United States v. Richard Collado, Leopoldo Rivera-Rosa

106 F.3d 1097, 1997 U.S. App. LEXIS 1268
CourtCourt of Appeals for the Second Circuit
DecidedJanuary 13, 1997
Docket1811, Docket 95-1512
StatusPublished
Cited by25 cases

This text of 106 F.3d 1097 (United States v. Richard Collado, Leopoldo Rivera-Rosa) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Richard Collado, Leopoldo Rivera-Rosa, 106 F.3d 1097, 1997 U.S. App. LEXIS 1268 (2d Cir. 1997).

Opinions

THOMPSON, District Judge:

Leopoldo Rivera-Rosa appeals the sentence imposed by Judge Martin after a jury convicted Rivera-Rosa of conspiring to import approximately eight kilograms of heroin into the United States in violation of 21 U.S.C. § 963. On August 18, 1995, Judge Martin sentenced Rivera-Rosa to a 240 month term of imprisonment, to be followed by ten years of supervised release, and imposed a $50 mandatory special assessment. Rivera-Rosa appeals his sentence on two grounds: (i) the district court erred in enhancing his sentence in accordance with 21 U.S.C. § 851 because his prior felony offense was not prosecuted by indictment or waiver thereof, and (ii) the district court erred in determining the drug quantity attributable to him. For the reasons that follow, we find that: (i) based on 21 U.S.C. § 851(a)(2), a defendant’s conviction for a prior felony offense cannot be used as the basis for enhancement of a sentence, in accordance with 21 U.S.C. § 851, unless that prior felony offense was prosecuted by indictment or waiver thereof, and (ii) the district court did not err in determining the drug quantity attributable to the appellant.

Accordingly, the judgment is reversed in part and affirmed in part, and the case is remanded for further proceedings consistent with this opinion.

BACKGROUND

In early 1990, Jose Rodriguez, a heroin distributor in Harlem, and Michael Fafo-wora, a Nigerian heroin supplier, agreed to smuggle approximately eight kilograms of heroin from Singapore and Thailand through the Dominican Republic and into the United States. In the first phase of their scheme, Fafowora would purchase the heroin in Asia for $10,000 per kilogram and stuff it into film cartridges, which, in turn, would be placed in small refrigerators and shipped to the Dominican Republic. In the second phase, the heroin would be repackaged and secreted on female couriers, who would then travel by commercial airline from the Dominican Republic to the United States.

In the fall of 1990, the first phase took place as planned. Rodriguez then contacted Rivera-Rosa in Puerto Rico. Rivera-Rosa had for a number of years been purchasing half-kilogram quantities of heroin from Rod[1099]*1099riguez. Rivera-Rosa had expressed to Rodriguez an interest in purchasing some of the heroin that Rodriguez and Fafowora intended to import from Asia. In exchange for receiving a portion of the approximately eight kilograms of heroin at a reduced price, Rivera-Rosa agreed to escort two of the couriers as they traveled with the heroin from the Dominican Republic to Puerto Rico and then to New York.

On October 23,1990, Rodriguez, Fafowora, four couriers and other co-conspirators traveled from New York to the Dominican Republic to effectuate the second phase of the importation scheme. Within two days, Rivera-Rosa arrived in the Dominican Republic from Puerto Rico. While staying at the Jara-gua Hotel in Santa Domingo, Rodriguez and Rivera-Rosa had a number of discussions about the heroin transaction. Rivera-Rosa persuaded Rodriguez to change the original plan; he suggested removing the drugs from the couriers in Puerto Rico and selling the drugs there, rather than escorting the couriers and the drugs all the way to New York. Rivera-Rosa explained that he already had a client in Puerto Rico interested in purchasing one kilogram of heroin. Rodriguez agreed to sell the kilogram of heroin to Rivera-Rosa for $150,000.

On October 27, 1990, Rodriguez brought the approximately eight kilograms of heroin, which was still stored in film containers, to a room at the Jaragua Hotel. In Rivera-Rosa’s presence, Rodriguez removed the heroin from the containers, weighed it, placed one to two kilograms of heroin in individual plastic bags and then secured the bags with masking tape, forming brick-shaped packages.

On October 28, 1990, as Rivera-Rosa waited in the hotel lobby, Rodriguez and Fafo-wora met in a hotel room with two of the couriers who had traveled with them from New York. Rodriguez and Fafowora taped packages containing a total of 3.4 kilograms of heroin to the women’s bodies and told them that there had been a change in plans. They would not be taking the heroin all the way to New York. Someone would meet them at the airport in Puerto Rico and take all of the heroin from them.

After the heroin was secure, Rodriguez brought the couriers to the hotel lobby. Rodriguez met briefly with Rivera-Rosa and pointed out the two women (ie., the couriers) Rivera-Rosa would be escorting to Puerto Rico and from whom Rivera-Rosa would be taking the heroin. Rivera-Rosa followed the couriers to the airport, boarded their plane and watched over them during the flight.

United States Customs Service agents arrested the two couriers and Rivera-Rosa shortly after they disembarked at the airport in San Juan, Puerto Rico and seized the 3.4 kilograms of heroin and numerous documents reflecting their travel to and their stay in the Dominican Republic. Agents also seized from Rivera-Rosa various address and telephone books and other papers which contained Fafowora’s and Rodriguez’ names and telephone numbers. That same day at Newark International Airport, United States Customs Service agents arrested the two couriers carrying the remaining 3.85 kilograms of heroin from the Dominican Republic and seized the heroin and their travel records.

Rivera-Rosa was convicted by a jury on February 25, 1994 and sentenced by Judge Martin on August 18, 1995. Prior to sentencing, Rivera-Rosa submitted to the court a letter, dated August 17, 1995, in which he set forth his objections to the Presentence Report. In that letter, he also requested a Fatico hearing on the question of whether he knew or foresaw the amount of heroin to be distributed pursuant to the conspiracy. Rivera-Rosa argued that his role was limited to that of a mere buyer of one kilogram of heroin. In sentencing Rivera-Rosa, the district court found that the 3.4 kilograms of heroin carried by the two couriers Rivera-Rosa escorted to Puerto Rico were attributable to him but made no determination as to whether the 3.85 kilograms of heroin carried by the other two couriers directly to New Jersey were attributable to him.

The district court imposed an enhanced sentence pursuant to 21 U.S.C. § 841(b)(1)(A), based on a prior felony information filed by the Government in accordance with 21 U.S.C. § 851. The prior felony information charged that in 1982 Rivera-[1100]*1100Rosa had been convicted under the laws of Puerto Rico for a drug offense, namely, possession of marijuana, and had received a sentence of two years' imprisonment. The laws of Puerto Rico do not provide for indictment by a grand jury.1 Thus, Rivera-Rosa was not prosecuted in 1982 by indictment or waiver thereof.

The filing of the prior felony information resulted in Rivera-Rosa being subject to a twenty year mandatory minimum term of imprisonment.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Vassar
541 F. App'x 58 (Second Circuit, 2013)
United States v. Sánchez
389 F.3d 271 (First Circuit, 2004)
United States v. Brown, Eddie
191 F.3d 486 (D.C. Circuit, 1999)
United States v. Michael Lloyd Craycraft
167 F.3d 451 (Eighth Circuit, 1999)
United States v. Lampton
158 F.3d 251 (Fifth Circuit, 1998)
United States v. Lynch
Third Circuit, 1998
United States v. Jerry Jeffrey Lynch
158 F.3d 195 (Third Circuit, 1998)
Eubanks v. United States
11 F. Supp. 2d 455 (S.D. New York, 1998)
United States v. Raymon Ortega
Eighth Circuit, 1998
United States v. Charles Coleman
151 F.3d 1034 (Seventh Circuit, 1998)
United States v. Ortiz
143 F.3d 728 (Second Circuit, 1998)
Cavallo v. Utica-Watertown Health Ins. Co., Inc.
3 F. Supp. 2d 223 (N.D. New York, 1998)
United States v. Gottlieb
140 F.3d 865 (Tenth Circuit, 1998)
United States v. Spells
994 F. Supp. 585 (M.D. Pennsylvania, 1998)
United States v. Brian Keith Brim
129 F.3d 128 (Ninth Circuit, 1997)
United States v. Rodriguez
977 F. Supp. 1320 (N.D. Ohio, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
106 F.3d 1097, 1997 U.S. App. LEXIS 1268, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-richard-collado-leopoldo-rivera-rosa-ca2-1997.