United States v. Richard Smith, Jr.

• Court: Court of Appeals for the Fourth Circuit
• Decided: July 7, 2025
• Docket: 24-6726
• Status: Unpublished

Opinion

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UNPUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 24-6726

UNITED STATES OF AMERICA

Plaintiff - Appellee,

v.

RICHARD ALLEN SMITH, JR., a/k/a Smitty

Defendant - Appellant.

Appeal from the United States District Court for the Northern District of West Virginia at Elkins. Thomas S. Kleeh, Chief District Judge. (2:00−cr−00007−TSK−1)

Argued: May 6, 2025 Decided: July 7, 2025

Before WILKINSON, GREGORY, and BENJAMIN, Circuit Judges.

Reversed and remanded with instructions by unpublished opinion. Judge Wilkinson wrote the opinion, in which Judge Gregory and Judge Benjamin joined.

ARGUED: Jenny R. Thoma, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Clarksburg, West Virginia, for Appellant. Stephen Donald Warner, OFFICE OF THE UNITED STATES ATTORNEY, Elkins, West Virginia, for Appellee. ON BRIEF: Ryan M. Kantor, Hillary C. Rankin, Rakesh Beniwal, Brittney E. Wozniak, MORGAN LEWIS & BOCKIUS LLP, Pittsburgh, Pennsylvania, for Appellant. William Ihlenfeld, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Wheeling, West Virginia, for Appellee. USCA4 Appeal: 24-6726 Doc: 43 Filed: 07/07/2025 Pg: 2 of 10

Unpublished opinions are not binding precedent in this circuit.

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WILKINSON, Circuit Judge:

Richard Allen Smith was convicted in 2001 of eight counts arising from his

involvement in a West Virginia drug trafficking operation. After serving nearly 20 years

of his 504-month sentence, Smith moved for compassionate release under 18 U.S.C.

§ 3582(c)(1)(A)(i). Smith argued that a sentence reduction was appropriate in view of his

advanced age, poor health, rehabilitation efforts, and the disparity between his current

sentence and the one he would receive for the same conduct if sentenced today. The district

court denied Smith’s motion. Because we hold that the district court erred in denying

compassionate release under the circumstances presented here, we reverse and remand with

instructions that Smith’s motion be granted.

I.

Smith is a former coal miner who became involved in a crack cocaine distribution

conspiracy in the mid-1990s. The conspiracy came to an end in early 2000 after a lengthy

investigation involving controlled drug purchases by confidential informants and

undercover law enforcement officers. Smith was arrested and indicted alongside 19

codefendants in the Northern District of West Virginia in a 47-count indictment.

In May 2001, a jury found Smith guilty of eight counts. He was convicted of

conspiracy to distribute crack cocaine in violation of 21 U.S.C. §§ 841(a)(1),

841(b)(1)(A)(iii), and 846 (Count 1) and distribution of crack cocaine in violation of

§§ 841(a)(1) (Counts 40 and 41). The other five counts related to two incidents that

occurred during the investigation. In January 2000, a confidential informant visited Smith’s

house to purchase cocaine from defendant Vincent Scott. While there, the informant saw

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Scott hand Smith—who had a prior felony conviction for selling $60 of marijuana to his

cousin—a handgun. A few months later, an undercover officer tried to purchase cocaine

from defendant Ronald Whitley. Whitley mistook the undercover officer for someone who

had previously robbed him, which resulted in Smith and Whitley pointing guns at the

officer. Smith was convicted of possession of a firearm by a convicted felon in violation

of 18 U.S.C. §§ 922(g)(1) and 924(a)(2) (Counts 5 and 44), aiding and abetting the

brandishing of a firearm during and in relation to a drug trafficking crime in violation of

§§ 924(c)(1)(A)(ii) and 2 (Count 39), brandishing a firearm during and in relation to a drug

trafficking crime in violation of § 924(c)(1)(A)(ii), (c)(1)(C), and 2 (Count 46), and aiding

and abetting the assault of a police officer in violation of §§ 111 and 2 (Count 45).

On March 20, 2002, Judge Frederick Stamp sentenced Smith to 646 months in

prison. That figure reflected 262 months for the non-§ 924(c) drug convictions, 84 months

for the first § 924(c) conviction, and 300 months for the second § 924(c) conviction. At the

time of his sentencing, the guidelines range for Smith’s drug convictions was 262 to 327

months given his offense level of 38. Because Smith was sentenced before United States

v. Booker, 543 U.S. 220 (2005), these guidelines were mandatory. The § 924(c)

convictions, meanwhile, carried statutory minimums of 84 months for the first conviction

and an additional, “stacked” 300 months for the second. Smith’s total sentence thus

represented the lowest end of the then-mandatory guidelines ranges and statutory

minimums for each conviction category.

Smith’s sentence was lowered twice. In 2007, the Sentencing Guidelines were

amended to reduce the penalties for crack cocaine offenses. These changes were made

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retroactive and lowered Smith’s offense level to 36. Accordingly, Judge Stamp reduced

Smith’s sentence for the drug convictions from 262 to 240 months—the statutory minimum

for crack cocaine convictions under 21 U.S.C. §§ 841 and 846. In 2010, the Fair Sentencing

Act reduced this mandatory minimum from 240 to 120 months. After the First Step Act of

2018 applied the Fair Sentencing Act’s reduction retroactively to convictions from before

2010, Judge Stamp again lowered Smith’s sentence. Smith’s total sentence became and

remains 504 months.

Smith moved for compassionate release under 18 U.S.C. § 3582(c)(1)(A)(i). To

grant relief under this section, a district court must find that “extraordinary and compelling

reasons warrant” a sentence reduction and that “such a reduction is consistent with

applicable policy statements issued by the Sentencing Commission.” 18 U.S.C.

§ 3582(c)(1)(A)(i). If these conditions are met, the court must consider whether “the factors

set forth in section 3553(a)” support early release. Id.; United States v. Moody, 115 F.4th

304, 310 (4th Cir. 2024). The § 3553(a) factors include, among other things, the need for

the sentence to reflect the seriousness of the crime, deter criminal conduct, and protect the

public from the defendant.

Smith initially filed for compassionate release pro se in January and April 2020. In

July 2020, he filed a renewed motion with the assistance of counsel. Smith argued that his

serious medical conditions, the risks posed by the ongoing COVID-19 pandemic, and his

rehabilitative efforts weighed in favor of early release. He also pointed to the disparity

between the mandatory minimums applicable to § 924(c) convictions at the time of his

sentencing and those applicable after the First Step Act. The Act eliminated “stacking” of

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multiple § 924(c) convictions in a single prosecution, meaning that the mandatory

minimum for Smith’s second § 924(c) conviction would be 84 months instead of 300 if he

were sentenced today (an 18-year difference). Although Congress did not make this

provision of the First Step Act retroactive, Smith argued that the district court should have

considered it.

In November 2020, a magistrate judge recommended that Smith’s renewed motion

for compassionate release be granted. In October 2022, Judge Thomas Kleeh rejected the

magistrate judge’s recommendation and denied Smith’s motion. Smith appealed, and in

November 2023 this court vacated the denial and remanded the case for further

proceedings. We held that the district court relied on factual misstatements about Smith’s

relevant drug conduct and prior marijuana conviction and “was required to provide a more

robust explanation” for how it weighed Smith’s rehabilitation efforts against the other

factors. United States v. Smith, No. 22-7283, WL 7688370, at *2 (4th Cir. Nov. 15, 2023).

On remand, the district court again denied Smith’s motion. The district court

accepted the government’s concession that there were “extraordinary and compelling

reasons” to justify early release. J.A. 361. Moving to the § 3553(a) factors, the court

concluded that “[r]eleasing Smith would not reflect the seriousness of the offense conduct,

promote respect for the law, provide just punishment for the offense, or deter criminal

conduct.” J.A. 365. In reaching this conclusion, the district court noted Smith’s prior state

convictions for selling marijuana and domestic battery and stated that the estimated amount

of crack cocaine used by Judge Stamp to calculate Smith’s sentence “was low.” J.A. 364.

Finally, the district court declined to consider the non-retroactive amendments to § 924(c),

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remarking that even if it were to consider the changes, “they would not overcome the []

finding that the § 3553(a) factors weigh against a sentence reduction.” J.A. 366.

II.

We review a district court’s decision to deny a motion for compassionate release for

abuse of discretion. United States v. Moody, 115 F.4th 304, 310 (4th Cir. 2024). “A district

court abuses its discretion when it acts arbitrarily or irrationally, fails to consider judicially

recognized factors constraining its exercise of discretion, relies on erroneous factual or

legal premises, or commits an error of law.” United States v. Delfino, 510 F.3d 468, 470

(4th Cir. 2007). This standard leaves room for disagreement. As the reviewing court, we

“may not substitute [our] own judgment for that of the district court” merely because we

may have reached a different result in the first instance. United States v. Centeno-Morales,

90 F.4th 274, 280 (4th Cir. 2024).

District courts “wield broad discretion in deciding compassionate release motions.”

United States v. Malone, 57 F.4th 167, 177 (4th Cir. 2023). We do not, for example, require

district courts to address every argument a defendant makes in analyzing the § 3553(a)

factors. United States v. Davis, 99 F.4th 647, 659 (4th Cir. 2024). But this discretion is not

boundless. Under certain circumstances, a district court may abuse its discretion by failing

to adequately explain how it weighed the § 3553(a) factors, see id. at 659–62, or “by failing

to recognize that the relevant § 3553(a) factors clearly favor release,” Malone, 57 F.4th at

177.

This is one such exceptional case. Like the district court, we accept that Smith

demonstrated “extraordinary and compelling reasons” for release given that, were he

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sentenced today, he would benefit from the First Step Act’s anti-stacking provision. See

J.A. 361–62; Response Br. at 15. We thus focus on the district court’s consideration of the

§ 3553(a) factors. * Given the particular facts here, we find that the district court erred in

denying Smith’s motion for compassionate release.

Consider Smith’s likelihood of recidivism. One of the § 3553(a) factors is “the need

for the sentence imposed . . . to protect the public from further crimes of the defendant.”

18 U.S.C. § 3553(a)(2). Here the likelihood that Smith would reoffend is exceedingly low

in view of his advanced age and serious medical conditions. Smith was 66 years old at the

time he filed his renewed motion for compassionate release. He is 71 years old today. See

United States v. Brown, 78 F.4th 122, 133 (4th Cir. 2014) (noting that “Brown’s release at

over seventy years of age should further alleviate the district court’s concern for the risk to

public safety”). Moreover, Smith suffers from black lung disease, an irreversible

respiratory impairment resulting from his years as a coal miner. Smith has also been

diagnosed with COPD, emphysema, pre-diabetes, a liver cyst, and a heart rhythm disorder.

He “is totally disabled and a portion of his right lung has been removed.” J.A. 357.

Smith’s conduct while in prison further cuts against a finding that he remains a

danger to society. In twenty years of incarceration, Smith was disciplined only twice for

what were relatively minor infractions. He completed dozens of vocational classes and

participated in rehabilitative drug treatment. And as a result of his good behavior, Smith

* Because we reverse and remand on the strength of the § 3553(a) factors, we need not address Smith’s additional argument that the district court erred by failing to consider whether his sentence was consistent with the relevant Sentencing Commission policy statement promulgated while his first appeal was pending. 8 USCA4 Appeal: 24-6726 Doc: 43 Filed: 07/07/2025 Pg: 9 of 10

was reclassified from a high-security to a low-security inmate. This is not the picture of an

unremorseful defendant bent on causing future harm even if he was physically able.

The deterrence factor likewise weighs in favor of release. Section 3553(a)(2) calls

for consideration of “the need for the sentence imposed . . . to afford adequate deterrence

to criminal conduct.” Here the district court determined, without elaboration, that a reduced

sentence would fail to “deter criminal conduct.” J.A. 365. But this ignores that, by the time

of his release, Smith will have already served nearly 25 years of his 42-year sentence. The

prospect of 25 years of prison time serves as a powerful deterrent against the conduct—

which was undoubtedly serious—for which Smith was convicted and sentenced.

Finally, the stark sentence disparity for Smith’s § 924(c) convictions underscores

the appropriateness of compassionate release. The district court was not prohibited as a

matter of law from considering the amendments to § 924(c). And as Smith points out,

several of the § 3553(a) factors contemplate the consideration of sentencing disparities. See

Opening Br. at 44. These include consideration of “the kinds of sentence[s] and the

sentencing range . . . set forth in the guidelines” and “the need to avoid unwarranted

sentence disparities among defendants with similar records who have been found guilty of

similar conduct.” 18 U.S.C. §§ 3553(a)(4), (6). There is no question that Smith’s sentence

is an outlier in light of the repeal of § 924(c)’s stacking provision—he faced a mandatory

minimum sentence 18 years longer than it would be for a defendant in similar

circumstances sentenced today. And while not necessarily the comparator for purposes of

§ 3553(a)(6), we note that most of Smith’s codefendants were released long ago. See

Opening Br. at 8.

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III.

In concluding that the district court erred, we neither minimize the seriousness of

Smith’s crimes nor question the deference ordinarily owed to district court rulings on

motions for sentence reductions. We hold only that Smith’s situation is the unusual one

where the multiplicity of factors combine to make the case for compassionate release. We

accordingly reverse and remand with instructions that Smith’s motion for compassionate

release be granted.

REVERSED AND REMANDED WITH INSTRUCTIONS