United States v. Ricardo Arredondo

349 F.3d 310, 2003 U.S. App. LEXIS 23121, 2003 WL 22669156
CourtCourt of Appeals for the Sixth Circuit
DecidedNovember 13, 2003
Docket02-1394
StatusPublished
Cited by10 cases

This text of 349 F.3d 310 (United States v. Ricardo Arredondo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ricardo Arredondo, 349 F.3d 310, 2003 U.S. App. LEXIS 23121, 2003 WL 22669156 (6th Cir. 2003).

Opinion

OPINION

BOGGS, Chief Judge.

The district court held Ricardo Arredon-do in criminal contempt of court after finding that he gave fabricated evidence of ineffective assistance of counsel to support his petition for postconviction relief from a *313 federal sentence for drug trafficking. Mr. Arredondo appeals from this contempt conviction and from the district court’s accompanying denial of relief from Ms drug sentence. For the reasons explained below, we reverse the conviction for contempt but affirm the denial of postconviction relief.

I

Arredondo was convicted in 1990 of three counts of distribution of heroin and conspiracy to distribute heroin, and sentenced to 20 years in prison. In 1996, with the assistance of another inmate, he filed a pro se petition under 28 U.S.C. § 2255 seeking relief from the sentence. As relevant here, the petition asserted that Ms appointed attorney, Thomas Plachta, provided constitutionally ineffective representation at sentencmg by failing to commum-cate two alleged government plea offers to Arredondo for approval. Arredondo claims he would have accepted either of the offers if given the chance, and would thereby have obtained a lighter sentence than the one imposed on him. However, he stated, Plachta “never advised [Mm] of any Plea Offer.”

Arredondo’s trial judge had fixed a pretrial deadline of August 27, 1990, after which no plea offers could be extended. It is undisputed that Assistant United States Attorney Michael Hluchamuk made one plea offer to Plachta before this deadline, wMch would have involved a recommended sentence of five to ten years, and that Plachta rejected this offer. The disputed issue regarding this offer is whether Plachta first commumeated it to Arredon-do for approval.

Arredondo’s petition further alleged that Hluehaniuk made a second, offer of a ten-year sentence to Plachta on the day of trial, and that Plachta also rejected this offer without conveying it to his client. Arredondo supported this allegation with two affidavits. One affiant, Maria Tene-yuque, stated that her sister Mary Jane Dietrich (a material witness in Arredondo’s trial) had overheard Plachta and Hluchan-iuk discussing a plea before the trial. Ar-redondo also filed his own affidavit testifying that he had seen his lawyer talldng with HluchaMuk on the day of trial, and had seen Plachta shake Ms head “no.”

Both Plachta and HlucMaMuk demed that any second offer was made. Plachta did not squarely deny Arredondo’s claim that Plachta had failed to commumcate the first offer. Instead, Plachta filed an affidavit statmg that he could not specifically remember the events of that day, but that “my practice has always been to commum-cate any plea offer made by the prosecution to my client regardless of my personal view as to the merits of the offer.”

The district court denied Arredondo’s Section 2255 petition without an evidentia-ry hearing. Arredondo then retamed a different inmate paralegal to assist him and filed a pro se motion for reconsideration of the demal, pursuant to Fed.R.Civ.P. 59(e). This motion was accompaMed by a new affidavit from Arredondo that included new allegations: that Arredondo had himself heard some snippets of the alleged plea conversation between Plachta and Hluehaniuk on the day of trial, including a reference to a ten-year sentence. In this affidavit, Arredondo stated that he had seen the prosecutor shake his head “no.” The new affidavit also alleged that Plachta “advised” Arredondo “in words” on the day of trial that he had rejected a government plea offer, in tension with the statement in the earlier affidavit that Plachta had “never advised” him of any offer. However, in the same paragraph of the second affidavit, Arredondo affirmed that Plachta never “made [Arredondo] aware” of a plea offer prior to trial. It is thus *314 fairly clear that by “made aware” Arredon-do meant communicating the offer before rejecting it. The district court denied the motion for reconsideration and Arredondo appealed to this court.

We reversed in part and remanded for an evidentiary hearing on the petition. Arredondo v. United States, 178 F.3d 778 (6th Cir.1999). We agreed with the district court that Arredondo was not entitled to a hearing on his allegations concerning the supposed second plea offer. 1 Id. at 782-83 & n. 3. However, we held that he was entitled to a hearing on the circumstances surrounding the first plea offer. Id. at 789. 2

In closing, we noted that the inconsistent accounts in the affidavits of Plachta, Hluchaniuk, and Arredondo suggested that someone was not telling the truth:

Arredondo has lodged serious claims that attack his attorney’s professional competence. If true, his petition deserves our attention.... If false, Arre-dondo has
lied in a self-interested endeavor that could have caused unwarranted discipline of his attorney. The courts should not encourage such actions by refusing to punish demonstrably false claims of ineffective assistance of counsel.

Id. at 790.

The district court held an evidentiary hearing on Arredondo’s petition on January 13, 2000. Arredondo repeated in court the allegations of his second affidavit: Plachta had failed to secure his client’s permission to reject two plea offers, and Arredondo had personally heard fragments of the discussion concerning the second offer being discussed. Assistant United States Attorney Hluchaniuk again testified that he made one plea offer to Plachta prior to the court deadline, but no second offer. Plachta testified that he did not specifically recall the plea discussions in Arredondo’s case, but that it was always his practice to pass on such offers to his clients for approval.

The district court denied Arredondo’s Section 2255 petition. It rejected his testimony about the existence of the second plea offer and about Plachta’s handling of the first offer. 3 The court went further, ordering a hearing on whether Arredondo had committed criminal contempt of court by knowingly offering false evidence to support his petition.

After briefing and a hearing on the contempt issue, pursuant to Fed.R.Crim.P. 42(a), 4 the court found Arredondo guilty of *315 criminal contempt and imposed a sentence of six months in prison, consecutive to his prior sentence, and a $3,000 fíne. The court found that Arredondo had engaged in a series of fabrications.

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Cite This Page — Counsel Stack

Bluebook (online)
349 F.3d 310, 2003 U.S. App. LEXIS 23121, 2003 WL 22669156, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ricardo-arredondo-ca6-2003.