United States v. Razo

782 F.3d 31, 2015 U.S. App. LEXIS 5264, 2015 WL 1455076
CourtCourt of Appeals for the First Circuit
DecidedApril 1, 2015
Docket13-2176
StatusPublished
Cited by12 cases

This text of 782 F.3d 31 (United States v. Razo) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Razo, 782 F.3d 31, 2015 U.S. App. LEXIS 5264, 2015 WL 1455076 (1st Cir. 2015).

Opinion

BARRON, Circuit Judge.

At his trial in the federal District of Maine, Mark Razo faced a number, of charges relating to drug trafficking. After his conviction on all counts, he received a sentence of 300 months in prison. Razo now asserts various alleged errors both at trial and at sentencing. Finding none that require reversal, we affirm both the conviction and the sentence.

I.

Razo was charged with one count of conspiracy to commit a drug trafficking offense under 21 U.S.C. §§ 841(a)(1) and 846 and three counts of criminal use of a communications facility to facilitate a trafficking offense under 21 U.S.C. §§ 843(b) and (d). The jury convicted Razo on all counts. The District Court then sentenced Razo to 300 months of imprisonment on the conspiracy count. The judge also sentenced Razo to 48 months of imprisonment on the three counts of criminal use of a communications facility. That sentence was to be served concurrently with Razo’s sentence for the conspiracy count.

This appeal followed. Razo challenges his conspiracy conviction and sentence under the Confrontation Clause. He also brings challenges under the Sentencing Guidelines and Alleyne v. United States, — U.S. -, 133 S.Ct. 2151, 186 L.Ed.2d 314 (2013). Finally, he challenges as improper both the use at trial of certain recorded phone calls and venue in the District of Maine. We discuss the facts relevant to each of the these challenges in the course of our analysis.

II.

Razo’s primary challenge arises under the Confrontation Clause, which provides that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be con *34 fronted with the witnesses against him.” U.S. Const, amend. VI. Razo contends to us, as he did below, that the Clause bars the admission of a portion of the testimony of a state chemist, Amy Johnson.

At trial, Johnson testified about the laboratory analysis she performed on a substance seized from one of Razo’s co-conspirators, Blanca Ortiz. Johnson testified that her analysis confirmed the substance was pure methamphetamine. And her testimony about the methamphetamine’s purity was key to the jury’s finding that the conspiracy involved 50 grams of pure methamphetamine. Moreover, the District Court relied on this jury finding at sentencing in finding Razo guilty of an aggravated drug trafScking offense under 21 U.S.C. § 841(b)(1)(A), which carries a statutory maximum of life.

Razo’s Confrontation Clause challenge focuses solely on the portion of Johnson’s testimony that concerned a “known standard” methamphetamine sample that the state crime lab used to create a reference point for comparison with seized evidence. The state crime lab annually received that sample from a private manufacturer, the Sigma Chemical Company. Members of the crime lab then analyzed the sample to confirm that the lab’s “reference library” accurately reflected the properties of the known standard sample.

Specifically, Razo points to the part of Johnson’s testimony in which she states that the state crime lab relied on the manufacturer’s assurance that the known standard sample was 100-percent pure. And Razo also points to the part of Johnson’s testimony acknowledging that, after testing the seized substance, she compared the results of that testing to results generated through analysis by others at the state crime lab of the known standard sample Sigma had supplied.

Razo thus argues that, contrary to the Confrontation Clause, Johnson’s testimony relied on hearsay statements arising out of the analysis and production of that known standard sample, even though the source (or sources) for those statements were not made available for cross-examination. And to support that challenge, Razo relies on the line of authority that begins with Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004).

In Crawford, the Supreme Court held that the Confrontation Clause applies to “testimonial” statements, whether made in or out of court. That category, Crawford explains, includes “ex parte in-court testimony or its functional equivalent — that is, material such as affidavits, custodial examinations, prior testimony that the defendant was unable to cross-examine, or similar pretrial statements that declarants would reasonably expect to be used prosecutorially.” Id. at 51, 124 S.Ct. 1354. As further support for his argument, Razo also relies on two recent Supreme Court cases that followed Crawford. There, the Court held that the admission of government testimony about forensic tests performed by non-testifying analysts violated the Confrontation Clause. See Melendez-Diaz v. Massachusetts, 557 U.S. 305, 129 S.Ct. 2527, 174 L.Ed.2d 314 (2009); Bull-coming v. New Mexico, — U.S. -, 131 S.Ct. 2705, 180 L.Ed.2d 610 (2011).

But, as the government points out, unlike in either Melendez-Diaz or Bull-coming, the analyst who testified in this case — Johnson—did personally perform the forensic testing on the seized evidence and personally compared the results with the analysis of the known standard sample. And while a portion of her testimony did address lab work relating to the' known standard sample that she did not perform herself, we conclude that portion presents no Confrontation Clause problem under *35 Crawford or the precedents that followed in its wake. 1

In demarcating the bounds of the Confrontation Clause, the Supreme Court has only confronted cases where the challenged, out-of-court statements were made in the context of a particular investigation. In this case, by contrast, as Johnson’s testimony makes clear, the production of the known standard sample, like the analysis of it, occurred prior to and without regard to any particular investigation, let alone any particular prosecution. The analysis and production instead merely established a general reference point that could assist other analysts (like Johnson' herself) in determining the nature of evidence seized in connection with a later investigation or prosecution. And while Johnson’s testimony recounted her reliance on this reference point, she did not recount any express, formalized statements that arose from its development.

We conclude that these distinctions, in this case, are determinative. To be sure, at a general level, Johnson used the reference point for “the purpose of establishing or proving some fact at trial.” Melendez-Diaz, 557 U.S. at 324, 129 S.Ct. 2527. Her testimony conveyed reliance on the lab’s baseline purity standard and assumed its reliability.

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Bluebook (online)
782 F.3d 31, 2015 U.S. App. LEXIS 5264, 2015 WL 1455076, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-razo-ca1-2015.