United States v. Rene Antoine Guy, United States of America v. Kenneth Ray Barnes

903 F.2d 1240, 1990 U.S. App. LEXIS 8175, 1990 WL 65378
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 21, 1990
Docket88-3178, 88-3179
StatusPublished
Cited by43 cases

This text of 903 F.2d 1240 (United States v. Rene Antoine Guy, United States of America v. Kenneth Ray Barnes) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rene Antoine Guy, United States of America v. Kenneth Ray Barnes, 903 F.2d 1240, 1990 U.S. App. LEXIS 8175, 1990 WL 65378 (9th Cir. 1990).

Opinion

PER CURIAM:

Appellants Guy and Barnes were arrested by Washington authorities during a search of their apartment. Deputies found in Barnes’ pocket a receipt for a safe, including the safe’s serial number and combination. The serial number matched that of a safe found in appellants’ bedroom. On top of the safe, the deputies found a gram scale; on the floor in front of the safe they found a shotgun. The deputies seized the safe, obtained a second search warrant, and opened the safe to find $2,500 in cash and approximately 900 grams of cocaine base. A quantity of marijuana was also found in the bedroom.

The state charged Guy and Barnes with possession of marijuana and cocaine with intent to deliver. They pled guilty to the marijuana charge in return for dismissal of the cocaine charge.

Based on the same nucleus of conduct, Guy and Barnes were subsequently indicted and convicted in federal court of conspiracy to distribute cocaine, possession of a sawed-off shotgun, possession of more than 50 grams of cocaine base with intent to distribute, and knowing use of a firearm in relation to a drug trafficking crime.

Guy and Barnes appeal their convictions asserting four errors: (1) the federal trial exposed them to double jeopardy; (2) the safe was illegally seized and its contents should have been suppressed; (3) the evidence did not support their conviction on the firearm charge; and (4) the trial court erred in instructing the jury on the firearm charge.

*1242 DOUBLE JEOPARDY CLAIM

Guy and Barnes allege the state offered the plea agreement because they knew the original search warrant for the apartment was flawed under state law. Guy and Barnes made an offer of proof that the federal charges were brought to avoid the stricter requirements of state law as to the reliability of informants, and because more severe sentences could be imposed under federal statutes.

Guy and Barnes claim the federal prosecution was really a cover for repetition of a failed state prosecution, and falls within an exception to the general rule that the double jeopardy clause is not implicated where separate sovereigns pursue separate prosecutions against the same defendant. See Bartkus v. Illinois, 359 U.S. 121, 123-24, 79 S.Ct. 676, 678, 3 L.Ed.2d 684 (1959); United States v. Bernhardt, 831 F.2d 181, 182-83 (9th Cir.1987). The district court rejected a petition for an evidentiary hearing and denied the claim.

The government argues we should not consider this appeal on the merits because our prior unpublished memorandum decision in United States v. Thompson, 874 F.2d 817 (9th Cir.1989), is “law of the case.” See 9th Cir.R. 36-3. In the original federal indictment Guy and Barnes were charged together with another participant, Thompson. All filed motions to dismiss on double jeopardy grounds which were denied. Thompson’s trial was severed and he immediately appealed. Guy and Barnes waited to appeal the issue until after trial and conviction. In Thompson we considered the precise double jeopardy arguments raised here and affirmed the district court.

The government cites United States v. Houser, 804 F.2d 565, 567-69 (9th Cir.1986), in support of its argument that the “law of the case” doctrine applies. In Houser, the same party brought an issue first before a motions panel and then to a merits panel of this court. In contrast, this case involves different parties convicted in different trials. It is closer to United States v. Maybusher, 735 F.2d 366, 370 (9th Cir.1984), where we noted “[t]he doctrine typically applies to the same case when the parties in the subsequent proceeding were also the parties to the former appellate decision.... Maybusher was not a party to the final proceedings in [the previous appeal], and his ultimate conviction did not occur as a result of the same trial as his co-defendants. The doctrine does not apply in this matter.” Id.

While our decision in Thompson is not “law of the case” for Guy and Barnes, we reach the same result as the prior panel for the following reasons.

The basic rule asserted by Guy and Barnes is well-understood. No person shall “be subject for the same offense to be twice put in jeopardy of life or limb.... ” U.S. Const. Amend. V. However, the prohibition against twice being placed in jeopardy does not foreclose a second prosecution by a different sovereign for the same offense. Heath v. Alabama, 474 U.S. 82, 93, 106 S.Ct. 433, 439, 88 L.Ed.2d 387 (1985).

It is a narrow exception to the dual sovereignty rule that is implicated in this ease. If the second prosecution, otherwise permissible under the dual sovereignty rule, is not pursued to vindicate the separate interests of the second sovereign, but is merely pursued as a sham on behalf of the sovereign first to prosecute, it may be subject to a successful double jeopardy challenge. United States v. Bernhardt, 831 F.2d at 182.

Guy and Barnes maintain that the facts presented here are sufficient to sustain a successful double jeopardy attack on the federal prosecution. We disagree.

First, it is noted that the federal charge does not duplicate the state offenses. Guy and Barnes were put in jeopardy in the state court only for possession of marijuana. In federal court they were charged with conspiracy to distribute cocaine, possession of cocaine base, and possession of a sawed-off shotgun. The federal sovereign thus sought to vindicate separate interests than did the state sovereign.

It is true that the federal government relied in part on information provided by *1243 the state, but there is evidence of independent federal involvement as well. The actions of federal enforcement officials, acting independently to vindicate federal interests, are sufficient to remove this case from the reach of the Bartkus exception.

For these reasons we hold the district court properly denied Guy’s and Barnes’ motions to dismiss on double jeopardy grounds.

SEIZURE OF THE SAFE

Guy and Barnes argue seizure of the safe was illegal. They contend seizure of the safe was not authorized by the warrant because the safe was not specifically described in the warrant, and the seizure was not justified by the plain view doctrine because the safe was neutral, ambiguous and without evidentiary value.

We conclude the safe was subject to seizure under the plain view doctrine. “[T]he plain view doctrine limits the right of seizure to items, the incriminating nature of which is immediately apparent to the searching officer.” United States v. Wright, 667 F.2d 793

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Joshua Lucas
841 F.3d 796 (Ninth Circuit, 2016)
United States v. Holmes
36 F. Supp. 3d 970 (D. Montana, 2014)
United States v. Watts
934 F. Supp. 2d 451 (E.D. New York, 2013)
People v. Cha
Superior Court of Guam, 2012
United States v. Lionel Brinkerhoff
404 F. App'x 147 (Ninth Circuit, 2010)
United States v. Angleton
221 F. Supp. 2d 696 (S.D. Texas, 2002)
Disimone v. Browner
121 F.3d 1262 (Ninth Circuit, 1997)
United States v. Craig Murray Belknap
113 F.3d 1242 (Ninth Circuit, 1997)
United States v. Michael Palmieri
99 F.3d 1148 (Ninth Circuit, 1996)
United States v. Imran A. Mir
89 F.3d 847 (Ninth Circuit, 1996)
United States Court of Appeals, Second Circuit
66 F.3d 483 (Second Circuit, 1995)
United States v. Gonzalez
907 F. Supp. 785 (D. Delaware, 1995)
United States v. Scholz
899 F. Supp. 484 (D. Nevada, 1995)
United States v. Day
897 F. Supp. 1298 (D. Oregon, 1995)
United States v. Bradford
886 F. Supp. 744 (E.D. Washington, 1995)
United States v. Collins
877 F. Supp. 516 (D. Oregon, 1995)
United States v. Branum
872 F. Supp. 801 (D. Oregon, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
903 F.2d 1240, 1990 U.S. App. LEXIS 8175, 1990 WL 65378, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rene-antoine-guy-united-states-of-america-v-kenneth-ray-ca9-1990.