United States v. Quinton M. Gornto, Iii, A/K/A "q.m."

792 F.2d 1028
CourtCourt of Appeals for the Eleventh Circuit
DecidedJuly 16, 1986
Docket85-3490
StatusPublished
Cited by28 cases

This text of 792 F.2d 1028 (United States v. Quinton M. Gornto, Iii, A/K/A "q.m.") is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Quinton M. Gornto, Iii, A/K/A "q.m.", 792 F.2d 1028 (11th Cir. 1986).

Opinion

TUTTLE, Senior Circuit Judge:

This criminal appeal invokes two applications of the doctrine of collateral estoppel where a defendant indicted on multiple counts is acquitted on one or more of the counts and subsequently retried on the remaining counts. First, we must determine whether the doctrine bars from introduction into evidence at appellant’s second trial *1030 certain portions of the testimony of a government witness who also testified at appellant’s first trial. Second, we must determine whether the doctrine is a complete bar to retrial.

Appellant, in his first trial, was charged with (1) importing marijuana in violation of 21 U.S.C. § 952(a); (2) possessing marijuana with intent to distribute in violation of 21 U.S.C. § 841; (3) conspiring to import marijuana in violation of 21 U.S.C. §§ 952(a) and 963; and (4) conspiring to possess marijuana with intent to distribute in violation of 21 U.S.C. §§ 841 and 846.

The trial court granted appellant’s motion for severance from his co-defendants. At the conclusion of the trial, the jury found appellant not guilty of the crimes charged in counts 1 and 2, the substantive counts, but was unable to reach a verdict on counts 3 and 4, the conspiracy counts. The trial court therefore declared a mistrial.

At appellant’s second trial, on the conspiracy counts, the jury found him not guilty of conspiracy to possess marijuana with intent to distribute, but guilty of conspiracy to import marijuana. Appellant begins attacking his conviction by challenging the admissibility of certain testimony given by the principal government witness.

I. Testimony of Witness Carver [1] At appellant’s first trial, Bart Carver testified about appellant’s involvement in drug transactions at an apartment in Jupiter-Tequesta. He testified:

A sale was arranged by John Thomas to someone who is in the Jupiter-Tequesta area. I went over and counted out a hundred thousand dollars. Q.M. Gornto was with me from time to time during the counting of the money. He had some chores he had to do, like put the pot in position to be moved and given over to these fellows, the money was counted and then Q.M. and I both took the money and we went to the apartment while the pot was being transferred.

In response to the question: “[h]ow much money did you end up getting?”, Carver responded: “The same as Q.M., $15,000.”

At the second trial, Carver testified as follows:

Q: Did you later see John Thomas or Q.M. again with any of the marijuana?
A: Got a phone call the next day to secure an apartment, which I did. I secured an apartment in Jupiter, in Jupiter at Tequesta.
Q: Speak up.
A: I secured an apartment in the Jupiter, Tequesta area for Q.M., John and myself, where we would operate out of to sell the marijuana that came in.
Q: Was marijuana brought there?
A: Only samples.
Q: Okay. And was any sold?
A: Yes, there was.
Q: How much?
A: There was two sales that I’m aware of, one to Dennis Beach and one to a fellow by the name of Scott.
Q: How much money was made off of it?
A: I can’t really say, but I counted out $112,000 that Scott had.
Q: How much did you get?
A: $15,000, with another 40 to come, which I never got.
Q: How much did Q.M. get?
A: $15,000 with a promise of another 40 to come, which I have no idea whether he got.
Q: Who paid Q.M. the money?
A: John Thomas.
Q: In your presence?
A: In my presence at the apartment.

The trial court denied appellant’s motion to exclude Carver’s testimony on the basis of collateral estoppel, stating:

The Defendant maintains specifically and complains that the testimony of Barton Carver at the first trial that the Defendant Gornto helped transport mari *1031 juana from North Florida to West Palm Beach, that is in the Southern District of Florida, that he possessed the marijuana in West Palm Beach and that he helped distribute it.
The defendant contends, and the Court believes correctly so, that the first jury must have disbelieved this testimony in order to acquit the Defendant on the substantive counts.
Where the Court disagrees with the Defendant is that the Government was permitted to present the very same testimony of Bart Carver to prove the conspiracy count at the second trial.
A comparison of the testimony shows that any details as to the Defendant Gornto’s possession or distribution of drugs were eliminated at the second trial.

Appellant argues that the trial court erred in denying his motion.

We agree. We believe the trial court misapplied the doctrine of collateral estoppel. In United, States v. Whitaker, 702 F.2d 901 (11th Cir.1983), this Court noted that the federal law of collateral estoppel is well established, and requires that “when an issue of ultimate fact has once been determined by a valid and final judgment, that issue cannot again be litigated between the same parties in any future lawsuit.” Id. at 702 F.2d 903, quoting Ashe v. Swenson, 397 U.S. 436, 443, 90 S.Ct. 1189, 1194, 25 L.Ed.2d 469 (1970). This concept is embodied in the fifth amendment guarantee against double jeopardy. Ashe v. Swenson, supra, at 445, 90 S.Ct. at 1195. In a criminal context, the doctrine prohibits the government from forcing a defendant to defend against charges or allegations which he overcame in an earlier trial. Albert v. Montgomery, 732 F.2d 865, 869 (11th Cir.1984). As the former Fifth Circuit noted in referring to the doctrine of res judicata, and as we note as to its kinsman, collateral estoppel:

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Bluebook (online)
792 F.2d 1028, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-quinton-m-gornto-iii-aka-qm-ca11-1986.