United States v. Raymond Cruz, Also Known as Raymond Diaz

156 F.3d 366, 1998 U.S. App. LEXIS 23314, 1998 WL 647140
CourtCourt of Appeals for the Second Circuit
DecidedSeptember 22, 1998
Docket97-1059
StatusPublished
Cited by29 cases

This text of 156 F.3d 366 (United States v. Raymond Cruz, Also Known as Raymond Diaz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Raymond Cruz, Also Known as Raymond Diaz, 156 F.3d 366, 1998 U.S. App. LEXIS 23314, 1998 WL 647140 (2d Cir. 1998).

Opinion

PARKER, Circuit Judge:

Raymond Cruz appeals from the judgment of the United States District Court for the Southern District of New York (Denise Cote, Judge) sentencing him, following a guilty plea, to 87 months imprisonment and imposing a special assessment of $50.00 for one count of possession of cocaine base with intent to distribute it in violation of 21 U.S.C. §§ 812, 841(a)(1), and 841(b)(1)(A). In calculating Cruz’s offense level under the Sentencing Guidelines, the district court considered information Cruz had disclosed during proffer sessions with the Government not only for the purpose of granting a reduction under the “safety valve” provision and waiving the mandatory minimum sentence, see U.S.S.G. §§ 5C1.2, 2D1.1(b)(4) 1 ; 18 U.S.C. § 3553(f), but also for the purpose of enhancing Cruz’s base offense level under U.S.S.G. § 1B1.3. Cruz contends that this was error; and that the district court should only have considered the information for the safety valve reduction and not for the base level enhancement. Cruz relies on U.S.S.G. § IB 1.8 and a Fifth Amendment challenge to the safety valve statute. For the following reasons, we affirm the judgment of the district court.

I. BACKGROUND

On August 17, 1995, Cruz was arrested in Penn Station in Manhattan on an “Amtrak” train scheduled to depart for Lancaster, Pennsylvania, after police discovered marijuana in a gray bag that Cruz had been carrying. The bag also contained 67 grams of crack cocaine. In a post-arrest statement, Cruz confessed that he had bought the crack cocaine in Brooklyn and was planning to sell it in Pennsylvania.

Cruz was charged in a one count indictment filed on September 18, 1995, with possession of cocaine base with intent to distribute it, in violation of 21 U.S.C. §§ 812, 841(a)(1) and 841(b)(1)(A). Cruz pled guilty *368 to the charge on January 4, 1996. Pursuant to the plea agreement, the parties agreed that the base offense level applicable to Cruz’s offense was 32 under U.S.S.G. § 2Dl.l(c). Given a three-level reduction for acceptance of responsibility, see U.S.S.G. § 3E1.1, the total offense level contemplated by the plea agreement was 29.

At the time of the plea agreement, Cruz had an overall Criminal History Category (“CHC”) of II: one point for a sentence of five years probation imposed on December 21, 1993 by the New York State Supreme Court, County of New York, for a conviction of larceny of an automobile in the 4th degree, see U.S.S.G. § 4Al.l(c); and two points for committing the charged federal narcotics offense while still serving his state probation sentence. See U.S.S.G. § 4Al.l(d). With a total offense level of 29 and a CHC of II, Cruz’s sentencing range would have been 97 to 121 months. See U.S.S.G. § 5A (Sentencing Table). However, pursuant to the federal narcotics offense to which Cruz pled guilty, Cruz was required to serve a statutory minimum sentence of 10 years (120 months) incarceration regardless of the applicable Guidelines range. See 21 U.S.C. § 841(b)(l)(A)(iii); § U.S.S.G. § 5Gl.l(c)(2).

Shortly after his guilty plea, Cruz entered into discussions with the Government about the possibility of cooperating. On February 7 and April 16, 1996, Cruz met with the Government pursuant to a proffer agreement (“Proffer Agreement”) to explore the possibility of entering into a cooperation agreement. The Proffer Agreement provided in relevant part:

(1) Should any prosecutions be brought against [Cruz] by this Office, the Government will not offer in evidence on its casein-chief, or in connection with any sentencing proceeding for the purpose of determining an appropriate sentence, any statements made by [Cruz] at the meeting, except in a prosecution for false statements, obstruction of justice, or perjury with respect to any acts committed or statements made during or after the meeting or testimony given after the meeting.

During the proffer sessions, Cruz revealed drug dealing involving 350 grams of crack cocaine that was part of the same course of conduct as the conduct to which he pleaded. After these sessions, the Government decided not to enter into a cooperation agreement with Cruz.

In September 1996, after the proffer sessions had been conducted, Cruz’s state conviction for grand larceny was expunged in state court proceedings pursuant to New York State’s youthful offender statutes. As a result, Cruz no longer had any criminal history points, see U.S.S.G. § 4A1.2(j), and therefore became eligible for so-called safety valve relief under 18 U.S.C. § 3553(f) and U.S.S.G. § 5C1.2, that is, imposition of a sentence without regard to the statutory minimum sentence, as well as for a two-level downward adjustment under U.S.S.G. § 2D1.1(b)(4). 2

*369 The Government did not dispute that, once Cruz’s state conviction was expunged, he met the first four conditions of the safety valve provision. In order to meet the fifth requirement, the Government proposed to defense counsel prior to sentencing that Cruz waive the non-disclosure provision contained in paragraph (1) of the Proffer Agreement and allow the Government to disclose to the district court the substance of Cruz’s statements to the Government. In a telephone conversation with the AUSA on or about December 2, 1996, defense counsel agreed to the use of the proffer sessions as the safety valve interview, but objected to the use of the information in determining the guideline offense level. 3

In a letter to the district court dated December 20, 1996, the Government recommended that Cruz receive the safety valve benefit, but only on the condition that the court take Cruz’s prior drug trafficking into account in calculating Cruz’s offense level. In response, Cruz’s attorney claimed that Cruz was eligible for the safety valve provision but that Application Note 7 to U.S.S.G. § 5C1.2 and U.S.S.G. § 1B1.8 precluded the use of the information in the calculation of the base offense level. 4

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Bluebook (online)
156 F.3d 366, 1998 U.S. App. LEXIS 23314, 1998 WL 647140, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-raymond-cruz-also-known-as-raymond-diaz-ca2-1998.