United States v. Rafael Cruz-Escoto

476 F.3d 1081, 72 Fed. R. Serv. 608, 2007 U.S. App. LEXIS 3924, 2007 WL 548794
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 23, 2007
Docket05-50892
StatusPublished
Cited by34 cases

This text of 476 F.3d 1081 (United States v. Rafael Cruz-Escoto) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Rafael Cruz-Escoto, 476 F.3d 1081, 72 Fed. R. Serv. 608, 2007 U.S. App. LEXIS 3924, 2007 WL 548794 (9th Cir. 2007).

Opinions

[1084]*1084SILER, Circuit Judge.

Rafael Cruz-Escoto appeals his jury conviction and sentence for being a deported alien found in the United States without permission, in violation of 8 U.S.C. § 1326. He presents six arguments on appeal: (1) the evidence was insufficient to support the verdict; (2) the district court improperly instructed the jury; (3) the district court violated his Fifth and Sixth Amendment rights by excluding the testimony of an impeachment witness; (4) the introduction of evidence that he twice illegally entered the United States violated Federal Rules of Evidence 401, 403, and 404(b); (5) the government violated Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986); and (6) the district court impermissibly increased his sentence above the statutory maximum. We AFFIRM.

I. BACKGROUND

In 2004, Border Patrol Agent Jason Viau conducted surveillance of an area along the Mexico-United States border known as the “Channel.” The Channel, located in California just north of Tijuana, is a cement river bed that runs north from Mexico into the United States, where it eventually empties into the Pacific Ocean. There are no fences where the Channel enters into the United States;1 however, a painted yellow line on the bottom of the Channel marks the international border. The Border Patrol has a permanent post located at this vulnerable section of the Channel. This permanent post is not a designated port of entry, and consists of a uniformed agent in a marked car who conducts a twenty-four hour surveillance of the area, which is illuminated by large lights.2

During his midnight shift, Agent Viau saw Cruz-Escoto running northbound in the Channel in front of the Ballard Fence, approximately 100-150 yards inside the United States. Agent Viau drove his Jeep into the Channel and, after a brief scuffle, arrested Cruz-Escoto. Cruz-Escoto admitted to Agent Viau that he was a citizen of Mexico and did not have proper documentation to permit him to enter the United States. He was subsequently indicted for being a deported alien found in the United States, in violation of 8 U.S.C. § 1326.

At trial, Agent Viau testified that he did not see Cruz-Escoto cross the border and could not say how or where Cruz-Escoto entered the United States. The government also introduced evidence that Cruz-Escoto had twice been removed from the United States and that he had never applied for permission to re-enter. Cruz-Escoto was convicted of violating § 1326.

At Cruz-Escoto’s sentencing hearing, the district court increased his sentence above the two-year statutory maximum to eighty-four months because it found that he had previously been deported following a felony conviction.

II. STANDARD OF REVIEW

Claims of insufficient evidence are reviewed de novo. United States v. Duran, [1085]*1085189 F.3d 1071, 1078 (9th Cir.1999). Whether jury instructions adequately cover the theory of the defense is reviewed de novo as well. United States v. Fejes, 232 F.3d 696, 702 (9th Cir.2000). Whether particular evidence falls within the scope of a rule of evidence is also reviewed de novo. United States v. Smith, 282 F.3d 758, 768 (9th Cir.2002). A district court’s decision to admit or exclude evidence is reviewed for an abuse of discretion. United States v. Castillo, 181 F.3d 1129, 1134 (9th Cir.1999). The district court’s findings regarding purposeful discrimination in jury selection are findings of facts entitled to great deference and will be set aside only if clearly erroneous. United States v. Power, 881 F.2d 733, 739 (9th Cir.1989). Claims that a defendant’s sentence violates Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), are reviewed de novo. Smith, 282 F.3d at 771.

III. DISCUSSION

A. Sufficiency of the Evidence

Cruz-Eseoto’s first argument is that the evidence was insufficient to find him guilty of violating § 1326. Specifically, he argues that he was never free from official restraint because he was apprehended before he passed Agent Viau’s permanent post.

To prove a violation of § 1326, the prosecution must show that a deported alien entered, attempted to enter, or was found in, the United States without official permission of the government. See 8 U.S.C. § 1326. Physical presence alone is insufficient to sustain a conviction of being “found in” the United States. See, e.g., United States v. Gonzalez-Torres, 309 F.3d 594, 598 (9th Cir.2002); United States v. Pacheco-Medina, 212 F.3d 1162, 1163-64 (9th Cir.2000). The government must also prove that the individual “entered the United States free from official restraint at the time officials discovered or apprehended him.” United States v. Ruiz-Lopez, 234 F.3d 445, 448 (9th Cir.2000). “The burden is on the government to establish lack of official restraint.” United States v. Bello-Bahena, 411 F.3d 1083, 1087 (9th Cir.2005).

“An alien is under ‘official restraint’ if, after crossing the border without authorization, he is ‘deprived of [his] liberty and prevented from going at large within the United States.’ ” Gonzalez-Torres, 309 F.3d at 598 (alteration in original) (quoting United States v. Pacheco-Medina, 212 F.3d 1162, 1164 (9th Cir.2000)). Because the concept of official restraint is interpreted broadly, an alien need not be in physical custody of authorities to be officially restrained. See Ruiz-Lopez, 234 F.3d at 448. “[T]he restraint may take the form of surveillance, unbeknownst to the alien....” Id. (alteration in original) (quoting Pacheco-Medina, 212 F.3d at 1164).

Whether an alien crosses the border at a designated point of entry or elsewhere also weighs on the consideration of official restraint. “An alien who crosses the border at a designated location and proceeds directly in the manner designated by the government to the border station where he then presents himself to the authorities has not [yet] been ‘found in’ the United States.... ” United States v. Zavala-Mendez, 411 F.3d 1116, 1121 (9th Cir.2005). Aliens who climb fences, raft canals, “or otherwise sneak[ ] across the border in some illegitimate manner,” id. at 1120, are under official restraint only if they are under constant governmental observation “from the moment [they] set foot in this country until the moment of [their] arrest.” United States v. Castellanos-Garcia, 270 F.3d 773, 775 (9th Cir.2001).

Another rule applies to this latter class of aliens: those who evade government observation while crossing the bor[1086]

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476 F.3d 1081, 72 Fed. R. Serv. 608, 2007 U.S. App. LEXIS 3924, 2007 WL 548794, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-rafael-cruz-escoto-ca9-2007.