United States v. Riley

292 F. App'x 717
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 5, 2008
Docket07-3178
StatusUnpublished

This text of 292 F. App'x 717 (United States v. Riley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Riley, 292 F. App'x 717 (10th Cir. 2008).

Opinion

ORDER AND JUDGMENT *

WADE BRORBY, Circuit Judge.

Appellant James F. Riley was convicted by a jury of one count of being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g). He now appeals his conviction on grounds the district court abused its discretion or otherwise erred in: (1) denying his pre-trial motion for disclosure of the grand jury transcript; (2) denying his motions to dismiss the indictment and for judgment of acquittal; and (3) admitting into evidence his prior state court conviction, in contravention of Old Chief v. United States, 519 U.S. 172, 117 S.Ct. 644, 136 L.Ed.2d 574 (1997). We exercise jurisdiction pursuant to 28 U.S.C. § 1291 and affirm Mr. Riley’s conviction.

I. Factual and Procedural Background

Following an investigation, the government presented a federal indictment to a grand jury charging Mr. Riley with one count of being a prior felon knowingly in possession of a firearm, in and affecting interstate commerce, in violation of 18 U.S.C. § 922(g). For the purpose of establishing Mr. Riley’s status as a prior felon, the proposed indictment indicated Mr. Riley had been convicted of a crime punishable by a term of imprisonment exceeding one year and listed ten of Mr. Riley’s prior felony convictions, identifying each by the name of the offense, the state statute violated, the court of jurisdiction, and the case number. In support of the indictment, the government presented witness testimony to the grand jury. On June 14, 2006, the grand jury returned the one-count indictment charging Mr. Riley with being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g).

Approximately four months before trial, counsel for Mr. Riley requested the transcript of the grand jury proceeding, arguing the transcript was necessary to determine: (1) whether the government’s presentation of his ten prior felony convictions prejudiced the grand jury; and (2) how the government established the interstate commerce element of the offense charged. At a hearing held on September 13, 2006, the district court denied the motion, stating Mr. Riley’s mere *719 speculation as to any undue influence caused by listing the ten prior convictions or the sufficiency of evidence on the interstate nexus failed to show a compelling or “particularized need” for production of the transcript. In addition, with respect to the interstate nexus element, it recognized the government’s obligation to produce exculpatory evidence and then concluded Mr. Riley’s unsubstantiated hope for evidence contained in the grand jury transcript was not grounds for production of the transcript.

Two days before the January 3, 2007 trial, Mr. Riley filed a motion to quash the indictment based, in part, on the government’s presentation of his ten prior convictions to the grand jury, which he again argued caused undue influence or prejudice. At approximately the same time, the parties also tried to reach an agreement on how to present the issue of Mr. Riley’s prior felony convictions to the petit jury in order to comply with the Supreme Court’s decision in Old Chief which encourages parties to stipulate to prior convictions in felon-in-possession cases to avoid undue prejudice in introducing evidence on the name or nature of those prior convictions. See 519 U.S. at 190-91, 117 S.Ct. 644. In order to comply with Old Chief the government proposed Mr. Riley enter into a written stipulation that he “was not legally entitled to possess a firearm, due to the fact ... [he] had been earlier convicted of a felony, which bore a possible sentence of imprisonment of more than one year.” R., Supp. Vol. 1, Ex. 4 at 1. Mr. Riley’s counsel agreed to the portion of the stipulation stating Mr. Riley had a prior felony conviction but opposed the portion indicating Mr. Riley was not legally entitled to possess a firearm at the time of the instant offense.

At the pretrial hearing held the morning of the trial, the parties presented argument concerning the government’s proposed stipulation on Mr. Riley’s prior convictions and the contested issue of whether the stipulation should include the fact Mr. Riley was not legally entitled to possess a firearm at the time of the instant offense. In opposing the stipulation, Mr. Riley’s counsel explained the issue of whether Mr. Riley was legally entitled to possess a firearm was a fact for the jury to decide and that the jury might take the stipulated language regarding his lack of legal entitlement to possess a firearm out of context and find it confusing. In turn, the government contended the stipulation, in order to meet the requirements of establishing a § 922(g) violation, needed to not only establish the fact Mr. Riley had a prior felony but that the prior felony precluded him from possessing a firearm. After hearing the parties’ arguments on the issue, the district court determined the proposed stipulation was not “unfair,” and, based on Mr. Riley’s refusal to enter into the stipulation, it ruled the government could introduce evidence of one of his prior felonies. At that time, the district court also heard argument on Mr. Riley’s motion to quash the indictment premised on his ten prior convictions being presented to the grand jury; it denied the motion but directed the indictment be sealed.

One day prior to the trial, the government presented Mr. Riley’s counsel with the requested transcript of the grand jury proceeding in conjunction with the Jencks Act, 18 U.S.C. § 3500. The entirety of the transcript contained the testimony of Kent Biggs, a detective with the Topeka, Kansas Police Department, who testified his investigation established Mr. Riley lived at the residence of a Mr. Bent and acted as his doorman for the purpose of allowing individuals to come into the house to purchase illegal narcotics from Mr. Bent. Detective Biggs testified, in part, that during an interview Mr. Riley “admitted that he pos *720 sessed a 12-gauge shotgun, which he kept in the basement as a security measure for the residence, due to the fact that they had been robbed at the residence by other drug dealers on previous occasion.” R., Supp. Vol. 2 at 3. Detective Biggs also explained that a few days after the interview, Mr. Riley provided a written statement and confessed to possessing the shotgun. In addition, Detective Biggs verified the list of Mr. Riley’s ten prior felony convictions, which included three convictions for aggravated assault or battery; during his testimony, a juror asked Detective Biggs what aggravated battery was, to which he provided a definition.

During the jury trial, the government offered into evidence the Kansas state court’s journal entry of Mr.

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Bluebook (online)
292 F. App'x 717, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-riley-ca10-2008.