United States v. Reiter

897 F.2d 639
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 26, 1990
DocketNos. 31, 32, 129, 276 and 413, Dockets 88-1493, 88-1494, 88-1500, 88-1501 and 89-1226
StatusPublished
Cited by50 cases

This text of 897 F.2d 639 (United States v. Reiter) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Reiter, 897 F.2d 639 (2d Cir. 1990).

Opinion

GEORGE C. PRATT, Circuit Judge:

Defendants Mark Reiter, Raymond Clark, Leonard Rollack, Alfred Dicks, and Timothy Smith appeal from judgments of conviction entered against them in the United States District Court for the Southern District of New York, Richard Owen, Judge, in connection with their participation in and conspiracy to participate in a racketeering enterprise organized principally to distribute heroin.

Following a four-month trial, the jury found each defendant guilty of every count and every predicate act of racketeering activity submitted to the jury in which that defendant was named. Each defendant now raises numerous issues for review. We affirm in all respects the convictions of Reiter, Clark, Dicks, and Smith. For the reasons set forth below, however, we reverse Rollack’s conviction and remand for new trial.

I. BACKGROUND

Defendants were tried on a thirteen-count twelfth superseding indictment, (12S) 87 Cr. 132 (the 12S indictment), that charged seven defendants with, inter alia, participation in and conspiracy to participate in a racketeering enterprise. The 12S indictment charged that from approximately January 1, 1980, to October 31, 1987, “the Jackson organization”, including the organization’s leadership, members, and associates, constituted an enterprise “associated in fact” within the meaning of 18 U.S.C. § 1961(4), which had as its purpose the obtaining of income for the members of the enterprise through a large-scale scheme to distribute heroin in Manhattan, the Bronx, Bridgeport, Connecticut, Wash[641]*641ington, D.C., and Boston, Massachusetts. From approximately late 1983 through 1987, the Jackson organization was headed by James Jackson, who eventually became the government’s chief witness at trial. The indictment also charged that to protect and preserve the enterprise, its members resorted to fraud and violence, including murder.

Through Jackson’s testimony and other evidence, the government presented evidence at trial that the members of the racketeering enterprise distributed millions of dollars worth of heroin over a seven-year period in various locations on the East Coast. Additionally, the government presented evidence that one or more of the defendants charged in the 12S indictment were responsible for at least seven murders and two attempted murders.

The jury convicted all appealing defendants of participation in a racketeering enterprise in violation of the Racketeer Influenced and Corrupt Organizations Act (RICO), 18 U.S.C. § 1962(c), and of conspiracy to violate RICO, 18 U.S.C. § 1962(d). In addition, Reiter was also convicted of operating a continuing criminal enterprise, in violation of 21 U.S.C. § 848(a); two counts of distributing heroin, in violation of 21 U.S.C. § 841; using a telephone to facilitate the commission of a narcotics felony, in violation of 21 U.S.C. § 843(b); and conspiracy to impede the Internal Revenue Service in ascertainment and collection of taxes, in violation of 18 U.S.C. § 371. Rol-lack, Smith, and Clark were each convicted of conspiracy to distribute and possess with intent to distribute heroin, in violation of 21 U.S.C. § 846. Rollack and Smith were also convicted on two counts each of possessing heroin with intent to distribute, in violation of 21 U.S.C. § 841.

Each defendant attacks his convictions on numerous grounds. After careful review, we find most of defendants’ arguments to be unworthy of extended treatment, and we limit discussion to (1) Rol-lack’s contention that the district court erred in trying him in absentia on the 12S indictment when he had been arraigned only on the fourth superseding indictment (4S indictment); and (2) Smith’s claim that the ineffectiveness of his trial counsel mandates reversal of his convictions.

II. DISCUSSION

A. Trial of Rollack in Absentia

Rollack claims that his trial in absentia on the 12S indictment, on which he was never arraigned, violated his sixth amendment right of confrontation and his right under Fed.R.Crim.P. 43 to be present at the time of arraignment and the taking of the plea. The government counters that Rollack waived his right to presence when, following arraignment on the 4S indictment and after he had knowledge that he was soon to be arraigned on the tenth superseding indictment (the 10S indictment), Rollack absconded. We hold that the 4S indictment on which Rollack was arraigned was insufficiently similar to the 12S indictment on which he was tried to apprise Rollack of the nature of the proceedings against him. Because Rollack therefore had insufficient knowledge to waive his right to presence, trial in his absence was improper.

A brief review of the charges against Rollack in the 4S, IOS, and 12S indictments is necessary. In the 4S indictment, Rollack was named as a member of the Jackson heroin distribution enterprise, and charged with (1) distribution of heroin in July 1983 in Manhattan, New York; (2) conspiracy to distribute heroin, based on the July 1983 distribution; and (3) separate counts of participation in a racketeering enterprise and conspiracy to violate the racketeering laws. The underlying RICO predicate acts were the July 1983 distribution and the conspiracy charge based on that distribution.

At his arraignment on August 17, 1987, Rollack pled not guilty to the 4S indictment. In September 1987 James Jackson entered into a formal cooperation agreement with the government and supplied information which permitted the government to charge additional crimes against Rollack and his codefendants. Based on the new information, the government, on October 27, 1987, filed the 10S indictment which charged Rollack for the first time, in a predicate racketeering act, with murder[642]*642ing a man named Norman Bannister and with conspiracy to commit that murder. Rollack was also charged for the first time with two new substantive counts alleging possession of heroin with intent to distribute in two separate locations in the Bronx, New York. These two new charges were added as new predicate acts of the substantive racketeering count and new overt acts for the heroin conspiracy charge. The 10S indictment also realleged the July 1983 heroin distribution and the RICO predicates and overt acts based on that distribution.

By letter dated November 2, 1987, the government distributed to counsel copies of the 10S indictment and scheduled arraignment for November 6, 1987.

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Bluebook (online)
897 F.2d 639, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-reiter-ca2-1990.