attack or support the witness’s character for
truthfulness.”).
Second, the district court likewise did not err in refusing to allow
cross-examination about the incident. “[U]nder Federal Rule of Evidence
608(b), it is within the discretion of the district court to decide whether a
defendant may be cross-examined about prior conduct concerning her
character for truthfulness, subject always to the balancing test of Federal
Rule of Evidence 403.” United States v. Schuler, 458 F.3d 1148, 1155 (10th
Cir. 2006). Mr. Rivera contends the district court engaged in a “perfunctory
403 analysis.” Op. Br. at 31. We disagree. The court first ruled,
I don’t find it relevant in this case. Misrepresenting to an officer that she had a license doesn’t seem relevant to me. I mean, I think any relevance it had would be substantially outweighed by the danger of confusing the issues or undue prejudice, because I think the jury might interpret it as the defendant just arguing that the witness is a liar and that she lied on this occasion.
RIV.489–90. The court later reiterated that it “would exercise [its]
discretion to not allow that testimony because [it doesn’t] find it . . .
relevant. But if there was a slight relevance, [the court] would find it’s
outweighed by the danger of undue prejudice and confusion of the issues
under 403.” RIV.491.
Mr. Rivera insists the district court’s decision to disallow the
impeachment “was essentially a directed verdict” because “it prevented all
40 Appellate Case: 24-2013 Document: 65-1 Date Filed: 06/16/2025 Page: 41
counter evidence[,] leaving the jury with no doubt as to whose credibility
was unimpeachable.” Op. Br. at 32. Mr. Rivera overstates the probative
value of the evidence. As the government persuasively observes, “[t]his sort
of garden-variety juvenile falsehood . . . does not remotely suggest that [Ms.
Doe] would invent a serious allegation against someone else, one that
delivered her much personal embarrassment and scrutiny and no obvious
benefit.” Ans. Br. at 54. Mr. Rivera has not shown the district court’s
holding “was based on a clearly erroneous finding of fact or an erroneous
conclusion of law or manifest[ed] a clear error of judgment.” A.S., 939 F.3d
at 1070 (quoting United States v. Batton, 602 F.3d 1191, 1196 (10th Cir.
2010)).
III
Mr. Rivera’s conviction is AFFIRMED.
Entered for the Court
Veronica S. Rossman Circuit Judge
Related
Cite This Page — Counsel Stack
United States v. Rivera, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rivera-ca10-2025.